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CoolCap Trial, Treatment of Perinatal Hypoxic-Ischemic Encephalopathy

Primary Purpose

Neonatal Hypoxic-Ischemic Encephalopathy (HIE)

Status
Completed
Phase
Not Applicable
Locations
International
Study Type
Interventional
Intervention
Cool-Cap
Sponsored by
Olympic Medical
About
Eligibility
Locations
Outcomes
Full info

About this trial

This is an interventional treatment trial for Neonatal Hypoxic-Ischemic Encephalopathy (HIE) focused on measuring neonatal, hypoxic, ischemic, encephalopathy, HIE, birth asphyxia, neonatal encephalopathy, Asphyxia Neonatorum, hypothermia, therapeutic, brain cooling, selective head cooling

Eligibility Criteria

1 Hour - 6 Hours (Child)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

Infants are assessed sequentially by criteria A, B and C listed below. Infant must meet all three criteria to be eligible for trial enrollment.

  • Criteria A: Infants >= 36 weeks gestation admitted to the NICU with ONE of the following:

    • Apgar score of <= 5 at 10 minutes after birth;
    • Continued need for resuscitation, including endotracheal or mask ventilation, at 10 minutes after birth;
    • Acidosis defined as either umbilical cord pH or any arterial pH within 60 minutes of birth < 7.00; or
    • Base Deficit <= -16 mmol/L in umbilical cord blood sample OR any blood sample within 60 minutes of birth (arterial or venous blood).
  • Criteria B: Moderate to severe encephalopathy consisting of altered state of consciousness (as shown by lethargy, stupor, or coma) AND at least one or more of the following:

    • Hypotonia;
    • Abnormal reflexes, including oculomotor or pupillary abnormalities;
    • An absent or weak suck;
    • Clinical seizures
  • Criteria C: At least 20 minutes duration of amplitude integrated EEG (aEEG/CFM) recording that shows abnormal background aEEG/CFM activity or seizures. The aEEG/CFM is to be performed from one hour of age. If subsequently an abnormal aEEG/CFM is recorded before 5.5 hours of age, the infant is then eligible for enrollment. The aEEG is not to be performed within 30 minutes of IV anticonvulsant therapy as this may cause suppression of EEG activity. In particular, high dose prophylactic anticonvulsant therapy (e.g., >20 mg/kg phenobarbitone) is not to be given prior to performing the aEEG/CFM.

Exclusion Criteria:

  • Infant expected to be > 5.5 hours of age at the time of randomization
  • Prophylactic administration of high dose anticonvulsants (e.g., >20 mg/kg phenobarbitone). After trial entry phenobarbitone or other anticonvulsant therapy is allowed to be given as clinically indicated to treat seizures.
  • Major congenital abnormalities, such as diaphragmatic hernia requiring ventilation, or congenital abnormalities suggestive of chromosomal anomaly or other syndromes that include brain dysgenesis
  • Imperforate anus
  • Evidence of head trauma or skull fracture causing major intracranial hemorrhage
  • Infant < 1,800 g birth weight
  • Head circumference < (mean - 2SD) for gestation if birth weight and length are > (mean - 2SD)
  • Infant "in extremis" (i.e. an infant for whom no other additional intensive management would be offered in the judgment of the attending neonatologist)
  • Unavailability of essential equipment (e.g., Cool-Cap, aEEG/CFM)
  • Planned concurrent participation in other experimental treatments

Sites / Locations

  • Arkansas Children's Hospital
  • Children's Hospital and Research Center at Oakland
  • University of California San Diego Medical Center (Hillcrest)
  • University of California San Francisco Children's Hospital
  • Children's Hospital of Denver
  • Children's Memorial Hospital / Prentice Women's Hospital
  • University of Illinois at Chicago Medical Center
  • Johns Hopkins University
  • University of Michigan Medical Center - Mott Children's Hospital
  • Children's Hospital and Clinics of Minneapolis
  • Schneider Children's Hospital
  • Children's Hospital of new York - Presbyterian (Columbia University)
  • Golisano Children's Hospital at Strong
  • Duke University Medical Center
  • Wake Forest University Baptist Medical Center
  • Children's Hospital of Oklahoma
  • AI Dupont Children's Hospital at Thomas Jefferson University Medical Center
  • Magee Women's Hospital / Children's Hospital of Pittsburgh
  • Vanderbilt University Medical Center
  • Royal Alexandra Hospital
  • University of Alberta Hospital
  • Children's Hospital of Eastern Ontario / The Ottawa Hospital
  • University of Auckland - National Women's Hospital
  • Southmead Hospital
  • St. Michael's Hospital
  • Hammersmith Hospital
  • University College Hospital

Outcomes

Primary Outcome Measures

Combined death or severe neurodevelopmental disability in the first 18 months of life.

Secondary Outcome Measures

Length of hospitalization during NICU course in those surviving to discharge and for whom support was not withdrawn.
Multi-organ dysfunction (3 or more organ systems) in the neonatal period.
Rate of multiple handicap in survivors (Multiple handicap will be defined as the presence of any two of the following in an infant: neuromotor disability (Level 3-5 on GMF classification), mental delay, epilepsy, cortical visual impairment, sensorineural
Bayley PDI score
Sensorineural hearing loss >= 40 dB
Epilepsy: recurrent seizures beyond the neonatal period, requiring anticonvulsant therapy at the time of assessment.
Microcephaly: head circumference < (mean - 2SD)

Full Information

First Posted
September 29, 2006
Last Updated
September 29, 2006
Sponsor
Olympic Medical
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1. Study Identification

Unique Protocol Identification Number
NCT00383305
Brief Title
CoolCap Trial, Treatment of Perinatal Hypoxic-Ischemic Encephalopathy
Official Title
Brain-Cooling for the Treatment of Perinatal Hypoxic-Ischemic Encephalopathy
Study Type
Interventional

2. Study Status

Record Verification Date
September 2006
Overall Recruitment Status
Completed
Study Start Date
July 1999 (undefined)
Primary Completion Date
undefined (undefined)
Study Completion Date
September 2003 (undefined)

3. Sponsor/Collaborators

Name of the Sponsor
Olympic Medical

4. Oversight

5. Study Description

Brief Summary
This is a research study of head cooling. Its goal is to determine whether cooling babies' heads can reduce or prevent brain damage that may have resulted from temporarily reduced oxygen supply to the brain. In this study, half of the babies (selected at random) will have a special cooling cap with circulating water placed on their head for 72 hours to lower the temperature of their brain. The rest of the baby's body will be maintained at a defined temperature by a standard overhead radiant heater. The study protocol includes the taking and analysis of blood samples, performance of brain wave tests, imaging of the brain by ultrasound, and other tests as clinically indicated. Neurodevelopmental outcome will also be assessed at 18 months of age.
Detailed Description
The objective of this study is to determine whether head cooling with mild systemic hypothermia in term infants following perinatal asphyxia is a safe procedure that improves survival without neurodevelopmental disability. Outcome will be assessed by survival and neurological and neurodevelopmental testing at 18 months of age. Within 6 hours of birth, infants will be randomized to either a non-cooled control group with rectal temperature kept at 37+/-0.5 degC or to head cooling with mild systemic hypothermia as follows. A cooling device capable of circulating cool water in a temperature-regulated manner through a cap fitted around the infant's scalp will cool the head. The core rectal temperature of the infant will be maintained at 34.5+/-0.5 degC by adjusting the cap water temperature. The infant's rectal, nasopharyngeal, scalp (fontanel), and skin (abdominal) temperatures will be continuously monitored. Also, metabolic, cardiovascular, pulmonary and coagulation laboratory measurements will be assessed at predefined time points. Cooling will be maintained for 72 hours, followed by four hours of rewarming, with the goal of raising the rectal temperature to normal body temperature by 0.5 degC per hour. The outcome measure of severe neurodevelopmental disability and survival rates at 18 months of age will be assessed by blinded, independent observers.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Neonatal Hypoxic-Ischemic Encephalopathy (HIE)
Keywords
neonatal, hypoxic, ischemic, encephalopathy, HIE, birth asphyxia, neonatal encephalopathy, Asphyxia Neonatorum, hypothermia, therapeutic, brain cooling, selective head cooling

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Parallel Assignment
Masking
None (Open Label)
Allocation
Randomized
Enrollment
235 (false)

8. Arms, Groups, and Interventions

Intervention Type
Device
Intervention Name(s)
Cool-Cap
Primary Outcome Measure Information:
Title
Combined death or severe neurodevelopmental disability in the first 18 months of life.
Secondary Outcome Measure Information:
Title
Length of hospitalization during NICU course in those surviving to discharge and for whom support was not withdrawn.
Title
Multi-organ dysfunction (3 or more organ systems) in the neonatal period.
Title
Rate of multiple handicap in survivors (Multiple handicap will be defined as the presence of any two of the following in an infant: neuromotor disability (Level 3-5 on GMF classification), mental delay, epilepsy, cortical visual impairment, sensorineural
Title
Bayley PDI score
Title
Sensorineural hearing loss >= 40 dB
Title
Epilepsy: recurrent seizures beyond the neonatal period, requiring anticonvulsant therapy at the time of assessment.
Title
Microcephaly: head circumference < (mean - 2SD)

10. Eligibility

Sex
All
Minimum Age & Unit of Time
1 Hour
Maximum Age & Unit of Time
6 Hours
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Infants are assessed sequentially by criteria A, B and C listed below. Infant must meet all three criteria to be eligible for trial enrollment. Criteria A: Infants >= 36 weeks gestation admitted to the NICU with ONE of the following: Apgar score of <= 5 at 10 minutes after birth; Continued need for resuscitation, including endotracheal or mask ventilation, at 10 minutes after birth; Acidosis defined as either umbilical cord pH or any arterial pH within 60 minutes of birth < 7.00; or Base Deficit <= -16 mmol/L in umbilical cord blood sample OR any blood sample within 60 minutes of birth (arterial or venous blood). Criteria B: Moderate to severe encephalopathy consisting of altered state of consciousness (as shown by lethargy, stupor, or coma) AND at least one or more of the following: Hypotonia; Abnormal reflexes, including oculomotor or pupillary abnormalities; An absent or weak suck; Clinical seizures Criteria C: At least 20 minutes duration of amplitude integrated EEG (aEEG/CFM) recording that shows abnormal background aEEG/CFM activity or seizures. The aEEG/CFM is to be performed from one hour of age. If subsequently an abnormal aEEG/CFM is recorded before 5.5 hours of age, the infant is then eligible for enrollment. The aEEG is not to be performed within 30 minutes of IV anticonvulsant therapy as this may cause suppression of EEG activity. In particular, high dose prophylactic anticonvulsant therapy (e.g., >20 mg/kg phenobarbitone) is not to be given prior to performing the aEEG/CFM. Exclusion Criteria: Infant expected to be > 5.5 hours of age at the time of randomization Prophylactic administration of high dose anticonvulsants (e.g., >20 mg/kg phenobarbitone). After trial entry phenobarbitone or other anticonvulsant therapy is allowed to be given as clinically indicated to treat seizures. Major congenital abnormalities, such as diaphragmatic hernia requiring ventilation, or congenital abnormalities suggestive of chromosomal anomaly or other syndromes that include brain dysgenesis Imperforate anus Evidence of head trauma or skull fracture causing major intracranial hemorrhage Infant < 1,800 g birth weight Head circumference < (mean - 2SD) for gestation if birth weight and length are > (mean - 2SD) Infant "in extremis" (i.e. an infant for whom no other additional intensive management would be offered in the judgment of the attending neonatologist) Unavailability of essential equipment (e.g., Cool-Cap, aEEG/CFM) Planned concurrent participation in other experimental treatments
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Peter D Gluckman, M.D.
Organizational Affiliation
The Liggins Institute, University of Auckland; Auckland, New Zealand
Official's Role
Principal Investigator
First Name & Middle Initial & Last Name & Degree
John S. Wyatt, M.D.
Organizational Affiliation
University College London; London, UK
Official's Role
Principal Investigator
First Name & Middle Initial & Last Name & Degree
Alistair J Gunn, M.D., Ph.D.
Organizational Affiliation
Department of Physiology, University of Auckland; Auckland, New Zealand
Official's Role
Study Director
Facility Information:
Facility Name
Arkansas Children's Hospital
City
Little Rock
State/Province
Arkansas
ZIP/Postal Code
72202
Country
United States
Facility Name
Children's Hospital and Research Center at Oakland
City
Oakland
State/Province
California
ZIP/Postal Code
94609
Country
United States
Facility Name
University of California San Diego Medical Center (Hillcrest)
City
San Diego
State/Province
California
ZIP/Postal Code
92103
Country
United States
Facility Name
University of California San Francisco Children's Hospital
City
San Francisco
State/Province
California
ZIP/Postal Code
94110
Country
United States
Facility Name
Children's Hospital of Denver
City
Denver
State/Province
Colorado
ZIP/Postal Code
80262
Country
United States
Facility Name
Children's Memorial Hospital / Prentice Women's Hospital
City
Chicago
State/Province
Illinois
ZIP/Postal Code
60611
Country
United States
Facility Name
University of Illinois at Chicago Medical Center
City
Chicago
State/Province
Illinois
ZIP/Postal Code
60612
Country
United States
Facility Name
Johns Hopkins University
City
Baltimore
State/Province
Maryland
ZIP/Postal Code
21287
Country
United States
Facility Name
University of Michigan Medical Center - Mott Children's Hospital
City
Ann Arbor
State/Province
Michigan
ZIP/Postal Code
48109
Country
United States
Facility Name
Children's Hospital and Clinics of Minneapolis
City
Minneapolis
State/Province
Minnesota
ZIP/Postal Code
55404
Country
United States
Facility Name
Schneider Children's Hospital
City
New Hyde Park
State/Province
New York
ZIP/Postal Code
11040
Country
United States
Facility Name
Children's Hospital of new York - Presbyterian (Columbia University)
City
New York
State/Province
New York
ZIP/Postal Code
10032
Country
United States
Facility Name
Golisano Children's Hospital at Strong
City
Rochester
State/Province
New York
ZIP/Postal Code
14642
Country
United States
Facility Name
Duke University Medical Center
City
Durham
State/Province
North Carolina
ZIP/Postal Code
27705
Country
United States
Facility Name
Wake Forest University Baptist Medical Center
City
Winston-Salem
State/Province
North Carolina
ZIP/Postal Code
27157
Country
United States
Facility Name
Children's Hospital of Oklahoma
City
Oklahoma City
State/Province
Oklahoma
ZIP/Postal Code
73190
Country
United States
Facility Name
AI Dupont Children's Hospital at Thomas Jefferson University Medical Center
City
Philadelphia
State/Province
Pennsylvania
ZIP/Postal Code
19107
Country
United States
Facility Name
Magee Women's Hospital / Children's Hospital of Pittsburgh
City
Pittsburgh
State/Province
Pennsylvania
ZIP/Postal Code
15213
Country
United States
Facility Name
Vanderbilt University Medical Center
City
Nashville
State/Province
Tennessee
ZIP/Postal Code
37232
Country
United States
Facility Name
Royal Alexandra Hospital
City
Edmonton
State/Province
Alberta
ZIP/Postal Code
T5H 3V9
Country
Canada
Facility Name
University of Alberta Hospital
City
Edmonton
State/Province
Alberta
ZIP/Postal Code
T6G 2B7
Country
Canada
Facility Name
Children's Hospital of Eastern Ontario / The Ottawa Hospital
City
Ottawa
State/Province
Ontario
ZIP/Postal Code
K1H 8L1
Country
Canada
Facility Name
University of Auckland - National Women's Hospital
City
Auckland
Country
New Zealand
Facility Name
Southmead Hospital
City
Bristol
State/Province
England
ZIP/Postal Code
BS10 5NB
Country
United Kingdom
Facility Name
St. Michael's Hospital
City
Bristol
ZIP/Postal Code
BS2 8EG
Country
United Kingdom
Facility Name
Hammersmith Hospital
City
London
ZIP/Postal Code
W12 0NN
Country
United Kingdom
Facility Name
University College Hospital
City
London
ZIP/Postal Code
WC1E 6JJ
Country
United Kingdom

12. IPD Sharing Statement

Citations:
PubMed Identifier
15721471
Citation
Gluckman PD, Wyatt JS, Azzopardi D, Ballard R, Edwards AD, Ferriero DM, Polin RA, Robertson CM, Thoresen M, Whitelaw A, Gunn AJ. Selective head cooling with mild systemic hypothermia after neonatal encephalopathy: multicentre randomised trial. Lancet. 2005 Feb 19-25;365(9460):663-70. doi: 10.1016/S0140-6736(05)17946-X.
Results Reference
result
PubMed Identifier
15885292
Citation
Dutta S, Pradeep GC, Narang A. Selective head cooling after neonatal encephalopathy. Lancet. 2005 May 7-13;365(9471):1619; author reply 1619-20. doi: 10.1016/S0140-6736(05)66503-8. No abstract available.
Results Reference
result
PubMed Identifier
15885291
Citation
Bello SO. Selective head cooling after neonatal encephalopathy. Lancet. 2005 May 7-13;365(9471):1619; author reply 1619-20. doi: 10.1016/S0140-6736(05)66504-X. No abstract available.
Results Reference
result
PubMed Identifier
16199715
Citation
Rutherford MA, Azzopardi D, Whitelaw A, Cowan F, Renowden S, Edwards AD, Thoresen M. Mild hypothermia and the distribution of cerebral lesions in neonates with hypoxic-ischemic encephalopathy. Pediatrics. 2005 Oct;116(4):1001-6. doi: 10.1542/peds.2005-0328.
Results Reference
result
PubMed Identifier
27799322
Citation
Basu SK, Salemi JL, Gunn AJ, Kaiser JR; CoolCap Study Group. Hyperglycaemia in infants with hypoxic-ischaemic encephalopathy is associated with improved outcomes after therapeutic hypothermia: a post hoc analysis of the CoolCap Study. Arch Dis Child Fetal Neonatal Ed. 2017 Jul;102(4):F299-F306. doi: 10.1136/archdischild-2016-311385. Epub 2016 Oct 31.
Results Reference
derived
PubMed Identifier
26283669
Citation
Basu SK, Kaiser JR, Guffey D, Minard CG, Guillet R, Gunn AJ; CoolCap Study Group. Hypoglycaemia and hyperglycaemia are associated with unfavourable outcome in infants with hypoxic ischaemic encephalopathy: a post hoc analysis of the CoolCap Study. Arch Dis Child Fetal Neonatal Ed. 2016 Mar;101(2):F149-55. doi: 10.1136/archdischild-2015-308733. Epub 2015 Aug 17.
Results Reference
derived

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CoolCap Trial, Treatment of Perinatal Hypoxic-Ischemic Encephalopathy

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