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Hormone Therapy Or Chemotherapy Before Surgery Based on Gene Expression Analysis in Treating Patients With Breast Cancer

Primary Purpose

Ductal Breast Carcinoma in Situ, Lobular Breast Carcinoma in Situ, Stage II Breast Cancer

Status
Completed
Phase
Not Applicable
Locations
International
Study Type
Interventional
Intervention
Neoadjuvant Therapy
Therapeutic Conventional Surgery
Laboratory Biomarker Analysis
Gene Expression Analysis
Systemic Chemotherapy
Tamoxifen Citrate
Aromatase Inhibition Therapy
Sponsored by
Virginia Commonwealth University
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Ductal Breast Carcinoma in Situ focused on measuring Estrogen Receptor Positive, Progesterone Receptor Positive, HER2/Neu Negative, Breast Cancer

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)FemaleDoes not accept healthy volunteers

Inclusion Criteria:

  • The treating surgeon must determine that breast conservation therapy (BCT) would be made more feasible by reducing tumor size using neoadjuvant systemic therapy
  • The patient must have signed and dated an institutional review board (IRB) approved consent form that conforms to federal and institutional guidelines
  • The patient must be female
  • The patient must be greater than or equal to 18 years old
  • The patient must have an Eastern Cooperative Oncology Group Score (ECOG) performance status of 0 or 1
  • The diagnosis of invasive carcinoma of the breast must have been made by core needle biopsy
  • The primary breast tumor must be >= 2 cm by physical exam or imaging
  • Ipsilateral axillary lymph nodes must be evaluated by imaging (MRI or ultrasound) within 6 weeks prior to randomization; If indicated for abnormal lymph nodes, fine needle aspirate (FNA) or core biopsy must be performed.
  • The tumor must have been determined to be HER2-negative as follows:

    • Fluorescent in situ hybridization (FISH)-negative (defined by ratio of HER2 to Chromosome 17 centromere (CEP17) must be < 2.2) or, if a ratio was not performed, the HER2 gene copy number must be < 4 per nucleus; or
    • Chromogenic in situ hybridization (CISH) is performed, the result must indicate a HER2 gene copy number of < 6 per nucleus; or
    • Immunohistochemistry (IHC) 0-1+; or
    • IHC 2+ and FISH-negative or CISH-negative
  • The tumor must have been determined to be ER+ and/or progesterone positive (PgR+) defined as > 10% tumor staining by immunohistochemistry
  • The patient must have been evaluated by a treating physician, reviewed and discussed by the multi-disciplinary breast team, and considered to be a candidate for chemotherapy

Exclusion Criteria:

  • FNA alone to diagnose the primary tumor
  • Excisional biopsy or lumpectomy performed prior to randomization
  • Surgical axillary staging procedure or sentinel node (SN) biopsy performed prior to registration
  • Tumors clinically staged as including inflammatory breast cancer
  • Ipsilateral cN2b or cN3 disease (patients with cN1 or cN2a disease are eligible)
  • Definitive clinical or radiologic evidence of metastatic disease (Note: chest imaging [mandatory for all patients] and other imaging [if required] must have been performed within 6 weeks prior to randomization)
  • Synchronous or metachronous contralateral invasive breast cancer; (patients with synchronous and/or metachronous contralateral ductal carcinoma in situ (DCIS) or lobular carcinoma in situ (LCIS) are eligible)
  • HER2 test result of IHC 3+, regardless of FISH results, if performed
  • Any history of ipsilateral invasive breast cancer or ipsilateral DCIS if treated with radiation therapy (RT); (patients with synchronous or metachronous ipsilateral LCIS are eligible)
  • History of non-breast malignancies, except for in situ cancers treated only by local excision and basal cell and squamous cell carcinomas of the skin, within 5 years prior to randomization
  • Treatment including RT, chemotherapy, and/or targeted therapy for the currently diagnosed breast cancer prior to registration
  • Cardiac disease (history of and/or active disease) that would preclude the use of chemotherapy
  • Pregnancy or lactation at the time of randomization; (Note: pregnancy testing must be performed within 2 weeks prior to randomization for women of childbearing potential)
  • Other non-malignant systemic disease that would preclude the patient from receiving study treatment or would prevent required follow-up
  • Psychiatric or addictive disorders or other conditions that, in the opinion of the investigator, would preclude the patient from meeting the study requirements
  • Use of any investigational product within 30 days prior to registration

Sites / Locations

  • Washington Cancer Institute
  • Carolinas Medical Center
  • Forsyth Regional Cancer Center
  • Cone Health Cancer Center
  • Methodist Cancer Center
  • Lynchburg Hematology Oncology Clinic, Inc
  • Virginia Commonwealth University
  • Centre Hospitalier de l'Université de Montréal , Hôtel-Dieu Hospital

Arms of the Study

Arm 1

Arm 2

Arm 3

Arm 4

Arm Type

Experimental

Experimental

Experimental

Experimental

Arm Label

Group 1 (RS < 11)

Group 2 Arm 1 (RS 11-25)

Group 2 Arm 2 (RS 11-25)

Group 3 (RS > 25)

Arm Description

Patients with a Recurrence Score (RS) less than 11 (RS <11) are assigned to Group 1, neoadjuvant hormonal therapy either tamoxifen (pre-menopausal women) or an aromatase inhibitor (post-menopausal women) for 4-6 months in the absence of disease progression or unacceptable toxicity. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/ Oncotype DX Gene Expression Profiling System Hormonal therapy: Tamoxifen Citrate (pre-menopausal women) OR Aromatase Inhibition Therapy (post-menopausal women)

Patients with an intermediate RS (11-25) assigned to Group 2. Randomized to Arm 1, neoadjuvant hormonal therapy as in Group 1. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/ Oncotype DX Gene Expression Profiling System Hormonal therapy: Tamoxifen Citrate (pre-menopausal women) OR Aromatase Inhibition Therapy (post-menopausal women)

Patients with an intermediate RS(11-25) assigned to Group 2. Randomized to Arm 2, neoadjuvant chemotherapy 6-8 courses of anthracycline/taxane based regimen over 4-6 months in the absence of disease progression or unacceptable toxicity. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/Oncotype DX Gene Expression Profiling System Systemic chemotherapy

Patients with a high RS (> 25) assigned to Group 3, neoadjuvant chemotherapy as in Group 2 Arm 2. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/Oncotype DX Gene Expression Profiling System Systemic chemotherapy

Outcomes

Primary Outcome Measures

The Proportion of Patients With RS 11-25 Who Refused the Assigned Treatment
The primary purpose of this trial is to determine the feasibility of carrying out a large multi-center trial with a similar design. Feasibility, in terms of less than 1/3 of patients with intermediate (11-25) Recurrence Score (RS) who refused the assigned treatment (Group 2) or refused randomization between hormonal (Arm 1) or chemotherapy (Arm 2). The confidence interval will be 95%. The proportion (and 95% confidence interval) of patients with RS 11-25 who refuse the assigned treatment will be calculated.

Secondary Outcome Measures

Full Information

First Posted
February 7, 2011
Last Updated
June 1, 2016
Sponsor
Virginia Commonwealth University
Collaborators
National Cancer Institute (NCI)
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1. Study Identification

Unique Protocol Identification Number
NCT01293032
Brief Title
Hormone Therapy Or Chemotherapy Before Surgery Based on Gene Expression Analysis in Treating Patients With Breast Cancer
Official Title
Choosing Neoadjuvant Chemotherapy Versus Hormonal Therapy for Breast Cancer Based on Gene Expression Profile
Study Type
Interventional

2. Study Status

Record Verification Date
June 2016
Overall Recruitment Status
Completed
Study Start Date
April 2011 (undefined)
Primary Completion Date
May 2015 (Actual)
Study Completion Date
March 2016 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
Virginia Commonwealth University
Collaborators
National Cancer Institute (NCI)

4. Oversight

Data Monitoring Committee
Yes

5. Study Description

Brief Summary
This randomized pilot clinical trial studied whether the Oncotype DX gene expression "Recurrence Score" (RS) would be useful for helping make a decision about which type of pre-operative treatment, hormone therapy or chemotherapy would be a better for patients with hormone responsive cancers that were not suitable for breast conserving surgery. The RS is currently used to predict the risk of distant recurrence and the benefit of the addition of chemotherapy to hormonal therapy in the adjuvant setting.
Detailed Description
Assessed the feasibility of carrying out a large-scale multi-center trial in which recurrence score (RS) was used to select treatment type in the neoadjuvant setting. Whether patients with intermediate RS were willing to be randomized between hormonal and chemotherapy. The treatment received was not experimental and considered standard treatment for the type of cancer the participants had. What was experimental included the way in which they were assigned to a type of treatment. The design of this study was used to help determine if RS can be used to predict which type of treatment women with breast cancer are most likely to benefit from. OUTLINE: Patients are assigned to 1 of 3 groups based on RS following Oncotype Dx gene expression profiling. GROUP 1 (RS < 11): Patients receive neoadjuvant hormonal therapy comprising tamoxifen (pre-menopausal women) or an aromatase inhibitor (post-menopausal women) for 4-6 months in the absence of disease progression or unacceptable toxicity. GROUP 2 (RS 11-25): Patients are randomized to 1 of 2 treatment arms: ARM 1: Patients receive neoadjuvant hormonal therapy as in group I. ARM 2: Patients receive 6-8 courses of neoadjuvant chemotherapy comprising an anthracycline/taxane based regimen over 4-6 months in the absence of disease progression or unacceptable toxicity. GROUP 3 (RS > 25): Patients receive neoadjuvant chemotherapy as in group 2 arm 2. All patients undergo surgery and receive hormonal therapy for at least 5 years. After completion of study treatment, patients are followed up periodically.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Ductal Breast Carcinoma in Situ, Lobular Breast Carcinoma in Situ, Stage II Breast Cancer, Stage IIA Breast Cancer, Stage IIB Breast Cancer, Stage IIIA Breast Cancer, Stage IIIB Breast Cancer
Keywords
Estrogen Receptor Positive, Progesterone Receptor Positive, HER2/Neu Negative, Breast Cancer

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Parallel Assignment
Masking
None (Open Label)
Allocation
Randomized
Enrollment
59 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Group 1 (RS < 11)
Arm Type
Experimental
Arm Description
Patients with a Recurrence Score (RS) less than 11 (RS <11) are assigned to Group 1, neoadjuvant hormonal therapy either tamoxifen (pre-menopausal women) or an aromatase inhibitor (post-menopausal women) for 4-6 months in the absence of disease progression or unacceptable toxicity. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/ Oncotype DX Gene Expression Profiling System Hormonal therapy: Tamoxifen Citrate (pre-menopausal women) OR Aromatase Inhibition Therapy (post-menopausal women)
Arm Title
Group 2 Arm 1 (RS 11-25)
Arm Type
Experimental
Arm Description
Patients with an intermediate RS (11-25) assigned to Group 2. Randomized to Arm 1, neoadjuvant hormonal therapy as in Group 1. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/ Oncotype DX Gene Expression Profiling System Hormonal therapy: Tamoxifen Citrate (pre-menopausal women) OR Aromatase Inhibition Therapy (post-menopausal women)
Arm Title
Group 2 Arm 2 (RS 11-25)
Arm Type
Experimental
Arm Description
Patients with an intermediate RS(11-25) assigned to Group 2. Randomized to Arm 2, neoadjuvant chemotherapy 6-8 courses of anthracycline/taxane based regimen over 4-6 months in the absence of disease progression or unacceptable toxicity. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/Oncotype DX Gene Expression Profiling System Systemic chemotherapy
Arm Title
Group 3 (RS > 25)
Arm Type
Experimental
Arm Description
Patients with a high RS (> 25) assigned to Group 3, neoadjuvant chemotherapy as in Group 2 Arm 2. Treatment: Neoadjuvant therapy Therapeutic conventional surgery Laboratory biomarker analysis/Correlative studies Gene Expression Analysis/Oncotype DX Gene Expression Profiling System Systemic chemotherapy
Intervention Type
Procedure
Intervention Name(s)
Neoadjuvant Therapy
Other Intervention Name(s)
Induction Therapy, Neoadjuvant, Preoperative Therapy
Intervention Description
Undergo neoadjuvant therapy
Intervention Type
Procedure
Intervention Name(s)
Therapeutic Conventional Surgery
Intervention Description
Undergo therapeutic conventional surgery
Intervention Type
Other
Intervention Name(s)
Laboratory Biomarker Analysis
Other Intervention Name(s)
Correlative studies
Intervention Description
Correlative studies
Intervention Type
Genetic
Intervention Name(s)
Gene Expression Analysis
Intervention Description
Undergo Oncotype Dx gene expression profiling. The Oncotype DX gene expression profiling system will be used to calculate a "Recurrence Score" (RS).
Intervention Type
Drug
Intervention Name(s)
Systemic Chemotherapy
Intervention Description
Undergo chemotherapy
Intervention Type
Drug
Intervention Name(s)
Tamoxifen Citrate
Other Intervention Name(s)
Nolvadex, TAM, tamoxifen, TMX, hormonal therapy
Intervention Description
Undergo hormonal therapy
Intervention Type
Drug
Intervention Name(s)
Aromatase Inhibition Therapy
Other Intervention Name(s)
Inhibition therapy, aromatase, Aromatase Inhibition, hormonal therapy
Intervention Description
Undergo hormonal therapy
Primary Outcome Measure Information:
Title
The Proportion of Patients With RS 11-25 Who Refused the Assigned Treatment
Description
The primary purpose of this trial is to determine the feasibility of carrying out a large multi-center trial with a similar design. Feasibility, in terms of less than 1/3 of patients with intermediate (11-25) Recurrence Score (RS) who refused the assigned treatment (Group 2) or refused randomization between hormonal (Arm 1) or chemotherapy (Arm 2). The confidence interval will be 95%. The proportion (and 95% confidence interval) of patients with RS 11-25 who refuse the assigned treatment will be calculated.
Time Frame
Up to 2 years

10. Eligibility

Sex
Female
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: The treating surgeon must determine that breast conservation therapy (BCT) would be made more feasible by reducing tumor size using neoadjuvant systemic therapy The patient must have signed and dated an institutional review board (IRB) approved consent form that conforms to federal and institutional guidelines The patient must be female The patient must be greater than or equal to 18 years old The patient must have an Eastern Cooperative Oncology Group Score (ECOG) performance status of 0 or 1 The diagnosis of invasive carcinoma of the breast must have been made by core needle biopsy The primary breast tumor must be >= 2 cm by physical exam or imaging Ipsilateral axillary lymph nodes must be evaluated by imaging (MRI or ultrasound) within 6 weeks prior to randomization; If indicated for abnormal lymph nodes, fine needle aspirate (FNA) or core biopsy must be performed. The tumor must have been determined to be HER2-negative as follows: Fluorescent in situ hybridization (FISH)-negative (defined by ratio of HER2 to Chromosome 17 centromere (CEP17) must be < 2.2) or, if a ratio was not performed, the HER2 gene copy number must be < 4 per nucleus; or Chromogenic in situ hybridization (CISH) is performed, the result must indicate a HER2 gene copy number of < 6 per nucleus; or Immunohistochemistry (IHC) 0-1+; or IHC 2+ and FISH-negative or CISH-negative The tumor must have been determined to be ER+ and/or progesterone positive (PgR+) defined as > 10% tumor staining by immunohistochemistry The patient must have been evaluated by a treating physician, reviewed and discussed by the multi-disciplinary breast team, and considered to be a candidate for chemotherapy Exclusion Criteria: FNA alone to diagnose the primary tumor Excisional biopsy or lumpectomy performed prior to randomization Surgical axillary staging procedure or sentinel node (SN) biopsy performed prior to registration Tumors clinically staged as including inflammatory breast cancer Ipsilateral cN2b or cN3 disease (patients with cN1 or cN2a disease are eligible) Definitive clinical or radiologic evidence of metastatic disease (Note: chest imaging [mandatory for all patients] and other imaging [if required] must have been performed within 6 weeks prior to randomization) Synchronous or metachronous contralateral invasive breast cancer; (patients with synchronous and/or metachronous contralateral ductal carcinoma in situ (DCIS) or lobular carcinoma in situ (LCIS) are eligible) HER2 test result of IHC 3+, regardless of FISH results, if performed Any history of ipsilateral invasive breast cancer or ipsilateral DCIS if treated with radiation therapy (RT); (patients with synchronous or metachronous ipsilateral LCIS are eligible) History of non-breast malignancies, except for in situ cancers treated only by local excision and basal cell and squamous cell carcinomas of the skin, within 5 years prior to randomization Treatment including RT, chemotherapy, and/or targeted therapy for the currently diagnosed breast cancer prior to registration Cardiac disease (history of and/or active disease) that would preclude the use of chemotherapy Pregnancy or lactation at the time of randomization; (Note: pregnancy testing must be performed within 2 weeks prior to randomization for women of childbearing potential) Other non-malignant systemic disease that would preclude the patient from receiving study treatment or would prevent required follow-up Psychiatric or addictive disorders or other conditions that, in the opinion of the investigator, would preclude the patient from meeting the study requirements Use of any investigational product within 30 days prior to registration
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Harry D. Bear, MD, PhD
Organizational Affiliation
Virginia Commonwealth University
Official's Role
Principal Investigator
Facility Information:
Facility Name
Washington Cancer Institute
City
Washington
State/Province
District of Columbia
ZIP/Postal Code
20010
Country
United States
Facility Name
Carolinas Medical Center
City
Charlotte
State/Province
North Carolina
ZIP/Postal Code
28203
Country
United States
Facility Name
Forsyth Regional Cancer Center
City
Charlotte
State/Province
North Carolina
ZIP/Postal Code
28204
Country
United States
Facility Name
Cone Health Cancer Center
City
Greensboro
State/Province
North Carolina
ZIP/Postal Code
27403
Country
United States
Facility Name
Methodist Cancer Center
City
Houston
State/Province
Texas
ZIP/Postal Code
77030
Country
United States
Facility Name
Lynchburg Hematology Oncology Clinic, Inc
City
Lynchburg
State/Province
Virginia
ZIP/Postal Code
24501
Country
United States
Facility Name
Virginia Commonwealth University
City
Richmond
State/Province
Virginia
ZIP/Postal Code
23298
Country
United States
Facility Name
Centre Hospitalier de l'Université de Montréal , Hôtel-Dieu Hospital
City
Montreal
State/Province
Quebec
ZIP/Postal Code
H2W 1T8
Country
Canada

12. IPD Sharing Statement

Plan to Share IPD
Yes
Links:
URL
http://www.massey.vcu.edu/
Description
VCU Massey Cancer Center

Learn more about this trial

Hormone Therapy Or Chemotherapy Before Surgery Based on Gene Expression Analysis in Treating Patients With Breast Cancer

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