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Phase I Photodynamic Therapy (PDT) for Benign Dermal Neurofibromas (NF1)

Primary Purpose

Neurofibromatoses

Status
Completed
Phase
Phase 1
Locations
United States
Study Type
Interventional
Intervention
Part 1 Levulan injection
Part 1 Levulan surface application
Part 1 Levulan surface application twice
Part 1 Levulan surface application twice with microneedling
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 1
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 2
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 3
Sponsored by
Harry T Whelan, MD
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Neurofibromatoses

Eligibility Criteria

18 Years - 90 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

Subjects with NF1 will be selected for photodynamic therapy on the following criteria.

  1. Age: 18 years or older.
  2. NF1 will be diagnosed by American Academy of Neurology guidelines.
  3. Location of tumor: cutaneous, trunk or limbs only.
  4. Tumor type: superficial dermal neurofibromas, less than or equal to 4 mm deep.
  5. Growth confirmation: direct measurement for the dermal neurofibromas, ruler and photo-volumetric method.
  6. Informed consent of subject.
  7. Absence of any other malignancy.
  8. Only failures to meet criteria 1-6 due to the primary disease will be disqualifying

Exclusion Criteria:

Subjects will be excluded from participation in the study on the basis of the following:

  1. Life expectancy less than 1 year.
  2. Pregnancy.
  3. Inability to consent.
  4. Cutaneous photosensitivity to the wavelengths used to activate PDT.
  5. A diagnosis of porphyria.
  6. Allergy to aminolevulinic acid or any of the Topical Solution Vehicle components.
  7. Previous chemotherapy within 6 weeks of proposed PDT.
  8. Other concurrent tumor therapy. -

Sites / Locations

  • The Medical College of Wisconsin

Arms of the Study

Arm 1

Arm 2

Arm 3

Arm 4

Arm 5

Arm 6

Arm 7

Arm Type

Experimental

Experimental

Experimental

Experimental

Experimental

Experimental

Experimental

Arm Label

Part 1 Levulan injection

Part 1 Levulan painting

Part 1 Levulan painted twice

Part 1 Levulan painted twice with microneedling

Part 2 Dose level 1 50 J/cm^2

Part 2 Dose level 2 100 J/cm^2

Part 2 Dose level 3 200 J/cm^2

Arm Description

5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) injection and 3 hr incubation, and by Levulan treated lesions after 3 or 24 hr incubation.

5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) surface application and 3 hr incubation, and by Levulan treated lesions and 3 or 24 hr incubation.

5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) surface application twice or by Levulan treated lesions twice and 24 hr incubation.

5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) surface application twice or by Levulan treated lesions twice and 24 hr incubation. All lesions prepared with microneedling.

Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 1 - 50 J/cm^2 633 nm red light to Levulan vehicle (placebo) treated control lesions or Levulan treated lesions and 24 hr incubation. Follow-ups on day 2 for punch biopsies, 14-28 days for evaluation of cutaneous adverse events, and every 3 months up to one year for lesion measurements.

Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 2 - 100 J/cm^2 633 nm red light to Levulan vehicle (placebo) treated control lesions or Levulan treated lesions and 24 hr incubation. Follow-ups on day 2 for punch biopsies, 14-28 days for evaluation of cutaneous adverse events, and every 3 months up to one year for lesion measurements.

Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 3 - 200 J/cm^2 633 nm red light to Levulan vehicle (placebo) treated control lesions or Levulan treated lesions and 24 hr incubation. Follow-ups on day 2 for punch biopsies, 14-28 days for evaluation of cutaneous adverse events, and every 3 months up to one year for lesion measurements.

Outcomes

Primary Outcome Measures

Part 1: Photosensitizer Uptake and Conversion to Protoporphyrin IX
The average fluorescence value for PpIX positive tumor areas in excised, sectioned tumors, as determined by fluorescence microscopy. PpIX signals were detected with excitation at 405 nm and emission with a 600 nm long pass filter. PpIX positive areas were determined to be those exhibiting fluorescence above background levels.
Part 2: Maximum Tolerated Dose (MTD) of 633 nm Red Light
MTD was determined by testing increasing doses up to 200 J/cm^2 on dose escalation cohorts 1 to 3 with 3 to 6 participants each. MTD reflects the highest dose of red light that did not cause a Dose-Limiting Toxicity (DLT) in > 33% of participants. DLT was defined as pain during irradiation requiring cessation of the light treatment, or any serious cutaneous adverse events.

Secondary Outcome Measures

Part 1: Optimal Occlusion Time
An optimal occlusion time may be apparent from the results of the three time points. If no optimal occlusion time is seen, any occlusion time from 3-24 hours may be chosen for part 2. This secondary outcome measure is not critical to continuing the study, but may be useful in guiding treatment protocols
Part 2: Efficacy - Lesion Area Growth Rate
Average lesion growth rates observed in ALA-treated lesions compared to vehicle-treated lesions within the same subjects.
Part 2: Cosmetic Improvement
Potential cosmetic improvement using subject satisfaction scale.
Part 2: Pain Reduction
Potential pain reduction, as measured by standard visual analog 1-10 scale.

Full Information

First Posted
September 5, 2012
Last Updated
June 16, 2021
Sponsor
Harry T Whelan, MD
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1. Study Identification

Unique Protocol Identification Number
NCT01682811
Brief Title
Phase I Photodynamic Therapy (PDT) for Benign Dermal Neurofibromas (NF1)
Official Title
Photodynamic Therapy for Benign Dermal Neurofibromas Using Levulan Kerastick For Topical Solution, Plus Illumination With Red Light
Study Type
Interventional

2. Study Status

Record Verification Date
June 2021
Overall Recruitment Status
Completed
Study Start Date
March 12, 2012 (Actual)
Primary Completion Date
October 23, 2015 (Actual)
Study Completion Date
July 7, 2016 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor-Investigator
Name of the Sponsor
Harry T Whelan, MD

4. Oversight

Data Monitoring Committee
No

5. Study Description

Brief Summary
GENERAL OBJECTIVE The general objective is to assess the safety and efficacy of photodynamic therapy (PDT) in the treatment of neurofibromatosis 1 (NF1) tumors in the skin. SPECIFIC OBJECTIVE This is a light dose escalation pilot study to determine the safety and efficacy of PDT using 5-aminolevulinic acid (ALA) and 633 nm light in the treatment of benign dermal neurofibromas. Specifically, the primary goal of the current study is to determine the maximum tolerable light doses that can be administered to subjects undergoing topical photoillumination photodynamic therapy with standard application of Levulan Kerastick (ALA) for Topical Solution.
Detailed Description
STUDY DESIGN This protocol is a Phase I light dose escalation pilot study to determine the safety and, secondarily, the efficacy of PDT using Levulan and 633 nm light in the treatment of benign dermal neurofibromas. This protocol represents the first two parts of a planned three part study including both pediatric and adult subjects. Part 1 will consist of studying the penetration and uptake of the PS in neurofibromas that are scheduled for excision. These tumors will be excised for therapeutic reasons unrelated to this study, and so this study will place no further burden on the subject other than a 3-24 hr incubation of the Levulan on the tumor prior to excision. The primary hypothesis to be tested is whether Levulan will accumulate, and be converted to PpIX, by the tumor tissue more than by the surrounding normal tissue. Secondary hypotheses are that tumors incubated with Levulan will show greater fluorescence than untreated tumors and tumors incubated with vehicle only (placebo application). As the Institutional Review Boards involved generally desire pilot data on adult populations first, we will with then proceed with the adult clinical trial portion of this protocol as part 2. Part 2 will use the optimum incubation time, if one has been identified in part 1, and add a dose escalation study of the amount of red light used to activate the Levulan. Part 3, with pediatric subjects, will commence at a future date, pending review of the initial adult study results.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Neurofibromatoses

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 1
Interventional Study Model
Sequential Assignment
Masking
None (Open Label)
Allocation
Non-Randomized
Enrollment
20 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Part 1 Levulan injection
Arm Type
Experimental
Arm Description
5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) injection and 3 hr incubation, and by Levulan treated lesions after 3 or 24 hr incubation.
Arm Title
Part 1 Levulan painting
Arm Type
Experimental
Arm Description
5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) surface application and 3 hr incubation, and by Levulan treated lesions and 3 or 24 hr incubation.
Arm Title
Part 1 Levulan painted twice
Arm Type
Experimental
Arm Description
5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) surface application twice or by Levulan treated lesions twice and 24 hr incubation.
Arm Title
Part 1 Levulan painted twice with microneedling
Arm Type
Experimental
Arm Description
5-aminolevulinic acid uptake by control lesions after Levulan vehicle (placebo) surface application twice or by Levulan treated lesions twice and 24 hr incubation. All lesions prepared with microneedling.
Arm Title
Part 2 Dose level 1 50 J/cm^2
Arm Type
Experimental
Arm Description
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 1 - 50 J/cm^2 633 nm red light to Levulan vehicle (placebo) treated control lesions or Levulan treated lesions and 24 hr incubation. Follow-ups on day 2 for punch biopsies, 14-28 days for evaluation of cutaneous adverse events, and every 3 months up to one year for lesion measurements.
Arm Title
Part 2 Dose level 2 100 J/cm^2
Arm Type
Experimental
Arm Description
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 2 - 100 J/cm^2 633 nm red light to Levulan vehicle (placebo) treated control lesions or Levulan treated lesions and 24 hr incubation. Follow-ups on day 2 for punch biopsies, 14-28 days for evaluation of cutaneous adverse events, and every 3 months up to one year for lesion measurements.
Arm Title
Part 2 Dose level 3 200 J/cm^2
Arm Type
Experimental
Arm Description
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 3 - 200 J/cm^2 633 nm red light to Levulan vehicle (placebo) treated control lesions or Levulan treated lesions and 24 hr incubation. Follow-ups on day 2 for punch biopsies, 14-28 days for evaluation of cutaneous adverse events, and every 3 months up to one year for lesion measurements.
Intervention Type
Drug
Intervention Name(s)
Part 1 Levulan injection
Intervention Description
Control or treatment lesions will be injected with Levulan vehicle only or active drug and incubated under occlusion for 3 or 24 hrs. A minimum of three lesions per group on the same subject will be treated. Lesions will then be excised in the normal manner, sectioned vertically, and checked for Protoporphyrin IX using fluorescence microscopy.
Intervention Type
Drug
Intervention Name(s)
Part 1 Levulan surface application
Intervention Description
Control or treatment lesions will be painted with Levulan vehicle only or active drug, allowed to dry, and incubated under occlusion for 3 or 24 hrs. A minimum of three lesions per group on the same subject will be treated. Lesions will then be excised in the normal manner, sectioned vertically, and checked for Protoporphyrin IX using fluorescence microscopy.
Intervention Type
Drug
Intervention Name(s)
Part 1 Levulan surface application twice
Intervention Description
Control or treatment lesions will be painted twice with Levulan vehicle only or active drug, allowed to dry between and after applications, and incubated under occlusion for 3 hrs. A minimum of three tumors per group on the same subject will be treated. Lesions will then be excised in the normal manner, sectioned vertically, and checked for Protoporphyrin IX using fluorescence microscopy.
Intervention Type
Drug
Intervention Name(s)
Part 1 Levulan surface application twice with microneedling
Intervention Description
Control or treatment lesions will be prepared with microneedling, painted twice with Levulan vehicle only or active drug, allowed to dry between and after applications, and incubated under occlusion for 24 hrs. A minimum of three tumors per group on the same subject will be treated. Lesions will then be excised in the normal manner, sectioned vertically, and checked for Protoporphyrin IX using fluorescence microscopy.
Intervention Type
Drug
Intervention Name(s)
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 1
Intervention Description
2-6 adult subjects with 3-8 lesions per (Levulan or control) group per subject. Controls will consist of lesions treated with vehicle only and light illumination, and will be paired with treatment lesions by the study doctor. Control lesions will be treated on the same subject as study lesions. Levulan will be incubated for 3-24 hours under occlusion, then gently rinsed with water and patted dry. Photoactivation of lesions treated with Levulan is then accomplished with 633 nm red light illumination. 633 nm light will be applied for 8 minutes to achieve a dose of 50 J/cm^2. There will be one treatment session per subject. Treatments will include a minimum of three test lesions and an additional three control lesions.
Intervention Type
Drug
Intervention Name(s)
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 2
Intervention Description
2-6 adult subjects with 3-8 lesions per (Levulan or control) group per subject. Controls will consist of lesions treated with vehicle only and light illumination, and will be paired with treatment lesions by the study doctor. Control lesions will be treated on the same subject as study lesions. Levulan will be incubated for 3-24 hours under occlusion, then gently rinsed with water and patted dry. Photoactivation of lesions treated with Levulan is then accomplished with 633 nm red light illumination. 633 nm light will be applied for 16 minutes to achieve a dose of 100 J/cm^2. There will be one treatment session per subject. Treatments will include a minimum of three test lesions and an additional three control lesions.
Intervention Type
Drug
Intervention Name(s)
Levulan (5-aminolevulinic acid) photodynamic therapy - Dose level 3
Intervention Description
2-6 adult subjects with 3-8 lesions per (Levulan or control) group per subject. Controls will consist of lesions treated with vehicle only and light illumination, and will be paired with treatment lesions by the study doctor. Control lesions will be treated on the same subject as study lesions. Levulan will be incubated for 3-24 hours under occlusion, then gently rinsed with water and patted dry. Photoactivation of lesions treated with Levulan is then accomplished with 633 nm red light illumination. 633 nm light will be applied for 32 minutes to achieve a dose of 200 J/cm^2. There will be one treatment session per subject. Treatments will include a minimum of three test lesions and an additional three control lesions.
Primary Outcome Measure Information:
Title
Part 1: Photosensitizer Uptake and Conversion to Protoporphyrin IX
Description
The average fluorescence value for PpIX positive tumor areas in excised, sectioned tumors, as determined by fluorescence microscopy. PpIX signals were detected with excitation at 405 nm and emission with a 600 nm long pass filter. PpIX positive areas were determined to be those exhibiting fluorescence above background levels.
Time Frame
24 hours
Title
Part 2: Maximum Tolerated Dose (MTD) of 633 nm Red Light
Description
MTD was determined by testing increasing doses up to 200 J/cm^2 on dose escalation cohorts 1 to 3 with 3 to 6 participants each. MTD reflects the highest dose of red light that did not cause a Dose-Limiting Toxicity (DLT) in > 33% of participants. DLT was defined as pain during irradiation requiring cessation of the light treatment, or any serious cutaneous adverse events.
Time Frame
48 hours
Secondary Outcome Measure Information:
Title
Part 1: Optimal Occlusion Time
Description
An optimal occlusion time may be apparent from the results of the three time points. If no optimal occlusion time is seen, any occlusion time from 3-24 hours may be chosen for part 2. This secondary outcome measure is not critical to continuing the study, but may be useful in guiding treatment protocols
Time Frame
24 hours
Title
Part 2: Efficacy - Lesion Area Growth Rate
Description
Average lesion growth rates observed in ALA-treated lesions compared to vehicle-treated lesions within the same subjects.
Time Frame
12 weeks
Title
Part 2: Cosmetic Improvement
Description
Potential cosmetic improvement using subject satisfaction scale.
Time Frame
1 year
Title
Part 2: Pain Reduction
Description
Potential pain reduction, as measured by standard visual analog 1-10 scale.
Time Frame
1 year

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
90 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Subjects with NF1 will be selected for photodynamic therapy on the following criteria. Age: 18 years or older. NF1 will be diagnosed by American Academy of Neurology guidelines. Location of tumor: cutaneous, trunk or limbs only. Tumor type: superficial dermal neurofibromas, less than or equal to 4 mm deep. Growth confirmation: direct measurement for the dermal neurofibromas, ruler and photo-volumetric method. Informed consent of subject. Absence of any other malignancy. Only failures to meet criteria 1-6 due to the primary disease will be disqualifying Exclusion Criteria: Subjects will be excluded from participation in the study on the basis of the following: Life expectancy less than 1 year. Pregnancy. Inability to consent. Cutaneous photosensitivity to the wavelengths used to activate PDT. A diagnosis of porphyria. Allergy to aminolevulinic acid or any of the Topical Solution Vehicle components. Previous chemotherapy within 6 weeks of proposed PDT. Other concurrent tumor therapy. -
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Harry T Whelan, MD
Organizational Affiliation
Medical College of Wisconsin
Official's Role
Principal Investigator
Facility Information:
Facility Name
The Medical College of Wisconsin
City
Milwaukee
State/Province
Wisconsin
ZIP/Postal Code
53226
Country
United States

12. IPD Sharing Statement

Citations:
PubMed Identifier
33470897
Citation
Quirk B, Olasz E, Kumar S, Basel D, Whelan H. Photodynamic Therapy for Benign Cutaneous Neurofibromas Using Aminolevulinic Acid Topical Application and 633 nm Red Light Illumination. Photobiomodul Photomed Laser Surg. 2021 Jun;39(6):411-417. doi: 10.1089/photob.2020.4957. Epub 2021 Jan 20.
Results Reference
derived

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Phase I Photodynamic Therapy (PDT) for Benign Dermal Neurofibromas (NF1)

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