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Induction Chemotherapy Before or After Preoperative Chemoradiotherapy and Surgery for Locally Advanced Rectal Cancer (CAOAROAIO-12)

Primary Purpose

Rectal Neoplasms, Rectal Cancer Stage II, Rectal Cancer Stage III

Status
Active
Phase
Phase 2
Locations
Germany
Study Type
Interventional
Intervention
Induction Chemotherapy arm A
Radiation arm A
Radiation arm B
Chemotherapy arm B
Surgery
Sponsored by
Prof. Dr. med. Claus Rödel
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Rectal Neoplasms focused on measuring Rectal cancer stage II, Rectal cancer stage III, Multimodality treatment of locally advanced rectal cancer

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Male and female patients with histologically confirmed diagnosis of rectal cancer localised 0 - 12 cm from the anocutaneous line as measured by rigid rectoscopy (i.e. lower and middle third of the rectum)
  • Staging requirements: High-resolution, thin-sliced (i.e. 3mm) magnetic resonance imaging (MRI) of the pelvis is the mandatory local staging procedure.
  • MRI-defined inclusion criteria: presence of at least one of the following high risk conditions: any cT3 (clinical stage tumor-3) if the distal extent of the tumor is < 6 cm from anocutaneous line or cT3 in the middle third of the rectum (≥ 6-12 cm) with MRI evidence of extramural tumor spread into the mesorectal fat of more than 5 mm (>cT3b), or resectable cT4 tumors, or any clear cN+ (clinical staging nodes) based on MRI-criteria
  • Trans-rectal endoscopic ultrasound (EUS) is additionally used when MRI is not definitive to exclude early cT1/T2 disease in the lower third of the rectum or early cT3a/b tumors in the middle third of the rectum.
  • Spiral-CT of the abdomen and chest to exclude distant metastases.
  • Aged at least 18 years. No upper age limit.
  • WHO/ECOG (World Health Organisation/Eastern Cooperative Oncology Group) Performance Status ≤ 1
  • Adequate haematological, hepatic, renal and metabolic function parameters: Leukocytes ≥ 3.000/mm^3, absolute neutrophil count (ANC) ≥ 1.500/mm^3, platelets ≥100.000/mm^3, Hb > 9 g/dl; Serum creatinine ≤ 1.5 x upper limit of normal; Bilirubin ≤ 2.0 mg/dl, serum glutamic-oxaloacetic transaminase (SGOT), serum glutamic-pyruvic transaminase (SGPT), and alkaline phosphatase (AP) ≤ 3 x upper limit of normal
  • Informed consent of the patient

Exclusion Criteria:

  • Lower border of the tumor localised more than 12 cm from the anocutaneous line as measured by rigid rectoscopy
  • Distant metastases (to be excluded by CT scan of the thorax and abdomen)
  • Prior antineoplastic therapy for rectal cancer
  • Prior radiotherapy of the pelvic region
  • Major surgery within the last 4 weeks prior to inclusion
  • Subject pregnant or breast feeding, or planning to become pregnant within 6 months after the end of treatment.
  • Subject (male or female) is not willing to use highly effective methods of contraception (per institutional standard) during treatment and for 6 months (male or female) after the end of treatment (adequate: oral contraceptives, intrauterine device or barrier method in conjunction with spermicidal jelly).
  • On-treatment participation in a clinical study in the period 30 days prior to inclusion
  • Previous or current drug abuse
  • Concomitant other antineoplastic therapy
  • Serious concurrent diseases, including neurologic or psychiatric disorders (incl. dementia and uncontrolled seizures), active, uncontrolled infections, active, disseminated coagulation disorder
  • Clinically significant cardiovascular disease in (incl. myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) ≤ 6 months before enrolment
  • Chronic diarrhea (> grade 1 according NCI CTCAE)
  • Prior or concurrent malignancy ≤ 3 years prior to enrolment in study (Exception: non-melanoma skin cancer or cervical carcinoma FIGO (International Federation of Gynecology and Obstetrics) stage 0-1), if the patient is continuously disease-free
  • Known allergic reactions on study medication
  • Known dihydropyrimidine dehydrogenase deficiency
  • Psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule (these conditions should be discussed with the patient before registration in the trial)

Sites / Locations

  • University Clinic
  • RWTH Aachen
  • University Clinic
  • Clinic for Radiotherapy
  • Diacura Clinic for Radiotherapy
  • Internist Practice
  • University Clinic
  • University Clinic
  • University Hospital Frankfurt Goethe University
  • University Clinic
  • University Clinic
  • University Clinic
  • HELIOS Park-Klinikum Leipzig
  • University Clinic
  • University Clinic
  • Hospital Miria Hilf
  • Pius Hospital Oldenburg
  • University Clinic
  • Hospital Barmherziger Brueder
  • University Clinic
  • University Clinic
  • University Clinic

Arms of the Study

Arm 1

Arm 2

Arm Type

Active Comparator

Experimental

Arm Label

Arm A: Chemotherapy -> Chemoradiotherapy

Arm B: Chemoradiotherapy -> Chemotherapy

Arm Description

Induction chemotherapy followed by chemoradiotherapy before surgery

Combined chemoradiotherapy followed by three cycles chemotherapy before surgery

Outcomes

Primary Outcome Measures

Number of patients with pathological complete response (pCR), i.e. ypT0N0.
Efficacy (pCR) of induction chemotherapy followed by chemoradiotherapy, or the other way round, before surgery in patients with locally advanced rectal cancer.

Secondary Outcome Measures

Safety of the respective combination sequences by Toxicity assessment according to NCI CTCAE V.4.0
Surgical morbidity
Surgical complications
Pathological staging
Tumor downstaging assessed by ypTNM (neoadjuvant pathological staging tumor nodes metastasis) findings in relation to initial cTNM (clinical stage tumor nodes metastasis)
Tumor regression grading according to Dworak
R0 resection rate; negative circumferential resection rate
Rate of sphincter-sparing surgery
Relapse-free survival (local / distant / overall)
Overall survival

Full Information

First Posted
February 3, 2015
Last Updated
August 23, 2022
Sponsor
Prof. Dr. med. Claus Rödel
Collaborators
Johann Wolfgang Goethe University Hospital
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1. Study Identification

Unique Protocol Identification Number
NCT02363374
Brief Title
Induction Chemotherapy Before or After Preoperative Chemoradiotherapy and Surgery for Locally Advanced Rectal Cancer
Acronym
CAOAROAIO-12
Official Title
Induction Chemotherapy Before or After Preoperative Chemoradiotherapy and Surgery for Locally Advanced Rectal Cancer: A Randomized Phase II Trial of the German Rectal Cancer Study Group
Study Type
Interventional

2. Study Status

Record Verification Date
August 2022
Overall Recruitment Status
Active, not recruiting
Study Start Date
March 25, 2015 (Actual)
Primary Completion Date
September 2018 (Actual)
Study Completion Date
June 2023 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor-Investigator
Name of the Sponsor
Prof. Dr. med. Claus Rödel
Collaborators
Johann Wolfgang Goethe University Hospital

4. Oversight

Data Monitoring Committee
Yes

5. Study Description

Brief Summary
Preoperative 5-FU-based (5-fluorouracil) chemoradiotherapy (CRT), total mesorectal excision surgery, and 4 cycles of adjuvant 5-FU - as established by CAO/ARO/AIO-94 - is at present a standard of care for patients with locally advanced rectal cancer (UICC stage II and III). The phase III German CAO/ARO/AIO-04 trial showed, that the addition of oxaliplatin increased treatment efficacy in terms of early secondary efficacy endpoints (e.g. the pCR-rate). With a median follow-up of 50 months, the primary endpoint of this trial - disease free survival - was significantly improved in the oxaliplatin-containing treatment arm (3-year disease-free survival (DFS) 71.2% versus 75.9%, hazard ratio (HR) 0.79, 95% confidence interval (CI) 0.64-0.98, p=0.03). The hereby proposed randomized phase II trial CAO/ARO/AIO-12 aims at finding novel and innovative aspects of rectal cancer treatment, and will thus provide important information for defining the experimental arm in the upcoming large scale trial of the group. Compared to the current standard, in both study arms, the sequence of the three treatment modalities is modified, placing the chemotherapy block before surgery. The pre-operative sequence of chemotherapy -> chemoradiotherapy (arm A) has been shown to be feasible with no early tumor progression prior to definitive surgical resection in a small randomized phase II study from Spain. The sequence chemoradiotherapy -> chemotherapy (arm B) may be beneficial according to response kinetics considerations, and by maintaining a highly effective local treatment in the first place. Both approaches could avoid the problem of major compliance problems with post-operative adjuvant chemotherapy. CAO/ARO/AIO: German Rectal Cancer Study Group

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Rectal Neoplasms, Rectal Cancer Stage II, Rectal Cancer Stage III
Keywords
Rectal cancer stage II, Rectal cancer stage III, Multimodality treatment of locally advanced rectal cancer

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
Randomized
Enrollment
311 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Arm A: Chemotherapy -> Chemoradiotherapy
Arm Type
Active Comparator
Arm Description
Induction chemotherapy followed by chemoradiotherapy before surgery
Arm Title
Arm B: Chemoradiotherapy -> Chemotherapy
Arm Type
Experimental
Arm Description
Combined chemoradiotherapy followed by three cycles chemotherapy before surgery
Intervention Type
Drug
Intervention Name(s)
Induction Chemotherapy arm A
Other Intervention Name(s)
all brands of Oxaliplatin are allowed, all brands of 5-fluorouracil (5-FU) are allowed, all brands of Folinic acid (FA) are allowed
Intervention Description
Patients receive three induction chemotherapy cycles, starting on day 1, 15 and 29, consisting of: Folinic acid: 400 mg/sqm, 2h-iv; Oxaliplatin: 100 mg/sqm, 2h-iv; 5-FU: 2400 mg/sqm, 46h-iv After a break of two weeks, radiotherapy starts combined with: 5-FU: 250 mg/sqm per day, iv, on day 43-57, day 64-77 Oxaliplatin: 50 mg/sqm, day 43, 50, 64, and 71
Intervention Type
Radiation
Intervention Name(s)
Radiation arm A
Intervention Description
Radiotherapy: 28 x 1.8 Gy (total: 50.4 Gy), 5 fractions per week on day 43 -80
Intervention Type
Radiation
Intervention Name(s)
Radiation arm B
Intervention Description
Radiotherapy: 28 x 1.8 Gy (total: 50.4 Gy), 5 fractions per week on day 1- 38
Intervention Type
Drug
Intervention Name(s)
Chemotherapy arm B
Other Intervention Name(s)
all brands of Oxaliplatin are allowed, all brands of 5-fluorouracil (5-FU) are allowed, all brands of Folinic acid (FA) are allowed
Intervention Description
chemoradiotherapy is started according to the following schedule: 5-FU: 250 mg/sqm per day, iv, on day 1-14, day 22-35; Oxaliplatin: 50 mg/sqm, day 1, 8, 22, and 29. After a break of two and a half weeks, patients receive three chemotherapy cycles, starting on day 57, 71 and 85, consisting of: Folinic acid: 400 mg/sqm, 2h-iv; Oxaliplatin: 100 mg/sqm, 2h-iv; 5-FU: 2400 mg/sqm, 46h-iv
Intervention Type
Procedure
Intervention Name(s)
Surgery
Intervention Description
Surgery should be performed about 5 (arm B) or 6 (arm A) weeks after the last radiation or chemotherapy, i.e. around day 123
Primary Outcome Measure Information:
Title
Number of patients with pathological complete response (pCR), i.e. ypT0N0.
Description
Efficacy (pCR) of induction chemotherapy followed by chemoradiotherapy, or the other way round, before surgery in patients with locally advanced rectal cancer.
Time Frame
123 +30 days
Secondary Outcome Measure Information:
Title
Safety of the respective combination sequences by Toxicity assessment according to NCI CTCAE V.4.0
Time Frame
5 years
Title
Surgical morbidity
Time Frame
123 +30 days
Title
Surgical complications
Time Frame
123 +30 days
Title
Pathological staging
Time Frame
123 +14 days
Title
Tumor downstaging assessed by ypTNM (neoadjuvant pathological staging tumor nodes metastasis) findings in relation to initial cTNM (clinical stage tumor nodes metastasis)
Time Frame
123 +14 days
Title
Tumor regression grading according to Dworak
Time Frame
123 +14 days
Title
R0 resection rate; negative circumferential resection rate
Time Frame
123 +14 days
Title
Rate of sphincter-sparing surgery
Time Frame
123 +14 days
Title
Relapse-free survival (local / distant / overall)
Time Frame
5 years
Title
Overall survival
Time Frame
5 years

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Male and female patients with histologically confirmed diagnosis of rectal cancer localised 0 - 12 cm from the anocutaneous line as measured by rigid rectoscopy (i.e. lower and middle third of the rectum) Staging requirements: High-resolution, thin-sliced (i.e. 3mm) magnetic resonance imaging (MRI) of the pelvis is the mandatory local staging procedure. MRI-defined inclusion criteria: presence of at least one of the following high risk conditions: any cT3 (clinical stage tumor-3) if the distal extent of the tumor is < 6 cm from anocutaneous line or cT3 in the middle third of the rectum (≥ 6-12 cm) with MRI evidence of extramural tumor spread into the mesorectal fat of more than 5 mm (>cT3b), or resectable cT4 tumors, or any clear cN+ (clinical staging nodes) based on MRI-criteria Trans-rectal endoscopic ultrasound (EUS) is additionally used when MRI is not definitive to exclude early cT1/T2 disease in the lower third of the rectum or early cT3a/b tumors in the middle third of the rectum. Spiral-CT of the abdomen and chest to exclude distant metastases. Aged at least 18 years. No upper age limit. WHO/ECOG (World Health Organisation/Eastern Cooperative Oncology Group) Performance Status ≤ 1 Adequate haematological, hepatic, renal and metabolic function parameters: Leukocytes ≥ 3.000/mm^3, absolute neutrophil count (ANC) ≥ 1.500/mm^3, platelets ≥100.000/mm^3, Hb > 9 g/dl; Serum creatinine ≤ 1.5 x upper limit of normal; Bilirubin ≤ 2.0 mg/dl, serum glutamic-oxaloacetic transaminase (SGOT), serum glutamic-pyruvic transaminase (SGPT), and alkaline phosphatase (AP) ≤ 3 x upper limit of normal Informed consent of the patient Exclusion Criteria: Lower border of the tumor localised more than 12 cm from the anocutaneous line as measured by rigid rectoscopy Distant metastases (to be excluded by CT scan of the thorax and abdomen) Prior antineoplastic therapy for rectal cancer Prior radiotherapy of the pelvic region Major surgery within the last 4 weeks prior to inclusion Subject pregnant or breast feeding, or planning to become pregnant within 6 months after the end of treatment. Subject (male or female) is not willing to use highly effective methods of contraception (per institutional standard) during treatment and for 6 months (male or female) after the end of treatment (adequate: oral contraceptives, intrauterine device or barrier method in conjunction with spermicidal jelly). On-treatment participation in a clinical study in the period 30 days prior to inclusion Previous or current drug abuse Concomitant other antineoplastic therapy Serious concurrent diseases, including neurologic or psychiatric disorders (incl. dementia and uncontrolled seizures), active, uncontrolled infections, active, disseminated coagulation disorder Clinically significant cardiovascular disease in (incl. myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) ≤ 6 months before enrolment Chronic diarrhea (> grade 1 according NCI CTCAE) Prior or concurrent malignancy ≤ 3 years prior to enrolment in study (Exception: non-melanoma skin cancer or cervical carcinoma FIGO (International Federation of Gynecology and Obstetrics) stage 0-1), if the patient is continuously disease-free Known allergic reactions on study medication Known dihydropyrimidine dehydrogenase deficiency Psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule (these conditions should be discussed with the patient before registration in the trial)
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Claus Rödel, Prof., MD
Organizational Affiliation
Head of Department of Radiation therapy and Oncology, Johann Wolfgang Goethe University Hospital
Official's Role
Principal Investigator
Facility Information:
Facility Name
University Clinic
City
Erlangen
State/Province
Bavaria
Country
Germany
Facility Name
RWTH Aachen
City
Aachen
Country
Germany
Facility Name
University Clinic
City
Bochum
Country
Germany
Facility Name
Clinic for Radiotherapy
City
Chemnitz
Country
Germany
Facility Name
Diacura Clinic for Radiotherapy
City
Coburg
Country
Germany
Facility Name
Internist Practice
City
Dresden
Country
Germany
Facility Name
University Clinic
City
Dresden
Country
Germany
Facility Name
University Clinic
City
Esslingen
Country
Germany
Facility Name
University Hospital Frankfurt Goethe University
City
Frankfurt
ZIP/Postal Code
60590
Country
Germany
Facility Name
University Clinic
City
Freiburg
Country
Germany
Facility Name
University Clinic
City
Göttingen
Country
Germany
Facility Name
University Clinic
City
Heidelberg
Country
Germany
Facility Name
HELIOS Park-Klinikum Leipzig
City
Leipzig
Country
Germany
Facility Name
University Clinic
City
Leipzig
Country
Germany
Facility Name
University Clinic
City
Mannheim
Country
Germany
Facility Name
Hospital Miria Hilf
City
Moenchengladbach
Country
Germany
Facility Name
Pius Hospital Oldenburg
City
Oldenburg
Country
Germany
Facility Name
University Clinic
City
Oldenburg
Country
Germany
Facility Name
Hospital Barmherziger Brueder
City
Regensburg
Country
Germany
Facility Name
University Clinic
City
Regensburg
Country
Germany
Facility Name
University Clinic
City
Rostock
Country
Germany
Facility Name
University Clinic
City
Wuerzburg
Country
Germany

12. IPD Sharing Statement

Citations:
PubMed Identifier
15496622
Citation
Sauer R, Becker H, Hohenberger W, Rodel C, Wittekind C, Fietkau R, Martus P, Tschmelitsch J, Hager E, Hess CF, Karstens JH, Liersch T, Schmidberger H, Raab R; German Rectal Cancer Study Group. Preoperative versus postoperative chemoradiotherapy for rectal cancer. N Engl J Med. 2004 Oct 21;351(17):1731-40. doi: 10.1056/NEJMoa040694.
Results Reference
background
PubMed Identifier
22529255
Citation
Sauer R, Liersch T, Merkel S, Fietkau R, Hohenberger W, Hess C, Becker H, Raab HR, Villanueva MT, Witzigmann H, Wittekind C, Beissbarth T, Rodel C. Preoperative versus postoperative chemoradiotherapy for locally advanced rectal cancer: results of the German CAO/ARO/AIO-94 randomized phase III trial after a median follow-up of 11 years. J Clin Oncol. 2012 Jun 1;30(16):1926-33. doi: 10.1200/JCO.2011.40.1836. Epub 2012 Apr 23.
Results Reference
background
PubMed Identifier
22627104
Citation
Rodel C, Liersch T, Becker H, Fietkau R, Hohenberger W, Hothorn T, Graeven U, Arnold D, Lang-Welzenbach M, Raab HR, Sulberg H, Wittekind C, Potapov S, Staib L, Hess C, Weigang-Kohler K, Grabenbauer GG, Hoffmanns H, Lindemann F, Schlenska-Lange A, Folprecht G, Sauer R; German Rectal Cancer Study Group. Preoperative chemoradiotherapy and postoperative chemotherapy with fluorouracil and oxaliplatin versus fluorouracil alone in locally advanced rectal cancer: initial results of the German CAO/ARO/AIO-04 randomised phase 3 trial. Lancet Oncol. 2012 Jul;13(7):679-87. doi: 10.1016/S1470-2045(12)70187-0. Epub 2012 May 23.
Results Reference
background
PubMed Identifier
34792531
Citation
Fokas E, Schlenska-Lange A, Polat B, Klautke G, Grabenbauer GG, Fietkau R, Kuhnt T, Staib L, Brunner T, Grosu AL, Kirste S, Jacobasch L, Allgauer M, Flentje M, Germer CT, Grutzmann R, Hildebrandt G, Schwarzbach M, Bechstein WO, Sulberg H, Friede T, Gaedcke J, Ghadimi M, Hofheinz RD, Rodel C; German Rectal Cancer Study Group. Chemoradiotherapy Plus Induction or Consolidation Chemotherapy as Total Neoadjuvant Therapy for Patients With Locally Advanced Rectal Cancer: Long-term Results of the CAO/ARO/AIO-12 Randomized Clinical Trial. JAMA Oncol. 2022 Jan 1;8(1):e215445. doi: 10.1001/jamaoncol.2021.5445. Epub 2022 Jan 20.
Results Reference
derived
Links:
URL
https://www.kgu.de/einrichtungen/kliniken/zentrum-der-radiologie/strahlentherapie
Description
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Induction Chemotherapy Before or After Preoperative Chemoradiotherapy and Surgery for Locally Advanced Rectal Cancer

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