"Neo-Adjuvant Treatment With Palbociclib: Effect on Ki67 and Apoptosis Before, During and After Treatment " (NA-PHER2)
Primary Purpose
Breast Neoplasms
Status
Completed
Phase
Phase 2
Locations
Italy
Study Type
Interventional
Intervention
Trastuzumab
Pertuzumab
Palbociclib
Fulvestrant
Sponsored by

About this trial
This is an interventional other trial for Breast Neoplasms focused on measuring HER2-positive, ER-positive, invasive, CDK4,6, Palbociclib, neoadjuvant treatment
Eligibility Criteria
Inclusion Criteria:
- Female patients aged 18 years or older with tumors suitable for neoadjuvant treatment
- Early (> 1.5 cm) or locally advanced untreated breast cancer
- Histologically confirmed invasive unilateral breast cancer
- HER2 status to be centrally confirmed (HER2 3+ of neu amplified for cohorts A and B; HER2 1+/2+ without amplification for cohort C)
- Positive estrogen receptor (ER) > 10% and known progesterone receptor (PgR). Note: PgR assessment must be positive for cohort C
- Ki67 > 20% for cohort C
- Available paraffin-embedded tumor block taken at diagnostic biopsy for central retrospective confirmation of HER2 and ER eligibility and for assessment of Ki67 value and apoptosis is mandatory
- All patients must agree to provide tumor tissues for centralized assessment of KI67 values and apoptosis at the required timelines (2 weeks from starting protocol therapy and at surgery)
- ECOG (Eastern Cooperative Oncology Group) performance status 0 or 1
- Written informed consent to participate in the trial (approved by the Institutional Review Board/ Independent Ethics Committee) obtained prior to any study specific screening procedures
- Willing and able to comply with the protocol
Exclusion Criteria:
- Evidence of bilateral invasive breast cancer or metastatic disease (M1)
- Pregnant or lactating women.
- Women with childbearing potential unless (1) surgically sterile or (2) using adequate measures of contraception
- Previous treatment with chemotherapy, hormonal therapy or an investigational drug for any type of malignancy
- Previous extensive radiotherapy
- Previous investigational treatment for any condition within 4 weeks of registration date
- Known hypersensitivity reaction to one of the compounds or incorporated substances used in this protocol
- Previous or concomitant malignancy of any other type that could affect compliance with the protocol or interpretation of results.
- Other serious illness or medical condition including: history of documented congestive cardiac failure; angina pectoris requiring anti-anginal medication; evidence of transmural infarction on ECG; poorly controlled hypertension; clinically significant valvular heart disease; high-risk uncontrolled arrhythmias
- Baseline left ventricular ejection fraction (LVEF) < 55% by echocardiography or multi-gated scintigraphic scan (MUGA)
- QTc (corrected QT interval) >480 msec or a family or personal history of long or short QT syndrome, Brugada syndrome or known history of QTc prolongation, or Torsade de Pointes (TdP)
- Patients with a history of uncontrolled seizures, central nervous system disorders or psychiatric disability judged by the investigator to be clinically significant and precluding informed consent or adversely affecting compliance with study drugs
- Serious uncontrolled infections (bacterial or viral) or poorly controlled diabetes mellitus
- Current use or anticipated need for food or drugs that are known strong CYP3A4 (cytochrome P450 3A4) inhibitors or inducers
- Uncontrolled electrolyte disorders that can compound the effects of a QTc prolonging drug (e.g., hypocalcemia, hypokalemia, hypomagnesemia)
- Abnormal baseline hematological values:
- Abnormal baseline liver function, bilirubin, creatinine and/or INR (international normalized ratio)
Sites / Locations
- Policlinico Sant'Orsola Malpighi
- Azienda Ospedaliero Universitaria di Ferrara - Arcispedale S. Anna
- IST San Martino
- Ospedale San Raffaele
- Istituto Europeo di Oncologia
- Arcispedale S.Maria Nuova A.O.Reggio Emilia
- Ospedale Santa Maria della Misericordia
Arms of the Study
Arm 1
Arm Type
Experimental
Arm Label
Trast-pert-palbo-fulve
Arm Description
Patients will receive an association of drugs (trastuzumab, pertuzumab, palbociclib plus or minus fulvestrant) as neoadjuvant chemotherapy. Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination. After completion of surgical treatment patients will receive irradiation as locally acceptable.
Outcomes
Primary Outcome Measures
Serial measures of Ki67
Changes in Ki67 scores from baseline before therapy, 2 weeks after and then at surgery
Serial measures of apoptosis
Changes in apoptosis biomarker scores from baseline before therapy and at surgery
Secondary Outcome Measures
pathological complete response (pCR)
Assess the rate of pathological complete response (pCR) defined as ypT0-ypTis ypN0 at surgery
clinical objective response
Assess the clinical objective response rate after medical therapy
Number of participants with adverse events as a Measure of Safety and Tolerability
Number of participants with Adverse Events and related grade
Full Information
NCT ID
NCT02530424
First Posted
September 19, 2014
Last Updated
July 14, 2020
Sponsor
Fondazione Michelangelo
1. Study Identification
Unique Protocol Identification Number
NCT02530424
Brief Title
"Neo-Adjuvant Treatment With Palbociclib: Effect on Ki67 and Apoptosis Before, During and After Treatment "
Acronym
NA-PHER2
Official Title
"Neo-Adjuvant Treatment With the CDK4,6 Inhibitor Palbociclib in HER2-positive and ER-positive Breast Cancer: Effect on Ki67 and Apoptosis Before, During and After Treatment "
Study Type
Interventional
2. Study Status
Record Verification Date
July 2019
Overall Recruitment Status
Completed
Study Start Date
May 2015 (undefined)
Primary Completion Date
September 2019 (Actual)
Study Completion Date
November 2019 (Actual)
3. Sponsor/Collaborators
Responsible Party, by Official Title
Sponsor
Name of the Sponsor
Fondazione Michelangelo
4. Oversight
Data Monitoring Committee
Yes
5. Study Description
Brief Summary
This is a multicenter neoadjuvant trial conducted under the sponsorship and overall trial management of the Fondazione Michelangelo in Italy.
Women with a diagnosis of invasive unilateral non metastatic ER-positive breast cancer expressing HER2 and suitable for neoadjuvant therapy Patients in this study will receive: Trastuzumab+Pertuzumab+Palbociclib with or without Fulvestrant (HPPF)
Trastuzumab 8 mg/kg loading dose IV, then 6 mg/kg IV q.3 wks (repeat for a total of 6 administrations) Pertuzumab 840 mg loading dose IV, then 420 mg IV q. 3 wks (repeat for a total of 6 administrations) Palbociclib 125 mg po q.d. x 21 q. 4 wks (= 1 cycle; repeat for a total of 5 cycles) Fulvestrant will be given intra-muscle at the dose of 500 mg every 4 weeks (repeat for 5 times) with an additional 500 mg dose given two weeks after the initial dose (total administrations including the additional one = 6)
The total duration of neoadjuvant palbociclib (5 cycles every 4 weeks) and fulvestrant (5 administrations every 4 weeks plus the additional dose given two weeks after the initial dose) was selected to match as closely as possible the total duration of the six planned 3-weekly administrations of trastuzumab and pertuzumab
Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination reported above
After completion of the neoadjuvant and surgical treatment patients will receive irradiation as locally acceptable.
Patients will also continue to receive systemic drug therapy including chemotherapy (plus standard anti-HER2 treatment until completion of full 1 year if HER2 3+ or neu amplified, i.e. cohorts A and B) and endocrine therapy according to local guidelines at the Investigator's discretion.
Detailed Description
This is a multicenter neoadjuvant trial conducted under the sponsorship and overall trial management of the Fondazione Michelangelo in Italy.
Three cohorts of patients are planned
Patients with ER positive tumors (> 10%) and HER2 3+ or neu amplified Cohort A Trastuzumab+Pertuzumab+Palbociclib+Fulvestrant (HPPF)
Cohort B Trastuzumab+Pertuzumab+Palbociclib (HPP) Allocation to Cohort B will be started after recruitment to Cohort A has been completed
Patients with ER positive tumors (> 10%), PgR positive, HER2 1+/2+ (without amplification) and Ki67 > 20% Cohort C Trastuzumab+Pertuzumab+Palbociclib+Fulvestrant (HPPF)
Trastuzumab 8 mg/kg loading dose IV, then 6 mg/kg IV q.3 wks (repeat for a total of 6 administrations) Pertuzumab 840 mg loading dose IV, then 420 mg IV q. 3 wks (repeat for a total of 6 administrations) Palbociclib 125 mg po q.d. x 21 q. 4 wks (= 1 cycle; repeat for a total of 5 cycles) Fulvestrant will be given intra-muscle at the dose of 500 mg every 4 weeks (repeat for 5 times) with an additional 500 mg dose given two weeks after the initial dose (total administrations including the additional one = 6)
The total duration of neoadjuvant palbociclib (5 cycles every 4 weeks) and fulvestrant (5 administrations every 4 weeks plus the additional dose given two weeks after the initial dose) was selected to match as closely as possible the total duration of the six planned 3-weekly administrations of trastuzumab and pertuzumab
Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination reported above
After completion of the neoadjuvant and surgical treatment patients will receive irradiation as locally acceptable.
Patients will also continue to receive systemic drug therapy including chemotherapy (plus standard anti-HER2 treatment until completion of full 1 year if HER2 3+ or neu amplified, i.e. cohorts A and B) and endocrine therapy according to local guidelines at the Investigator's discretion.
Primary objectives:
Characterize changes of Ki67 from baseline before therapy and at 2 weeks and at surgery (approximately 22 weeks after start of neoadjuvant therapy with HPPF).
Characterize changes in apoptosis from baseline before therapy and at surgery (approximately 22 weeks after start of neoadjuvant therapy with HPPF).
Study the tolerability profile of the combination
Secondary objectives:
Assess the rate of pathological complete response (pCR) defined as ypT0-ypTis ypN0 at surgery
Define the clinical objective response rate at the end of the combination
Conduct molecular and clinical analyses to assess the presence of informative markers of benefit in addition to Ki67 and apoptosis
6. Conditions and Keywords
Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Breast Neoplasms
Keywords
HER2-positive, ER-positive, invasive, CDK4,6, Palbociclib, neoadjuvant treatment
7. Study Design
Primary Purpose
Other
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
102 (Actual)
8. Arms, Groups, and Interventions
Arm Title
Trast-pert-palbo-fulve
Arm Type
Experimental
Arm Description
Patients will receive an association of drugs (trastuzumab, pertuzumab, palbociclib plus or minus fulvestrant) as neoadjuvant chemotherapy. Definitive surgery will be performed not earlier than 14 days and not later than 28 days after the last dose of any of the drugs in the combination. After completion of surgical treatment patients will receive irradiation as locally acceptable.
Intervention Type
Drug
Intervention Name(s)
Trastuzumab
Other Intervention Name(s)
Herceptin
Intervention Description
Trastuzumab (8 mg/kg loading dose IV, then 6 mg/kg IV) will be given on day 1 q. 3 weeks for a total of 6 administrations
Intervention Type
Drug
Intervention Name(s)
Pertuzumab
Other Intervention Name(s)
Perjeta
Intervention Description
Pertuzumab (840 mg as an i.v. infusion) will be given on day 1 q. 3 weeks for a total of 6 administration
Intervention Type
Drug
Intervention Name(s)
Palbociclib
Other Intervention Name(s)
Ibrabce
Intervention Description
Palbociclib will be given at the dose of 125 mg po q.d. x 21 every 4 weeks (i.e. 1 week rest period for a total of 5 cycles
Intervention Type
Drug
Intervention Name(s)
Fulvestrant
Other Intervention Name(s)
Faslodex
Intervention Description
Fulvestrant will be administered according to local prescription guidelines and will be given intra-muscle at the dose of 500 mg every 4 weeks (repeat for 5 times) with an additional 500 mg dose given two weeks after the initial dose
Primary Outcome Measure Information:
Title
Serial measures of Ki67
Description
Changes in Ki67 scores from baseline before therapy, 2 weeks after and then at surgery
Time Frame
Participants will be followed for the duration of protocol therapy, an expected average of 26 weeks
Title
Serial measures of apoptosis
Description
Changes in apoptosis biomarker scores from baseline before therapy and at surgery
Time Frame
Participants will be followed for the duration of protocol therapy, an expected average of 26 weeks
Secondary Outcome Measure Information:
Title
pathological complete response (pCR)
Description
Assess the rate of pathological complete response (pCR) defined as ypT0-ypTis ypN0 at surgery
Time Frame
at surgery
Title
clinical objective response
Description
Assess the clinical objective response rate after medical therapy
Time Frame
Participants will be followed for the duration of medical therapy, an expected average of 24 weeks
Title
Number of participants with adverse events as a Measure of Safety and Tolerability
Description
Number of participants with Adverse Events and related grade
Time Frame
Participants will be followed for up to 7 months
10. Eligibility
Sex
Female
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria:
Female patients aged 18 years or older with tumors suitable for neoadjuvant treatment
Early (> 1.5 cm) or locally advanced untreated breast cancer
Histologically confirmed invasive unilateral breast cancer
HER2 status to be centrally confirmed (HER2 3+ of neu amplified for cohorts A and B; HER2 1+/2+ without amplification for cohort C)
Positive estrogen receptor (ER) > 10% and known progesterone receptor (PgR). Note: PgR assessment must be positive for cohort C
Ki67 > 20% for cohort C
Available paraffin-embedded tumor block taken at diagnostic biopsy for central retrospective confirmation of HER2 and ER eligibility and for assessment of Ki67 value and apoptosis is mandatory
All patients must agree to provide tumor tissues for centralized assessment of KI67 values and apoptosis at the required timelines (2 weeks from starting protocol therapy and at surgery)
ECOG (Eastern Cooperative Oncology Group) performance status 0 or 1
Written informed consent to participate in the trial (approved by the Institutional Review Board/ Independent Ethics Committee) obtained prior to any study specific screening procedures
Willing and able to comply with the protocol
Exclusion Criteria:
Evidence of bilateral invasive breast cancer or metastatic disease (M1)
Pregnant or lactating women.
Women with childbearing potential unless (1) surgically sterile or (2) using adequate measures of contraception
Previous treatment with chemotherapy, hormonal therapy or an investigational drug for any type of malignancy
Previous extensive radiotherapy
Previous investigational treatment for any condition within 4 weeks of registration date
Known hypersensitivity reaction to one of the compounds or incorporated substances used in this protocol
Previous or concomitant malignancy of any other type that could affect compliance with the protocol or interpretation of results.
Other serious illness or medical condition including: history of documented congestive cardiac failure; angina pectoris requiring anti-anginal medication; evidence of transmural infarction on ECG; poorly controlled hypertension; clinically significant valvular heart disease; high-risk uncontrolled arrhythmias
Baseline left ventricular ejection fraction (LVEF) < 55% by echocardiography or multi-gated scintigraphic scan (MUGA)
QTc (corrected QT interval) >480 msec or a family or personal history of long or short QT syndrome, Brugada syndrome or known history of QTc prolongation, or Torsade de Pointes (TdP)
Patients with a history of uncontrolled seizures, central nervous system disorders or psychiatric disability judged by the investigator to be clinically significant and precluding informed consent or adversely affecting compliance with study drugs
Serious uncontrolled infections (bacterial or viral) or poorly controlled diabetes mellitus
Current use or anticipated need for food or drugs that are known strong CYP3A4 (cytochrome P450 3A4) inhibitors or inducers
Uncontrolled electrolyte disorders that can compound the effects of a QTc prolonging drug (e.g., hypocalcemia, hypokalemia, hypomagnesemia)
Abnormal baseline hematological values:
Abnormal baseline liver function, bilirubin, creatinine and/or INR (international normalized ratio)
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Luca Gianni, MD
Organizational Affiliation
Ospedale San Raffaele
Official's Role
Study Chair
Facility Information:
Facility Name
Policlinico Sant'Orsola Malpighi
City
Bologna
State/Province
BO
ZIP/Postal Code
40138
Country
Italy
Facility Name
Azienda Ospedaliero Universitaria di Ferrara - Arcispedale S. Anna
City
Ferrara
State/Province
FE
ZIP/Postal Code
44124
Country
Italy
Facility Name
IST San Martino
City
Genova
State/Province
GE
ZIP/Postal Code
16132
Country
Italy
Facility Name
Ospedale San Raffaele
City
Milano
State/Province
MI
ZIP/Postal Code
20100
Country
Italy
Facility Name
Istituto Europeo di Oncologia
City
Milano
State/Province
MI
ZIP/Postal Code
20141
Country
Italy
Facility Name
Arcispedale S.Maria Nuova A.O.Reggio Emilia
City
Reggio Emilia
State/Province
RE
ZIP/Postal Code
42123
Country
Italy
Facility Name
Ospedale Santa Maria della Misericordia
City
Udine
State/Province
UD
ZIP/Postal Code
33100
Country
Italy
12. IPD Sharing Statement
Citations:
PubMed Identifier
35254385
Citation
Vigano L, Locatelli A, Ulisse A, Galbardi B, Dugo M, Tosi D, Tacchetti C, Daniele T, Gyorffy B, Sica L, Macchini M, Zambetti M, Zambelli S, Bianchini G, Gianni L. Modulation of the Estrogen/erbB2 Receptors Cross-talk by CDK4/6 Inhibition Triggers Sustained Senescence in Estrogen Receptor- and ErbB2-positive Breast Cancer. Clin Cancer Res. 2022 May 13;28(10):2167-2179. doi: 10.1158/1078-0432.CCR-21-3185.
Results Reference
derived
PubMed Identifier
35013314
Citation
Gianni L, Colleoni M, Bisagni G, Mansutti M, Zamagni C, Del Mastro L, Zambelli S, Bianchini G, Frassoldati A, Maffeis I, Valagussa P, Viale G. Effects of neoadjuvant trastuzumab, pertuzumab and palbociclib on Ki67 in HER2 and ER-positive breast cancer. NPJ Breast Cancer. 2022 Jan 10;8(1):1. doi: 10.1038/s41523-021-00377-8.
Results Reference
derived
PubMed Identifier
29326029
Citation
Gianni L, Bisagni G, Colleoni M, Del Mastro L, Zamagni C, Mansutti M, Zambetti M, Frassoldati A, De Fato R, Valagussa P, Viale G. Neoadjuvant treatment with trastuzumab and pertuzumab plus palbociclib and fulvestrant in HER2-positive, ER-positive breast cancer (NA-PHER2): an exploratory, open-label, phase 2 study. Lancet Oncol. 2018 Feb;19(2):249-256. doi: 10.1016/S1470-2045(18)30001-9. Epub 2018 Jan 8.
Results Reference
derived
Learn more about this trial
"Neo-Adjuvant Treatment With Palbociclib: Effect on Ki67 and Apoptosis Before, During and After Treatment "
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