Optimizing the Social Engagement System in Prader-Willi Syndrome: Insights From the Polyvagal Theory
Primary Purpose
Prader-Willi Syndrome
Status
Terminated
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
Listening Project Protocol
Sponsored by
About this trial
This is an interventional basic science trial for Prader-Willi Syndrome focused on measuring Polyvagal Theory, Respiratory Sinus Arrhythmia, Heart rate, Social Behavior, Arginine Vasopressin, Dichotic Listening Tests, Oxytocin, Hyperacusis, Affect, Auditory perception, Sound spectrography
Eligibility Criteria
Inclusion Criteria:
- Participants must be current residents at Latham Centers (LC) School in Brewster MA
- Participants must meet criteria for Prader-Willi Syndrome
- Participants must be between ages 13 - 25 years
- Participants must have normal hearing
- Participants must have normal vision (or corrected vision)
Exclusion Criteria:
- Individuals with current (or a history of) heart disease
- Individuals who are hearing-impaired
- Individuals who are being treated for seizure disorder
- Individuals who do not read/speak English
- Individuals who are sight-impaired without correction
Sites / Locations
- Latham Centers School
Arms of the Study
Arm 1
Arm Type
Experimental
Arm Label
Filtered Music Intervention
Arm Description
All participants will participate in pre-intervention assessments (6 months, 1 week prior) and post-intervention assessments (1 week, 1 month post). The Filtered Music Intervention (i.e., Listening Project Protocol) will last for 1 hour per day, for 5 consecutive days.
Outcomes
Primary Outcome Measures
Effect of Intervention on Autonomic regulation
Respiratory sinus arrhythmia (RSA)
Secondary Outcome Measures
Effect of Intervention on Heart period
heart period
Effect of Intervention on Auditory processing
Filtered Words subtest of SCAN
Effect of Intervention on Auditory processing
Competing Words subtest of SCAN
Effect of Intervention on Sensory Sensitivities
BBC Sensory Scales (questionnaire)
Effect of Intervention on Latency to Affect recognition
Dynamic Affect Recognition Evaluation (DARE) - latency
Effect of Intervention on Accuracy of Affect recognition
Dynamic Affect Recognition Evaluation (DARE) - accuracy
Effect of Intervention on Prosody
Analyses of vocal recordings
Effect of Intervention on Disruptive Behavior
Developmental Behavior Checklist (DBC) (questionnaire)
Effect of Intervention on Social behavior
Listening Project Parent (LPP) Questionnaire
Effect of Intervention on Oxytocin
oxytocin levels derived from salivary sample
Effect of Intervention on Vasopressin
vasopressin levels derived from salivary sample
Full Information
NCT ID
NCT03101826
First Posted
March 23, 2017
Last Updated
March 30, 2023
Sponsor
Indiana University
Collaborators
Latham Centers
1. Study Identification
Unique Protocol Identification Number
NCT03101826
Brief Title
Optimizing the Social Engagement System in Prader-Willi Syndrome: Insights From the Polyvagal Theory
Official Title
Optimizing the Social Engagement System in Prader-Willi Syndrome: Insights From the Polyvagal Theory
Study Type
Interventional
2. Study Status
Record Verification Date
March 2023
Overall Recruitment Status
Terminated
Why Stopped
Insufficient resources
Study Start Date
November 1, 2017 (Actual)
Primary Completion Date
March 8, 2023 (Actual)
Study Completion Date
March 8, 2023 (Actual)
3. Sponsor/Collaborators
Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
Indiana University
Collaborators
Latham Centers
4. Oversight
Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
No
5. Study Description
Brief Summary
The Polyvagal Theory focuses on how function and structure changed in the vertebrate autonomic nervous system during evolution. The theory is named for the vagus, a major cranial nerve that regulates bodily state. As a function of evolution, humans and other mammals have a "new" vagal pathway that links the regulation of bodily state to the control of the muscles of the face and head including the middle ear muscles. These pathways regulating body state, facial gesture, listening (i.e., middle ear muscles), and vocal communication collectively function as a Social Engagement System (SES). Because the Social Engagement System is an integrated system, interventions influencing one component of this system (e.g., middle ear muscles) may impact on the other components.
Individuals with Prader-Willi Syndrome (PWS) exhibit many behaviors that are consistent with a compromised Social Engagement System. Atypical function of the Social Engagement System results in problems associated with state regulation (e.g., impulsivity, tantrums, and difficulty with change in routine), ingestion (e.g., difficulties in sucking at birth, hyperphagia), coordination of suck/swallow/breathe, intonation of vocalizations, auditory processing and hypersensitivity, and socialization. We propose to confirm that several features of the behavioral phenotype of PWS may be explained within the context of a dysfunctional SES (Specific Aim I), which may be partially rehabilitated via an intervention designed as a 'neural exercise' of the SES (Specific Aim II).
Specific Aims:
Aim I: To demonstrate that children with PWS have atypical regulation of the SES. We hypothesize these effects will be manifested by dampened vagal regulation of the heart (low parasympathetic tone); poor middle ear muscle regulation resulting in auditory hypersensitivities and poor auditory processing; lack of voice intonation (prosody), and difficulties in accurately detecting the emotions of others.
Aim II: To demonstrate the effectiveness of the Listening Project Protocol (LPP) in decreasing the atypical features of the SES in adolescents with PWS. We hypothesize that individuals who complete the LPP will have improved vagal regulation of the heart, improved middle ear muscle regulation, increased voice intonation and improved ability to accurately detect the emotions of others.
6. Conditions and Keywords
Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Prader-Willi Syndrome
Keywords
Polyvagal Theory, Respiratory Sinus Arrhythmia, Heart rate, Social Behavior, Arginine Vasopressin, Dichotic Listening Tests, Oxytocin, Hyperacusis, Affect, Auditory perception, Sound spectrography
7. Study Design
Primary Purpose
Basic Science
Study Phase
Not Applicable
Interventional Study Model
Single Group Assignment
Model Description
All participants will receive the active (filtered music) intervention.
Masking
None (Open Label)
Masking Description
No masking.
Allocation
N/A
Enrollment
5 (Actual)
8. Arms, Groups, and Interventions
Arm Title
Filtered Music Intervention
Arm Type
Experimental
Arm Description
All participants will participate in pre-intervention assessments (6 months, 1 week prior) and post-intervention assessments (1 week, 1 month post). The Filtered Music Intervention (i.e., Listening Project Protocol) will last for 1 hour per day, for 5 consecutive days.
Intervention Type
Behavioral
Intervention Name(s)
Listening Project Protocol
Other Intervention Name(s)
Safe and Sound Protocol
Intervention Description
The filtered music intervention will consist of listening to computer-altered acoustic stimulation, designed to modulate the frequency band of vocal music passed to the participant. The frequency characteristics of the acoustic stimulation are selected to emphasize the relative importance of specific frequencies in conveying the information embedded in human speech Modulation of the acoustic energy within the frequencies of human voice, similar to an exaggerated vocal prosody, are hypothesized to recruit and modulate the neural regulation of the middle ear muscles and to functionally reduce sound hypersensitivities and improve auditory processing.
Primary Outcome Measure Information:
Title
Effect of Intervention on Autonomic regulation
Description
Respiratory sinus arrhythmia (RSA)
Time Frame
Change from 1 week pre-intervention RSA to 1 month post-intervention
Secondary Outcome Measure Information:
Title
Effect of Intervention on Heart period
Description
heart period
Time Frame
Change from 1 week pre-intervention heart period to 1 month post-intervention
Title
Effect of Intervention on Auditory processing
Description
Filtered Words subtest of SCAN
Time Frame
Change from 1 week pre-intervention Filtered Words to 1 month post-intervention
Title
Effect of Intervention on Auditory processing
Description
Competing Words subtest of SCAN
Time Frame
Change from 1 week pre-intervention Competing Words to 1 month post-intervention
Title
Effect of Intervention on Sensory Sensitivities
Description
BBC Sensory Scales (questionnaire)
Time Frame
Change from 1 week pre-intervention BBC Sensory Scales to 1 month post-intervention
Title
Effect of Intervention on Latency to Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - latency
Time Frame
Change from 1 week pre-intervention DARE (latency) to 1 month post-intervention
Title
Effect of Intervention on Accuracy of Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - accuracy
Time Frame
Change from 1 week pre-intervention DARE (accuracy) to 1 month post-intervention
Title
Effect of Intervention on Prosody
Description
Analyses of vocal recordings
Time Frame
Change from 1 week pre-intervention Prosody to 1 month post-intervention
Title
Effect of Intervention on Disruptive Behavior
Description
Developmental Behavior Checklist (DBC) (questionnaire)
Time Frame
Change from 1 week pre-intervention DBC to 1 month post-intervention
Title
Effect of Intervention on Social behavior
Description
Listening Project Parent (LPP) Questionnaire
Time Frame
Change from 1 week post-intervention LPP to 1 month post-intervention
Title
Effect of Intervention on Oxytocin
Description
oxytocin levels derived from salivary sample
Time Frame
Change from 1 week pre-intervention oxytocin to 1 month post-intervention
Title
Effect of Intervention on Vasopressin
Description
vasopressin levels derived from salivary sample
Time Frame
Change from 1 week pre-intervention vasopressin to 1 month post-intervention
Other Pre-specified Outcome Measures:
Title
Stability of Autonomic regulation
Description
Respiratory sinus arrhythmia (RSA)
Time Frame
Change from 6 months pre-intervention RSA to 1 week pre-intervention
Title
Immediate effects of intervention on Autonomic regulation
Description
Respiratory sinus arrhythmia (RSA)
Time Frame
Change from 1 week pre-intervention RSA to 1 week post-intervention
Title
Short-term effects of intervention on Autonomic regulation
Description
Respiratory sinus arrhythmia (RSA)
Time Frame
Change from 1 week post-intervention RSA to 1 month post-intervention
Title
Stability of Heart period
Description
heart period
Time Frame
Change from 6 months pre-intervention heart period to 1 week pre-intervention
Title
Immediate effects of intervention on Heart period
Description
heart period
Time Frame
Change from 1 week pre-intervention heart period to 1 week post-intervention
Title
Short-term effects of intervention on Heart period
Description
heart period
Time Frame
Change from 1 week post-intervention heart period to 1 month post-intervention
Title
Stability of Auditory processing
Description
Filtered Words subtest of SCAN
Time Frame
Change from 6 months pre-intervention Filtered Words to 1 week pre-intervention
Title
Immediate effects of intervention on Auditory processing
Description
Filtered Words subtest of SCAN
Time Frame
Change from 1 week pre-intervention Filtered Words to 1 week post-intervention
Title
Short-term effects of intervention on Auditory processing
Description
Filtered Words subtest of SCAN
Time Frame
Change from 1 week post-intervention Filtered Words to 1 month post-intervention
Title
Stability of Auditory processing
Description
Competing Words subtest of SCAN
Time Frame
Change from 6 months pre-intervention Competing Words to 1 week pre-intervention
Title
Immediate effects of intervention on Auditory processing
Description
Competing Words subtest of SCAN
Time Frame
Change from 1 week pre-intervention Competing Words to 1 week post-intervention
Title
Short-term effects of intervention on Auditory processing
Description
Competing Words subtest of SCAN
Time Frame
Change from 1 week post-intervention Competing Words to 1 month post-intervention
Title
Stability of Sensory Sensitivities
Description
BBC Sensory Scales (questionnaire)
Time Frame
Change from 6 months pre-intervention BBC Sensory Scales to 1 week pre-intervention
Title
Stability of Latency to Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - latency
Time Frame
Change from 6 months pre-intervention DARE latency to 1 week pre-intervention
Title
Immediate effects of intervention on Latency to Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - latency
Time Frame
Change from 1 week pre-intervention DARE latency to 1 week post-intervention
Title
Short-term effects of intervention on Latency to Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - latency
Time Frame
Change from 1 week post-intervention DARE latency to 1 month post-intervention
Title
Stability of Accuracy of Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - accuracy
Time Frame
Change from 6 months pre-intervention DARE accuracy to 1 week pre-intervention
Title
Immediate effects of intervention on Accuracy of Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - accuracy
Time Frame
Change from 1 week pre-intervention DARE accuracy to 1 week post-intervention
Title
Short-term effects of intervention on Accuracy of Affect recognition
Description
Dynamic Affect Recognition Evaluation (DARE) - accuracy
Time Frame
Change from 1 week post-intervention DARE accuracy to 1 month post-intervention
Title
Stability of Prosody
Description
Analyses of vocal recordings
Time Frame
Change from 6 months pre-intervention prosody to 1 week pre-intervention
Title
Immediate effects of intervention on Prosody
Description
Analyses of vocal recordings
Time Frame
Change from 1 week pre-intervention prosody to 1 week post-intervention
Title
Short-term effects of intervention on Prosody
Description
Analyses of vocal recordings
Time Frame
Change from 1 week post-intervention prosody to 1 month post-intervention
Title
Stability of Disruptive behavior
Description
Developmental Behavior Checklist (DBC) (questionnaire)
Time Frame
Change from 6 months pre-intervention DBC to 1 week pre-intervention
Title
Immediate effects of intervention on Disruptive behavior
Description
Developmental Behavior Checklist (DBC) (questionnaire)
Time Frame
Change from 1 week pre-intervention DBC to 1 week post-intervention
Title
Short-term effects of intervention on Disruptive behavior
Description
Developmental Behavior Checklist (DBC) (questionnaire)
Time Frame
Change from 1 week post-intervention DBC to 1 month post-intervention
Title
Stability of Oxytocin
Description
oxytocin levels derived from salivary sample
Time Frame
Change from 6 months pre-intervention oxytocin to 1 week pre-intervention
Title
Stability of Vasopressin
Description
vasopressin levels derived from salivary sample
Time Frame
Change from 6 months pre-intervention vasopressin to 1 week pre-intervention
10. Eligibility
Sex
All
Minimum Age & Unit of Time
13 Years
Maximum Age & Unit of Time
25 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria:
Participants must be current residents at Latham Centers (LC) School in Brewster MA
Participants must meet criteria for Prader-Willi Syndrome
Participants must be between ages 13 - 25 years
Participants must have normal hearing
Participants must have normal vision (or corrected vision)
Exclusion Criteria:
Individuals with current (or a history of) heart disease
Individuals who are hearing-impaired
Individuals who are being treated for seizure disorder
Individuals who do not read/speak English
Individuals who are sight-impaired without correction
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Stephen W Porges, PhD
Organizational Affiliation
Indiana University/Kinsey Institute
Official's Role
Principal Investigator
Facility Information:
Facility Name
Latham Centers School
City
Brewster
State/Province
Massachusetts
ZIP/Postal Code
02631
Country
United States
12. IPD Sharing Statement
Plan to Share IPD
No
Citations:
PubMed Identifier
19885725
Citation
Bal E, Harden E, Lamb D, Van Hecke AV, Denver JW, Porges SW. Emotion recognition in children with autism spectrum disorders: relations to eye gaze and autonomic state. J Autism Dev Disord. 2010 Mar;40(3):358-70. doi: 10.1007/s10803-009-0884-3.
Results Reference
background
PubMed Identifier
2667133
Citation
Borg E, Counter SA. The middle-ear muscles. Sci Am. 1989 Aug;261(2):74-80. doi: 10.1038/scientificamerican0889-74. No abstract available.
Results Reference
background
PubMed Identifier
22138367
Citation
Lewis GF, Furman SA, McCool MF, Porges SW. Statistical strategies to quantify respiratory sinus arrhythmia: are commonly used metrics equivalent? Biol Psychol. 2012 Feb;89(2):349-64. doi: 10.1016/j.biopsycho.2011.11.009. Epub 2011 Dec 3.
Results Reference
background
PubMed Identifier
11587772
Citation
Porges SW. The polyvagal theory: phylogenetic substrates of a social nervous system. Int J Psychophysiol. 2001 Oct;42(2):123-46. doi: 10.1016/s0167-8760(01)00162-3.
Results Reference
background
PubMed Identifier
23201146
Citation
Porges SW, Macellaio M, Stanfill SD, McCue K, Lewis GF, Harden ER, Handelman M, Denver J, Bazhenova OV, Heilman KJ. Respiratory sinus arrhythmia and auditory processing in autism: modifiable deficits of an integrated social engagement system? Int J Psychophysiol. 2013 Jun;88(3):261-70. doi: 10.1016/j.ijpsycho.2012.11.009. Epub 2012 Nov 29.
Results Reference
background
PubMed Identifier
25136545
Citation
Porges SW, Bazhenova OV, Bal E, Carlson N, Sorokin Y, Heilman KJ, Cook EH, Lewis GF. Reducing auditory hypersensitivities in autistic spectrum disorder: preliminary findings evaluating the listening project protocol. Front Pediatr. 2014 Aug 1;2:80. doi: 10.3389/fped.2014.00080. eCollection 2014.
Results Reference
background
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Optimizing the Social Engagement System in Prader-Willi Syndrome: Insights From the Polyvagal Theory
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