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Pilot Testing a Home-Based Rehabilitation Intervention Designed to Improve Outcomes of Frail Veterans Following Cardiothoracic Surgery

Primary Purpose

Coronary Artery Bypass Graft, Non-cardiac Thoracic Surgery, Frailty

Status
Completed
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
Prehabilitation
Sponsored by
VA Office of Research and Development
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional health services research trial for Coronary Artery Bypass Graft focused on measuring Frailty, Prehabilitation, Exercise therapy, Surgery, Nutrition support

Eligibility Criteria

undefined - undefined (Child, Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  1. Veteran patient scheduled for Coronary artery bypass graft (CABG), valve surgery, or other non-cardiac thoracic surgery;
  2. Demonstrate at least mild frailty (e.g., Risk Analysis Index [RAI]>=16).
  3. Physician/provider request for patients with RAI<16.

Exclusion Criteria:

  • Emergent, urgent, or otherwise time-sensitive surgery that precludes prehabilitation;
  • Unstable or recent unstable cardiac syndrome as defined by (a) acute coronary syndrome within 6 weeks; (b) decompensated heart failure; (c) New York Heart Association Class IV Heart Failure; (d) unstable angina; (e) Canadian Cardiovascular Society Class IV symptoms; (f) critical left main coronary disease; (g) clinically significant arrhythmias,
  • Severe valvular heart disease: (a) severe aortic or mitral stenosis (aortic or mitral valve area <1.0 cm2 or mean gradient >40 or >10 mm Hg, respectively)
  • Dynamic LV (Left Ventricle) outflow obstruction
  • Physical, cognitive, social or logistical limitations preventing participation in the prehabilitation regimen, including:
  • Patients who require surrogate consent for the planned surgery
  • Patients with court orders of incompetence or clinical determinations of incapacity documented in the medical record
  • Clinical exam by study physician consistent with incapacity
  • Patients who at any time during prehabilitation or longitudinal follow up demonstrate insufficient cognitive capacity to safely and effectively carry out the prescribed activities.
  • Unable to speak English.
  • Surgery is cancelled by IMPACT clinic or surgeon due to unacceptable risk.

Sites / Locations

  • VA Pittsburgh Healthcare System University Drive Division, Pittsburgh, PA

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Prehabilitation

Arm Description

Prospective sample of patients anticipating cardiothoracic surgery.

Outcomes

Primary Outcome Measures

Recruitment Rate
Recruitment will be expressed as the percentage of eligible patients approached who agree to participate in this pilot study.
Retention Rate
Retention rate will be expressed as the percentage of enrolled patients who were retained in the study and completed study procedures. It will be calculated for incremental steps along the study timeline and at the completion of study procedures 90 days postoperatively.
Adherence Rate
Compliance rates will be expressed as the percentage of assigned activities actually completed by patients as recorded in home exercise and nutrition logs.

Secondary Outcome Measures

Change in Grip Strength Over the Course of Treatment and Recovery.
Grip strength will be measured in kilograms of pressure using a Smedley grip dynamometer
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max MIP
Pulmonary function will be measured in terms of maximum MIP (maximal inspiratory pressure).
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean MIP
Pulmonary function will be measured in terms of mean maximal inspiratory pressure (MIP).
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max MEP
Pulmonary function will be measured in terms of maximum MEP (maximal expiratory pressures)
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean MEP
Pulmonary function will be measured in terms of mean maximal expiratory pressures (MEP).
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max SMIP
Pulmonary function will be measured in terms of maximum sustained MIP (SMIP).
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean SMIP
Pulmonary function will be measured in terms of mean sustained MIP (SMIP).
Serum Prealbumin Over the Course of Treatment and Recovery
Higher levels indicate greater levels of protein. Lower levels indicate the potential of inflammation. normal range is 18-41, Below 18 is lower than normal, above 41 is higher than normal
Change in Gait Speed Over the Course of Treatment and Recovery
Gait speed will be measured by using a stopwatch to time how long the patient takes to walk 4 meters
Change in Short Physical Performance Battery (SPPB) Over the Course of Treatment and Recovery
This standardized outcome measure asks patients to complete several activities that are scored independently and then aggregated into an overall score ranging from 0-12. Higher scores indicate better physical performance.
Change in Risk Analysis Index of Frailty (RAI) Over the Course of Treatment and Recovery
This recently published frailty index is assessed by a clinician administered questionnaire. The score and reflects frailty-associated mortality risk ranging from 0-81. Higher scores indicate higher risk for post operative complications and other frailty-related outcomes.
Change in 7-point Subjective Global Assessment (SGA) of Nutrition Over the Course of Treatment and Recovery
This standardized survey instrument is completed by a trained clinician after assessing a nutrition-specific patient history. The minimum score is 1 and the maximum score is 7. High scores indicate better nourishment.
Change in 6 Minute Walk Test Over the Course of Treatment and Recovery
This standardized approach measures the distance in meters walked during 6 minutes.
Change in Health Related Quality of Life Over the Course of Treatment and Recovery
Assessment of Quality of Life (AQoL-6D) survey. Scores range from 0 to 1. The higher the score, the better the quality of life.

Full Information

First Posted
September 18, 2017
Last Updated
December 21, 2020
Sponsor
VA Office of Research and Development
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1. Study Identification

Unique Protocol Identification Number
NCT03299101
Brief Title
Pilot Testing a Home-Based Rehabilitation Intervention Designed to Improve Outcomes of Frail Veterans Following Cardiothoracic Surgery
Official Title
Pilot Testing a Home-based Rehabilitation Intervention Designed to Improve Outcomes of Frail Veterans Following Cardiothoracic Surgery
Study Type
Interventional

2. Study Status

Record Verification Date
December 2020
Overall Recruitment Status
Completed
Study Start Date
November 22, 2017 (Actual)
Primary Completion Date
April 30, 2020 (Actual)
Study Completion Date
September 30, 2020 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
VA Office of Research and Development

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Product Manufactured in and Exported from the U.S.
No
Data Monitoring Committee
No

5. Study Description

Brief Summary
Frail Veterans are at increased risk for poor surgical outcomes, and as the Veteran population grows older and more frail, there is a critical need to identify effective strategies for reducing surgical risks for these patients. Prior research shows that inter-disciplinary rehabilitation strategies deployed after surgery enhance recovery and improve outcomes by building strength and improving nutrition. The investigators believe that similar improvements may be obtained by using similar interventions before surgery to "prehabilitate" patients' capacity to tolerate the stress of surgery. The proposed research will examine the feasibility of a new, home-based prehabilitation intervention aimed at improving surgical outcomes after cardiothoracic surgery through preoperative exercise training and nutritional supplementation. Findings from the study will inform the design of a larger randomized controlled trial of the prehabilitation intervention. If proven effective, prehabilitation could benefit as many as 42,000 frail Veterans who are scheduled for major elective surgery each year.
Detailed Description
Background: Frail Veterans are at increased risk for poor surgical outcomes. Although surgical techniques have advanced to a level where surgery on very old adults is feasible, if a patient is also frail, the stress of surgery may overwhelm their adaptive capacities, placing them at increased risk of mortality, morbidity, and institutionalization even if surgery is technically successful. Frailty is a clinical syndrome that is commonly characterized by muscle atrophy, diminished strength and speed, decreased physical activity, and exhaustion. It is independent of any specific disease, but it increases with age and worsens disease prognoses by diminishing capacity to tolerate stressors. Thus, while surgery is often indicated for older patients, frail candidates are less likely than robust counterparts to tolerate the procedure and/or recover functional capacity. In fact, recent VA data demonstrate that frailty is a more powerful predictor of increased perioperative mortality, morbidity, length of stay, and cost than predictions based on age or comorbidity alone. As the Veteran and US populations grow older, frailty will increase, making it critically important to identify effective strategies for improving the surgical recovery and outcomes of frail patients. "Prehabilitation" has the potential to improve surgical outcomes among the frail. Prior research demonstrates that inter-disciplinary rehabilitation strategies deployed after surgery enhance recovery and improve outcomes by building strength and improving nutrition. Based on this success, there is growing interest in "prehabilitation", which is a similar intervention deployed before surgery. By modifying physiological and environmental risks, prehabilitation aims to augment patients' capacity to compensate for the stress of surgery itself and the convalescent period thereafter. Frail patients may benefit disproportionately from prehabilitation because they have diminished capacity to endure the procedure and/or recovery. Preliminary evidence suggests that preoperative exercise interventions improve surgical outcomes. However, prehabilitation has not yet been studied in either Veteran or specifically frail populations, and no prior studies used home-based prehabilitation strategies to safely minimize travel-related barriers to participation. Objectives: The investigators will examine the feasibility of a novel, multifaceted, home-based prehabilitation intervention designed to improve functional capacity and postoperative outcomes for frail Veterans anticipating cardiothoracic surgery. Specific aims are to: Estimate rates of recruitment, retention, and adherence to the intervention; and evaluate participation barriers. Measure changes over time in frailty, physical function, pulmonary function, nutrition, and health-related quality of life at baseline, the day of surgery, and 30 and 90 days after surgery. Explore changes in postoperative mortality, major complications, length of hospital stay, and level of independent living using case-matched historical controls. Methods: This single-arm pilot study will enroll a consecutive cohort of up to 50 Veterans identified as frail using a standardized frailty assessment and scheduled for major cardiothoracic surgery at the VA Pittsburgh Healthcare System. The 4 week long prehabilitation regimen will include: (a) aerobic conditioning, (b) strength and coordination training, (c) respiratory muscle training, and (d) nutritional coaching and supplementation. Pre- and post-prehabilitation assessments will include: (a) frailty; (b) physical function; (c) pulmonary function; (d) nutrition; and (e) health-related quality of life. Postoperative outcomes will include length of stay, mortality and complications. Compliance with the prehabilitation regimen will be assessed through patient logs and pedometers. Analyses will inform a larger randomized controlled trial testing the prehabilitation intervention. Findings will be relevant for the 42,000 frail Veterans scheduled for major elective surgery each year.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Coronary Artery Bypass Graft, Non-cardiac Thoracic Surgery, Frailty
Keywords
Frailty, Prehabilitation, Exercise therapy, Surgery, Nutrition support

7. Study Design

Primary Purpose
Health Services Research
Study Phase
Not Applicable
Interventional Study Model
Single Group Assignment
Model Description
A novel a novel, multifaceted, home-based prehabilitation intervention designed to improve functional capacity and postoperative outcomes for frail Veterans anticipating cardiothoracic surgery. Prehabilitation will include: (a) aerobic conditioning; (b) strength and coordination training; (c) respiratory muscle training; and (d) nutritional coaching and supplementation.
Masking
None (Open Label)
Allocation
N/A
Enrollment
35 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Prehabilitation
Arm Type
Experimental
Arm Description
Prospective sample of patients anticipating cardiothoracic surgery.
Intervention Type
Other
Intervention Name(s)
Prehabilitation
Intervention Description
Prehabilitation will last 4 weeks and consist of a novel, home-based regimen of (a) aerobic conditioning; (b) strength and coordination training; (c) respiratory muscle training; and (d) nutritional coaching and supplementation.
Primary Outcome Measure Information:
Title
Recruitment Rate
Description
Recruitment will be expressed as the percentage of eligible patients approached who agree to participate in this pilot study.
Time Frame
Baseline
Title
Retention Rate
Description
Retention rate will be expressed as the percentage of enrolled patients who were retained in the study and completed study procedures. It will be calculated for incremental steps along the study timeline and at the completion of study procedures 90 days postoperatively.
Time Frame
90 days postoperatively
Title
Adherence Rate
Description
Compliance rates will be expressed as the percentage of assigned activities actually completed by patients as recorded in home exercise and nutrition logs.
Time Frame
Day of surgery
Secondary Outcome Measure Information:
Title
Change in Grip Strength Over the Course of Treatment and Recovery.
Description
Grip strength will be measured in kilograms of pressure using a Smedley grip dynamometer
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max MIP
Description
Pulmonary function will be measured in terms of maximum MIP (maximal inspiratory pressure).
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean MIP
Description
Pulmonary function will be measured in terms of mean maximal inspiratory pressure (MIP).
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max MEP
Description
Pulmonary function will be measured in terms of maximum MEP (maximal expiratory pressures)
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean MEP
Description
Pulmonary function will be measured in terms of mean maximal expiratory pressures (MEP).
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Pulmonary Function Over the Course of Treatment and Recovery: Max SMIP
Description
Pulmonary function will be measured in terms of maximum sustained MIP (SMIP).
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Pulmonary Function Over the Course of Treatment and Recovery: Mean SMIP
Description
Pulmonary function will be measured in terms of mean sustained MIP (SMIP).
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Serum Prealbumin Over the Course of Treatment and Recovery
Description
Higher levels indicate greater levels of protein. Lower levels indicate the potential of inflammation. normal range is 18-41, Below 18 is lower than normal, above 41 is higher than normal
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Gait Speed Over the Course of Treatment and Recovery
Description
Gait speed will be measured by using a stopwatch to time how long the patient takes to walk 4 meters
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Short Physical Performance Battery (SPPB) Over the Course of Treatment and Recovery
Description
This standardized outcome measure asks patients to complete several activities that are scored independently and then aggregated into an overall score ranging from 0-12. Higher scores indicate better physical performance.
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Risk Analysis Index of Frailty (RAI) Over the Course of Treatment and Recovery
Description
This recently published frailty index is assessed by a clinician administered questionnaire. The score and reflects frailty-associated mortality risk ranging from 0-81. Higher scores indicate higher risk for post operative complications and other frailty-related outcomes.
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in 7-point Subjective Global Assessment (SGA) of Nutrition Over the Course of Treatment and Recovery
Description
This standardized survey instrument is completed by a trained clinician after assessing a nutrition-specific patient history. The minimum score is 1 and the maximum score is 7. High scores indicate better nourishment.
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in 6 Minute Walk Test Over the Course of Treatment and Recovery
Description
This standardized approach measures the distance in meters walked during 6 minutes.
Time Frame
Baseline, day of surgery, 90 days postoperatively
Title
Change in Health Related Quality of Life Over the Course of Treatment and Recovery
Description
Assessment of Quality of Life (AQoL-6D) survey. Scores range from 0 to 1. The higher the score, the better the quality of life.
Time Frame
Baseline, day of surgery, 30-days postoperatively, 90-days postoperatively
Other Pre-specified Outcome Measures:
Title
Change in Quality of Surgical Care Over the Course of Treatment and Recovery
Description
Agency for Healthcare Research and Quality (AHRQ) Surgical Care Survey (SCS) total communication section. Values are scored on a 3 point scale where 1 is good and 3 bad
Time Frame
Day of Surgery and 30-days postoperatively

10. Eligibility

Sex
All
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Veteran patient scheduled for Coronary artery bypass graft (CABG), valve surgery, or other non-cardiac thoracic surgery; Demonstrate at least mild frailty (e.g., Risk Analysis Index [RAI]>=16). Physician/provider request for patients with RAI<16. Exclusion Criteria: Emergent, urgent, or otherwise time-sensitive surgery that precludes prehabilitation; Unstable or recent unstable cardiac syndrome as defined by (a) acute coronary syndrome within 6 weeks; (b) decompensated heart failure; (c) New York Heart Association Class IV Heart Failure; (d) unstable angina; (e) Canadian Cardiovascular Society Class IV symptoms; (f) critical left main coronary disease; (g) clinically significant arrhythmias, Severe valvular heart disease: (a) severe aortic or mitral stenosis (aortic or mitral valve area <1.0 cm2 or mean gradient >40 or >10 mm Hg, respectively) Dynamic LV (Left Ventricle) outflow obstruction Physical, cognitive, social or logistical limitations preventing participation in the prehabilitation regimen, including: Patients who require surrogate consent for the planned surgery Patients with court orders of incompetence or clinical determinations of incapacity documented in the medical record Clinical exam by study physician consistent with incapacity Patients who at any time during prehabilitation or longitudinal follow up demonstrate insufficient cognitive capacity to safely and effectively carry out the prescribed activities. Unable to speak English. Surgery is cancelled by IMPACT clinic or surgeon due to unacceptable risk.
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Daniel E. Hall, MD MDiv MHSc
Organizational Affiliation
VA Pittsburgh Healthcare System University Drive Division, Pittsburgh, PA
Official's Role
Principal Investigator
Facility Information:
Facility Name
VA Pittsburgh Healthcare System University Drive Division, Pittsburgh, PA
City
Pittsburgh
State/Province
Pennsylvania
ZIP/Postal Code
15240
Country
United States

12. IPD Sharing Statement

Plan to Share IPD
No

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Pilot Testing a Home-Based Rehabilitation Intervention Designed to Improve Outcomes of Frail Veterans Following Cardiothoracic Surgery

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