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Pharyngeal Electrical Stimulation Evaluation for Dysphagia After Stroke (PhEED)

Primary Purpose

Dysphagia Following Cerebral Infarction

Status
Completed
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
PES
Sponsored by
Phagenesis Ltd.
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Dysphagia Following Cerebral Infarction

Eligibility Criteria

18 Years - 90 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Age ≥ 18 and ≤ 90 years.
  • Acute ischemic or hemorrhagic cerebral stroke within 7-28 days of baseline VFSS.
  • Score of 0 or 1 on NIHSS question 1a, Level of Consciousness.
  • Moderate to severe dysphagia (PAS >4) on baseline VFSS (Baseline VFSS must meet the threshold criteria of demonstrating a PAS of ≥ 4, in three of the six boli (5 mL/1 tsp/bolus), during swallowing "thin liquid" barium media as assessed by the clinical staff administering the VFSS.).
  • Willing and able to have the Phagenyx® Catheter placed transnasally.
  • Willing and able to provide informed consent.
  • Stated willingness to comply with all study procedures and availability for the duration of the study.

Exclusion Criteria:

  • Brainstem stroke.
  • Evidence of traumatic brain injury or subarachnoid hemorrhage.
  • Other known brain abnormalities documented by history and/or imaging (e.g., tumor, abnormal white matter, inflammatory neuropathy, myelin delamination, hydrocephalus).
  • Dysphagia from conditions other than stroke.
  • Pre-stroke history of swallowing complaints or treatment or history of diseases known to be associated with swallowing problems (other neurological, head and neck cancer.
  • Distorted oropharyngeal anatomy (e.g., pharyngeal pouch, major pharyngeal surgery or head /neck surgery)
  • Currently being treatment for pneumonia.
  • Mute, global aphasia; no usable speech or auditory comprehension (scores 3 on NIHSS question 9, Best Language)
  • NIHSS score of >25
  • Presence of a tracheostomy
  • Any active implanted device (e.g., cochlear implant, ICD)
  • Any progressive neurological disorder (e.g., Parkinson's Disease, Multiple Sclerosis)
  • Cognitive impairment that prevents compliance with protocol-specific instructions and assessments
  • Unstable cardiopulmonary condition, i.e., not on maintenance therapy.
  • Currently participating in another investigational study
  • Pregnant or planning to become pregnant while participating in the clinical study -Known Allergy to oral radiographic contrast media (specifically barium) -

Sites / Locations

  • Marianjoy

Arms of the Study

Arm 1

Arm 2

Arm Type

Active Comparator

Sham Comparator

Arm Label

Active group

Sham treatmment

Arm Description

patients randomized to receive active PES

Patients randomized to sham will not receive any PES.

Outcomes

Primary Outcome Measures

To evaluate the efficacy of treatment in reducing the severity of unsafe swallows based on PAS(Penetration Aspiration Scale)of each swallow during VFSS
VFSS (Vidoeflouroscopic Swallow Study) Swallowing safety of a bolus of thin and nectar consistency determined by a videofluoroscopic swallowing study.The PAS provides a scoring mechanism for airway closure and clearance during the VFSS. The PAS is a validated 8-point scale that measures penetration and aspiration. Scores are determined primarily by the depth to which material passes into the airway. Material does not enter airway Material enters the airway, remains above the vocal folds, and is ejected Material remains above the vocal folds, and is not ejected from airway Material contacts the vocal folds, and is ejected Material contacts the vocal folds, and is not ejected Material passes below the vocal folds , and is ejected out airway Material passes below the vocal folds, and is not ejected from trachea Material enters the airway , and no effort is made to eject it

Secondary Outcome Measures

To evaluate the efficacy of Phagenyx® treatment in improving nutritional management
Nutritional management changes will be evaluated via: Time from baseline to removal of enteral feeding (i.e., removal of NG tube or PEG or transition to oral feeding, or first diet upgrade,Functional Oral Intake Scale (FOIS) at 7 days, 14 days or discharge, whichever is first, and 11 weeks

Full Information

First Posted
November 21, 2017
Last Updated
July 28, 2020
Sponsor
Phagenesis Ltd.
Collaborators
Regulatory and Clinical Research Institute Inc, Cytel Inc.
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1. Study Identification

Unique Protocol Identification Number
NCT03358810
Brief Title
Pharyngeal Electrical Stimulation Evaluation for Dysphagia After Stroke
Acronym
PhEED
Official Title
Pharyngeal Electrical Stimulation Evaluation for Dysphagia After Stroke
Study Type
Interventional

2. Study Status

Record Verification Date
July 2020
Overall Recruitment Status
Completed
Study Start Date
March 31, 2018 (Actual)
Primary Completion Date
January 31, 2020 (Actual)
Study Completion Date
May 1, 2020 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
Phagenesis Ltd.
Collaborators
Regulatory and Clinical Research Institute Inc, Cytel Inc.

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Product Manufactured in and Exported from the U.S.
No
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
This is a randomized, sham-controlled, patient masked, outcome assessor-blinded study to assess a Pharyngeal Electrical Stimulation (PES) Catheter for treatment of oropharyngeal dysphagia following a stroke.
Detailed Description
Randomization will be stratified at each site in a 1:1 fashion. All patients will have the Phagenyx® Catheter placed prior to randomization, and will receive either an active treatment of Pharyngeal Electrical Stimulation (PES) or a sham treatment performed by a health care professional (HCP) that is un-blinded to treatment assignment. All other speech pathology standard dysphagia care will be provided by a speech language pathologist (SLP) that is blinded to treatment assignment. Administration of all protocol-specific assessments will be conducted by personnel blinded to treatment assignment. The study will follow an adaptive group sequential design with unblinded sample size re-assessment. To ensure 180 evaluable patients with 7-day data and assuming a 20% dropout rate, 225 patients will be enrolled initially. An interim analysis for futility will occur after the first 60 patients complete their 7-day visits and another interim analysis will be performed for efficacy and futility after 120 patients complete their 7-day visits. The total sample size may be increased up to 338 patients after the second interim analysis to ensure up to 270 evaluable patients. Up to 15 investigational centers across the US and possibly Europe will participate in this study. The enrollment period is expected to be approximately 24 months and patient participation will last for approximately 11 weeks. Patients will be assessed at the following intervals: baseline, 48 hours, 7 days, 14 days or at discharge, whichever is first, and 11 weeks after completion of the study treatments.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Dysphagia Following Cerebral Infarction

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Parallel Assignment
Masking
Care Provider
Allocation
Randomized
Enrollment
50 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Active group
Arm Type
Active Comparator
Arm Description
patients randomized to receive active PES
Arm Title
Sham treatmment
Arm Type
Sham Comparator
Arm Description
Patients randomized to sham will not receive any PES.
Intervention Type
Device
Intervention Name(s)
PES
Other Intervention Name(s)
Pharyngeal Electrical Stimulation
Intervention Description
The PES system is a two-part neurostimulation system. It is composed of a durable component called the Base Station and the single-use sterile disposable Phagenyx® Catheter. The Base Station acts as the user interface and provides the means to generate, optimize and monitor the delivery of electrical stimulation.
Primary Outcome Measure Information:
Title
To evaluate the efficacy of treatment in reducing the severity of unsafe swallows based on PAS(Penetration Aspiration Scale)of each swallow during VFSS
Description
VFSS (Vidoeflouroscopic Swallow Study) Swallowing safety of a bolus of thin and nectar consistency determined by a videofluoroscopic swallowing study.The PAS provides a scoring mechanism for airway closure and clearance during the VFSS. The PAS is a validated 8-point scale that measures penetration and aspiration. Scores are determined primarily by the depth to which material passes into the airway. Material does not enter airway Material enters the airway, remains above the vocal folds, and is ejected Material remains above the vocal folds, and is not ejected from airway Material contacts the vocal folds, and is ejected Material contacts the vocal folds, and is not ejected Material passes below the vocal folds , and is ejected out airway Material passes below the vocal folds, and is not ejected from trachea Material enters the airway , and no effort is made to eject it
Time Frame
48 hours post final treatment
Secondary Outcome Measure Information:
Title
To evaluate the efficacy of Phagenyx® treatment in improving nutritional management
Description
Nutritional management changes will be evaluated via: Time from baseline to removal of enteral feeding (i.e., removal of NG tube or PEG or transition to oral feeding, or first diet upgrade,Functional Oral Intake Scale (FOIS) at 7 days, 14 days or discharge, whichever is first, and 11 weeks
Time Frame
11 weeks post final treatment

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
90 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Age ≥ 18 and ≤ 90 years. Acute ischemic or hemorrhagic cerebral stroke within 7-28 days of baseline VFSS. Score of 0 or 1 on NIHSS question 1a, Level of Consciousness. Moderate to severe dysphagia (PAS >4) on baseline VFSS (Baseline VFSS must meet the threshold criteria of demonstrating a PAS of ≥ 4, in three of the six boli (5 mL/1 tsp/bolus), during swallowing "thin liquid" barium media as assessed by the clinical staff administering the VFSS.). Willing and able to have the Phagenyx® Catheter placed transnasally. Willing and able to provide informed consent. Stated willingness to comply with all study procedures and availability for the duration of the study. Exclusion Criteria: Brainstem stroke. Evidence of traumatic brain injury or subarachnoid hemorrhage. Other known brain abnormalities documented by history and/or imaging (e.g., tumor, abnormal white matter, inflammatory neuropathy, myelin delamination, hydrocephalus). Dysphagia from conditions other than stroke. Pre-stroke history of swallowing complaints or treatment or history of diseases known to be associated with swallowing problems (other neurological, head and neck cancer. Distorted oropharyngeal anatomy (e.g., pharyngeal pouch, major pharyngeal surgery or head /neck surgery) Currently being treatment for pneumonia. Mute, global aphasia; no usable speech or auditory comprehension (scores 3 on NIHSS question 9, Best Language) NIHSS score of >25 Presence of a tracheostomy Any active implanted device (e.g., cochlear implant, ICD) Any progressive neurological disorder (e.g., Parkinson's Disease, Multiple Sclerosis) Cognitive impairment that prevents compliance with protocol-specific instructions and assessments Unstable cardiopulmonary condition, i.e., not on maintenance therapy. Currently participating in another investigational study Pregnant or planning to become pregnant while participating in the clinical study -Known Allergy to oral radiographic contrast media (specifically barium) -
Facility Information:
Facility Name
Marianjoy
City
Wheaton
State/Province
Illinois
ZIP/Postal Code
60187
Country
United States

12. IPD Sharing Statement

Plan to Share IPD
No

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Pharyngeal Electrical Stimulation Evaluation for Dysphagia After Stroke

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