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Nivolumab Plus Ipilimumab as Neoadjuvant Therapy for Hepatocellular Carcinoma (HCC)

Primary Purpose

Hepatocellular Carcinoma (HCC)

Status
Unknown status
Phase
Phase 2
Locations
Taiwan
Study Type
Interventional
Intervention
nivolumab, ipilimumab
Sponsored by
National Health Research Institutes, Taiwan
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Hepatocellular Carcinoma (HCC) focused on measuring neoadjuvant therapy, immunotherapy

Eligibility Criteria

20 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  1. Histological diagnosis of HCC with potential for curative surgical resection fulfilling one of the following criteria:

    (A)Tumor(s) with macrovascular invasion. (B)Tumors with one of the following features: (B1)multiple tumors and bilateral lobes involvement, none more than 5 cm (B2)tumor number > 3, none more than 5 cm (B3)multiple tumors none more than 5 cm, with significant portal hypertension (splenomegaly, esophageal varices or platelet < 100,000/μL) (B4)solitary tumor > 5 cm, with significant portal hypertension (splenomegaly, esophageal varices or platelet < 100,000/μL) (B5)Other conditions that are considered high-risk for recurrence after surgery, e.g., direct diaphragmic invasion suspected by imaging。

  2. No evidence of extra-hepatic metastases.
  3. At least one measurable tumor, according to RECIST version 1.1, that has not been treated with any local procedure.
  4. Prior percutaneous ethanol injection, radiofrequency ablation, transarterial embolization, or cryotherapy are allowed if aforementioned local therapy is given at least 4 weeks prior to enrollment and progressive or recurrent disease is documented.
  5. Age >= 20 years old.
  6. ECOG performance status 0 or 1.
  7. Child-Pugh class A liver function.
  8. WBC >=2,000/uL (stable, off any growth factor within 4 weeks of study drug administration) ; Platelet>= 60,000/uL.
  9. Liver transaminases (ALT and AST) <= 5 times upper limit of normal values (ULN); total bilirubin <=1.5 times ULN; serum creatinine<=1.5 times ULN; creatinine clearance > 50 mL/min (calculated by Cockcroft-Gault formula)
  10. Subjects with chronic hepatitis B virus infection (HBV surface antigen (HBsAg) positive) must start antiviral therapy with nucleoside analogs (e.g., entecavir or tenofovir, according to current practice guidelines) before start of study drug treatment.
  11. Signed informed consent.

Exclusion Criteria:

  1. Receiving concurrent anti-cancer therapy for HCC, which includes local therapy, systemic therapy, or other experimental therapy.
  2. Local treatment including radiotherapy (except palliative radiotherapy), percutaneous ethanol injection, radiofrequency ablation, or transarterial embolization administered within 4 weeks prior to enrollment.
  3. Major surgical procedure within 2 weeks or minor surgical procedure within 1 week prior to enrollment.
  4. History of esophageal/gastric varices or active peptic ulcers that are considered to have high risk of bleeding.
  5. History of upper gastrointestinal bleeding within 1 year.
  6. Known human immunodeficiency virus (HIV) infection.
  7. Major systemic diseases that the investigator considers inappropriate for participation.
  8. History of other malignancies except those treated with curative intent for skin cancer (other than melanoma), in situ breast or in situ cervical cancer, or those treated with curative intent for any other cancer with no evidence of disease for 2 years.
  9. Any active autoimmune disease or history of known autoimmune disease except for vitiligo, resolved childhood asthma/atopy, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger are permitted to enroll
  10. Dementia or significantly altered mental status that would prohibit the understanding or rendering of informed consent and compliance with the requirements of this protocol.
  11. Prior therapy with an anti-PD-1, anti-PD-L1, or anti-CTLA-4 antibody (or any other antibody or drug specifically targeting T-cell costimulation or checkpoint pathways).
  12. Requirement of systemic treatment with either corticosteroids (> 10 mg daily prednisone equivalents) or other immunosuppressive medications within 14 days of study drug administration. Inhaled or topical steroids and adrenal replacement doses > 10 mg daily prednisone equivalents are permitted in the absence of active autoimmune disease.
  13. Prior organ allograft or allogeneic bone marrow transplantation.
  14. Other severe acute or chronic medical or psychiatric condition, or laboratory abnormality that may increase the risk associated with study participation and in the judgment of the investigator would make the patient inappropriate for entry into this study.

Sites / Locations

  • Chang-Gung Memorial Hospital, Kaohsiung
  • China Medical University Hospital
  • National Cheng-Kung University HospitalRecruiting
  • National Taiwan University HospitalRecruiting
  • Mackay Memorial HospitalRecruiting
  • Taipei Veterans General HospitalRecruiting
  • Tri-Service General Hospital
  • Chang-Gung Memorial Hospital, LinkouRecruiting

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

nivolumab plus ipilimumab

Arm Description

nivolumab plus ipilimumab

Outcomes

Primary Outcome Measures

the percentage of subjects with tumor shrinkage after study drug treatment
> 10% of decrease of the sum of the target lesions according to RECIST 1.1

Secondary Outcome Measures

Full Information

First Posted
April 18, 2018
Last Updated
December 2, 2020
Sponsor
National Health Research Institutes, Taiwan
Collaborators
National Taiwan University Hospital, Taipei Veterans General Hospital, Taiwan, National Cheng-Kung University Hospital, China Medical University Hospital, Chang Gung Memorial Hospital, Mackay Memorial Hospital, Tri-Service General Hospital
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1. Study Identification

Unique Protocol Identification Number
NCT03510871
Brief Title
Nivolumab Plus Ipilimumab as Neoadjuvant Therapy for Hepatocellular Carcinoma (HCC)
Official Title
Nivolumab Plus Ipilimumab as Neoadjuvant Therapy for Hepatocellular Carcinoma (HCC)
Study Type
Interventional

2. Study Status

Record Verification Date
December 2020
Overall Recruitment Status
Unknown status
Study Start Date
February 12, 2019 (Actual)
Primary Completion Date
December 31, 2022 (Anticipated)
Study Completion Date
December 31, 2022 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
National Health Research Institutes, Taiwan
Collaborators
National Taiwan University Hospital, Taipei Veterans General Hospital, Taiwan, National Cheng-Kung University Hospital, China Medical University Hospital, Chang Gung Memorial Hospital, Mackay Memorial Hospital, Tri-Service General Hospital

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
Objectives: To evaluate the efficacy, in terms of tumor shrinkage, objective response rate, and down-stage rate, of nivolumab + ipilimumab as neoadjuvant therapy for patients with HCC; To evaluate the safety profile in patients with HCC who receive neoadjuvant nivolumab + ipilimumab treatment; To collect HCC tumor tissue and peripheral blood samples from the patients for a comprehensive biomarker evaluation for nivolumab + ipilimumab immunotherapy.
Detailed Description
Immune checkpoint inhibitor therapy represents the major breakthrough of anticancer drug therapy development in recent years. Inhibitors targeting the cytotoxic T-lymphocyte antigen 4 (CTLA-4) or the programmed death-1 (PD-1) checkpoints have shown antitumor activity in multiple cancer types. Combination of anti-CTLA-4 and anti-PD-1 therapy may increase the objective response rate for patients with advanced cancers and thus may further improve the treatment efficacy. The anti-PD-1 drug nivolumab recently got approval by US FDA for the treatment of advanced hepatocellular carcinoma (HCC) patients who have been treated with sorafenib. Preliminary data also suggested that combination of nivolumab and anti-CTLA-4 therapy could increase the objective response rate for advanced HCC, with a better safety profile compared with conventional combination therapies (cytotoxic chemotherapy or molecular targeted therapy). This project aims to explore whether the high response rate produced by the combination of anti-PD-1 and anti-CTLA-4 may improve the treatment efficacy of HCC patients who are potentially eligible for curative surgery. This is a single-arm, open-label trial. Eligible subjects must have histological diagnosis of HCC and fulfilling one of the following criteria of 'potentially eligible for curative surgery': (a) AJCC T3 tumor(s) (tumor with macrovascular invasion); (b) AJCC T2 tumors with multiple tumors and bilateral lobes involvement, none more than 5 cm; (c) AJCC T2 tumors with tumor number > 3, none more than 5 cm; (d) AJCC T2 tumors with multiple tumors none more than 5 cm, with significant portal hypertension (splenomegaly, esophageal varices or platelet < 100,000/μL); or (e) solitary tumor > 5 cm, with significant portal hypertension (splenomegaly, esophageal varices or platelet < 100,000/μL) ; (f) Other conditions that are considered high-risk for recurrence after surgery, e.g., direct diaphragmic invasion suspected by imaging。Eligible subjects must have ECOG performance status 0 or 1, Child-Pugh class A liver function, and measurable tumors (by RECIST 1.1). All enrolled subjects will receive nivolumab 3 mg/kg plus ipilimumab 1 mg/kg intravenously on day 1 of each cycle (every 3 weeks). Tumor assessment will be done after 6 weeks (2 cycles) and 12 weeks (4 cycles). Subjects who are considered eligible for curative surgery will receive surgery, while those considered not eligible for surgery will receive other anti-cancer therapy according to current practice guidelines (e.g., trans-catheter arterial chemoembolization). Samples will be collected from the subjects' tumor tissue, peripheral blood, and stool for studies of immune biomarkers. The primary endpoint is the percentage of subjects with tumor shrinkage (> 10% of decrease of the sum of the target lesions according to RECIST 1.1) after study drug treatment. It is estimated that about 30-50% subjects may have tumor shrinkage after 2-4 cycles of nivolumab + ipilimumab treatment. With type 1 error 0.05;power=0.9,P0=0.30, P1=0.55 respectively, 40 evaluable subjects (subjects who receive at least 2 cycles of study drug treatment and receive the first scheduled assessment of tumor response, assuming a 10% dropout rate) will be required. The study is expected to complete enrollment in 2 years.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Hepatocellular Carcinoma (HCC)
Keywords
neoadjuvant therapy, immunotherapy

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
40 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
nivolumab plus ipilimumab
Arm Type
Experimental
Arm Description
nivolumab plus ipilimumab
Intervention Type
Drug
Intervention Name(s)
nivolumab, ipilimumab
Other Intervention Name(s)
nivolumab plus ipilimumab
Intervention Description
All enrolled subjects will receive nivolumab 3 mg/kg plus ipilimumab 1 mg/kg intravenously on day 1 of each cycle (every 3 weeks). Tumor assessment will be done after 6 weeks (2 cycles) and 12 weeks (4 cycles).
Primary Outcome Measure Information:
Title
the percentage of subjects with tumor shrinkage after study drug treatment
Description
> 10% of decrease of the sum of the target lesions according to RECIST 1.1
Time Frame
4 years

10. Eligibility

Sex
All
Minimum Age & Unit of Time
20 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Histological diagnosis of HCC with potential for curative surgical resection fulfilling one of the following criteria: (A)Tumor(s) with macrovascular invasion. (B)Tumors with one of the following features: (B1)multiple tumors and bilateral lobes involvement, none more than 5 cm (B2)tumor number > 3, none more than 5 cm (B3)multiple tumors none more than 5 cm, with significant portal hypertension (splenomegaly, esophageal varices or platelet < 100,000/μL) (B4)solitary tumor > 5 cm, with significant portal hypertension (splenomegaly, esophageal varices or platelet < 100,000/μL) (B5)Other conditions that are considered high-risk for recurrence after surgery, e.g., direct diaphragmic invasion suspected by imaging。 No evidence of extra-hepatic metastases. At least one measurable tumor, according to RECIST version 1.1, that has not been treated with any local procedure. Prior percutaneous ethanol injection, radiofrequency ablation, transarterial embolization, or cryotherapy are allowed if aforementioned local therapy is given at least 4 weeks prior to enrollment and progressive or recurrent disease is documented. Age >= 20 years old. ECOG performance status 0 or 1. Child-Pugh class A liver function. WBC >=2,000/uL (stable, off any growth factor within 4 weeks of study drug administration) ; Platelet>= 60,000/uL. Liver transaminases (ALT and AST) <= 5 times upper limit of normal values (ULN); total bilirubin <=1.5 times ULN; serum creatinine<=1.5 times ULN; creatinine clearance > 50 mL/min (calculated by Cockcroft-Gault formula) Subjects with chronic hepatitis B virus infection (HBV surface antigen (HBsAg) positive) must start antiviral therapy with nucleoside analogs (e.g., entecavir or tenofovir, according to current practice guidelines) before start of study drug treatment. Signed informed consent. Exclusion Criteria: Receiving concurrent anti-cancer therapy for HCC, which includes local therapy, systemic therapy, or other experimental therapy. Local treatment including radiotherapy (except palliative radiotherapy), percutaneous ethanol injection, radiofrequency ablation, or transarterial embolization administered within 4 weeks prior to enrollment. Major surgical procedure within 2 weeks or minor surgical procedure within 1 week prior to enrollment. History of esophageal/gastric varices or active peptic ulcers that are considered to have high risk of bleeding. History of upper gastrointestinal bleeding within 1 year. Known human immunodeficiency virus (HIV) infection. Major systemic diseases that the investigator considers inappropriate for participation. History of other malignancies except those treated with curative intent for skin cancer (other than melanoma), in situ breast or in situ cervical cancer, or those treated with curative intent for any other cancer with no evidence of disease for 2 years. Any active autoimmune disease or history of known autoimmune disease except for vitiligo, resolved childhood asthma/atopy, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger are permitted to enroll Dementia or significantly altered mental status that would prohibit the understanding or rendering of informed consent and compliance with the requirements of this protocol. Prior therapy with an anti-PD-1, anti-PD-L1, or anti-CTLA-4 antibody (or any other antibody or drug specifically targeting T-cell costimulation or checkpoint pathways). Requirement of systemic treatment with either corticosteroids (> 10 mg daily prednisone equivalents) or other immunosuppressive medications within 14 days of study drug administration. Inhaled or topical steroids and adrenal replacement doses > 10 mg daily prednisone equivalents are permitted in the absence of active autoimmune disease. Prior organ allograft or allogeneic bone marrow transplantation. Other severe acute or chronic medical or psychiatric condition, or laboratory abnormality that may increase the risk associated with study participation and in the judgment of the investigator would make the patient inappropriate for entry into this study.
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Bor-Rong Chen, BS
Phone
886-2-26534401
Ext
25162
Email
brong@nhri.edu.tw
First Name & Middle Initial & Last Name or Official Title & Degree
Chiun Hsu, MD, PhD
Email
hsuchiun@gmail.com
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Tsang-Wu Liu, MD, PhD
Organizational Affiliation
Taiwan Cooperative Oncology Group, NHRI
Official's Role
Study Chair
First Name & Middle Initial & Last Name & Degree
Chiun Hsu, MD, PhD
Organizational Affiliation
National Taiwan University Hospital
Official's Role
Principal Investigator
Facility Information:
Facility Name
Chang-Gung Memorial Hospital, Kaohsiung
City
Kaohsiung
Country
Taiwan
Individual Site Status
Active, not recruiting
Facility Name
China Medical University Hospital
City
Taichung
Country
Taiwan
Individual Site Status
Active, not recruiting
Facility Name
National Cheng-Kung University Hospital
City
Tainan
Country
Taiwan
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Yan-Shen Shan, MD, PhD
Email
ysshan@mail.ncku.edu.tw
First Name & Middle Initial & Last Name & Degree
Yan-Shen Shan, MD, PhD
First Name & Middle Initial & Last Name & Degree
Chia-Jui Yen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Yih-Jyh Lin, MD
First Name & Middle Initial & Last Name & Degree
Tsung-Ching Chou, MD
First Name & Middle Initial & Last Name & Degree
Li-Tzong Chen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Ying-Jui Chao, MD
First Name & Middle Initial & Last Name & Degree
Ting-Tsung Chang, MD
First Name & Middle Initial & Last Name & Degree
Nai-Jung Chiang, MD, PhD
First Name & Middle Initial & Last Name & Degree
Kwang-Yu Chang, MD, PhD
First Name & Middle Initial & Last Name & Degree
Hui-Jen Tsai, MD, PhD
First Name & Middle Initial & Last Name & Degree
Shang-Hung Chen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Yung-Yeh Su, MD
Facility Name
National Taiwan University Hospital
City
Taipei
ZIP/Postal Code
100
Country
Taiwan
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Chiun Hsu, MD, PhD
Email
hsuchiun@gmail.com
First Name & Middle Initial & Last Name & Degree
Chiun Hsu, MD, PhD
First Name & Middle Initial & Last Name & Degree
Rey-Heng Hu, MD, PhD
First Name & Middle Initial & Last Name & Degree
Ming-Chih Ho, MD, PhD
First Name & Middle Initial & Last Name & Degree
Yao-Ming Wu, MD, PhD
First Name & Middle Initial & Last Name & Degree
Cheng-Maw Ho, MD
First Name & Middle Initial & Last Name & Degree
Ann-Lii Cheng, MD, PhD
First Name & Middle Initial & Last Name & Degree
Chih-Hung Hsu, MD, PhD
First Name & Middle Initial & Last Name & Degree
Zhong-Zhe Lin, MD, PhD
First Name & Middle Initial & Last Name & Degree
Ying-Chun Shen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Yu-Yun Shao, MD, PhD
First Name & Middle Initial & Last Name & Degree
Li-Chun Lu, MD
First Name & Middle Initial & Last Name & Degree
Chien-Hung Chen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Bang-Bin Chen, MD, MS
First Name & Middle Initial & Last Name & Degree
Ja-Der Liang, MD, PhD
First Name & Middle Initial & Last Name & Degree
Tai-Chung Tseng, MD, PhD
First Name & Middle Initial & Last Name & Degree
Sih-Han Liao, MD
First Name & Middle Initial & Last Name & Degree
Jian-Zhi Dong, MD
First Name & Middle Initial & Last Name & Degree
Tsung-Hao Liu, MD
Facility Name
Mackay Memorial Hospital
City
Taipei
Country
Taiwan
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Jiunn-Chang Lin, MD, PhD
Email
steven4375@gmail.com
First Name & Middle Initial & Last Name & Degree
Jiunn-Chang Lin, MD, PhD
First Name & Middle Initial & Last Name & Degree
Tsang-En Wang, MD
First Name & Middle Initial & Last Name & Degree
Tun-Sung Huang, MD
First Name & Middle Initial & Last Name & Degree
Yi-Fang Chang, MD, PhD
First Name & Middle Initial & Last Name & Degree
Nei-Wen Sue, MD, PhD
First Name & Middle Initial & Last Name & Degree
Ching-Wei Chang, MD, PhD
First Name & Middle Initial & Last Name & Degree
Ya-Ting Jan, MD
Facility Name
Taipei Veterans General Hospital
City
Taipei
Country
Taiwan
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Yee Chao, MD, PhD
Email
ychao@yghtpe.gov.tw
First Name & Middle Initial & Last Name & Degree
Yee Chao, MD, PhD
First Name & Middle Initial & Last Name & Degree
Gar-Yang Chau, MD, MPH
First Name & Middle Initial & Last Name & Degree
Hao-Jan Lei, MD
First Name & Middle Initial & Last Name & Degree
Shu-Cheng Chou, MD
First Name & Middle Initial & Last Name & Degree
Chung-Pin Li, MD, PhD
First Name & Middle Initial & Last Name & Degree
Yi-Hsiang Huang, MD, PhD
First Name & Middle Initial & Last Name & Degree
Ming-Huang Chen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Yi-Ping Hung, MD
First Name & Middle Initial & Last Name & Degree
San-Chi Chen, MD, PhD
First Name & Middle Initial & Last Name & Degree
Rheun-Chuan Lee, MD, PhD
First Name & Middle Initial & Last Name & Degree
Chun-Ying Wu, MD, PhD
Facility Name
Tri-Service General Hospital
City
Taipei
Country
Taiwan
Individual Site Status
Active, not recruiting
Facility Name
Chang-Gung Memorial Hospital, Linkou
City
Taoyuan
Country
Taiwan
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Wei-Chen Lee, MD
First Name & Middle Initial & Last Name & Degree
Wei-Chen Lee, MD
First Name & Middle Initial & Last Name & Degree
Ming-Mon Hou, MD
First Name & Middle Initial & Last Name & Degree
Kun-Ming Chan, MD
First Name & Middle Initial & Last Name & Degree
Hong-Shiue Chou, MD
First Name & Middle Initial & Last Name & Degree
Ting-Jung Wu, MD, PhD
First Name & Middle Initial & Last Name & Degree
Tsung-Han Wu, MD
First Name & Middle Initial & Last Name & Degree
Po-Jung Su, MD
First Name & Middle Initial & Last Name & Degree
Chia-Hsun Hsieh, MD, PhD
First Name & Middle Initial & Last Name & Degree
Chan-Keng Yang, MD

12. IPD Sharing Statement

Plan to Share IPD
No
IPD Sharing Plan Description
Invetigator Initial Trial

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Nivolumab Plus Ipilimumab as Neoadjuvant Therapy for Hepatocellular Carcinoma (HCC)

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