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A Pilot Study to Assess Treatment of Patients With Homogeneous Emphysema Using Sequential Segmental Bronchoscopic Thermal Vapor Ablation (NEXT STEP) (NEXT STEP)

Primary Purpose

Emphysema or COPD

Status
Completed
Phase
Not Applicable
Locations
Germany
Study Type
Interventional
Intervention
Bronchoscopic Thermal Vapor Ablation (BTVA)
Sponsored by
Uptake Medical Technology, Inc.
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Emphysema or COPD focused on measuring COPD, Emphysema, Homogenous, Collateral Ventilation, Vapor, Ablation

Eligibility Criteria

40 Years - 75 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  1. Age > or equal to 40 and ≤ 75 years old
  2. At least one lung with a homogeneous distribution of emphysema (defined as a heterogeneity index < 1.2 when calculated as the ratio of upper lobe to lower lobe %-950 and when calculated as the ratio of lower lobe to upper lobe %-950) and a fissure integrity score < 95% as measured by CT
  3. Contralateral lung (to lung targeted for the initial BTVA treatment) with tissue to air ratio > 8%
  4. FEV1 between 20% and 45% predicted
  5. TLC > or equal to 100% predicted
  6. RV > or equal to 200% predicted
  7. Post-rehabilitation 6MWD > 140 meters
  8. Marked dyspnea scoring > or equal to 2 on the mMRC
  9. Arterial blood gas levels of: PaCO2 ≤ 50 mm Hg; PaO2 > 45 mm Hg on room air
  10. Non-smoking for 2 months prior to study enrollment, as confirmed by negative urine point of contact strips or serum cotinine level of ≤ 10 ng/mL, or negative CO Hb test
  11. Optimized medical management (treatment consistent with GOLD guidelines)
  12. Evidence of completed pulmonary rehabilitation:

    • ≥ 6 weeks out-patient or ≥ 3 weeks in-patient within 6 months of enrollment; or,
    • Patient has or continues to participate in regular physical activity beyond activities of daily living (i.e. a walking program) for ≥ 6 weeks with 6 months of enrollment under the supervision of a health care professional
  13. Current influenza vaccination
  14. Mentally and physically able to cooperate with the study procedures, follow-up requirements, and are able and willing to provide informed consent to participate in the study.

Exclusion Criteria:

  1. Any condition that would interfere with the completion of the study, follow-up assessments, bronchoscopy, or that would adversely affect study outcomes. Concomitant illnesses or medications that would pose a significant increased risk for complications following treatment with BTVA. Relevant examples of relevance include immune system disorders, immunosuppressant medications of clinical relevance, bleeding disorders and unstable cardiovascular conditions, history of asthma or alpha-1 antitrypsin deficiency
  2. DLCO < 20% predicted or immeasurable DLCO
  3. BMI < 18kg/m2 or > 35 kg/m2
  4. Clinically significant bronchiectasis with more than 30 ml productive cough
  5. Heart and/or lung transplant, lung volume reduction surgery (LVRS), bullectomy, or thoracic surgery with removal of lung tissue
  6. Prior lung volume reduction via endobronchial valves(s), stent(s), coil(s), and/or polymer. Patients whose endobronchial valves have been removed can be treated if: all valves removed ≥ 6 months prior to BTVA and baseline bronchoscopy reveals no airway obstruction or obvious tissue granulation
  7. Recent respiratory infections or COPD exacerbation in preceding 6 weeks
  8. Unstable COPD (any of the following):

    • >3 COPD related hospitalizations requiring antibiotics in past 12 months
    • COPD related hospitalization in past 3 months
    • daily use of systemic steroids, i.e. > 5 mg prednisolone
  9. Single large bulla (defined as > 1/3 volume of the lobe) or a paraseptal distribution of emphysema in lobe to be treated
  10. Bacterial infection or symptoms indicative of active infection (i.e., fever, elevated white blood cell count)
  11. History of any of the following:

    • Left ventricular ejection fraction (EF) ≤ 40%
    • Stroke
    • Myocardial infarction or acute coronary syndrome in previous year
    • Current use of anticoagulants (including warfarin, and NOACs such as dabigatran, rivaroxaban, apixaban, and similar).
    • Patient is unable to stop antiplatelet therapy (including dipyridamole, clopidogrel, prasugrel, and ticlopidine) 7 days before and not restart until 7 days after study procedure.
    • Known sensitivity to medications required to perform bronchoscopy
  12. Pulmonary hypertension:

    • Peak systolic PAP > 45 mm Hg or
    • Mean PAP > 35 mm Hg
    • Right heart catheter measurements (if available) will be considered definitive over echocardiography or cardiac scintigraphy measurements
  13. Newly prescribed morphine derivatives within the last 4 weeks
  14. Pregnant or breastfeeding
  15. Pneumothorax or pleural effusion within previous 6 months
  16. Indwelling pacemaker or implantable cardiac defibrillator (ICD)
  17. Patients dependent on the sponsor or investigator
  18. Current enrollment in any other investigational study which has not completed requisite follow-up

Sites / Locations

  • Thoraxklinik University of Heidelberg

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

BTVA Treatment

Arm Description

All patients that will receive Bronchoscopic Thermal Vapor Ablation (BTVA) Treatment

Outcomes

Primary Outcome Measures

Incidence of SAEs, Major Medical complications, and unanticipated serious adverse device effects (USADEs) (safety endpoint)
Occurrence of SAEs, Major Medical complications, and unanticipated serious adverse device effects (USADEs) (safety endpoint)
Change in FEV1 (efficacy endpoint)
Change in FEV1 (efficacy endpoint)
Change in St Georges Respiratory Questionnaire for COPD Patients (SGRQ-C) score (efficacy endpoint)
This trial will utilize the SGRQ-C which is a shortened version of the SGRQ questionnaire. The SGRQ is a validated, disease-specific questionnaire that measures health-related quality of life in patients with COPD. The instrument has 3 domains (activity, symptoms, and impacts) and a total score. A Total and three-component scores are calculated: Symptoms; Activity; Impacts. Each questionnaire response has a unique empirically derived 'weight'. The lowest possible weight is zero and the highest is 100. Each component of the questionnaire is scored separately. Sum of maximum possible weights for each component and Total: Symptoms 566.2, Activity 982.9, Impacts 1652.8. Total (sum of maximum for all three components) 3201.9 Higher weights indicate worse outcomes. The difference in the domain scores and total score at follow-up visits relative to baseline will be calculated and reported.

Secondary Outcome Measures

Change in FVC
Change in Forced Vital Capacity
Change in FRC
Change in Forced Residual Capacity
Change in RV
Change in Residual Volume
Change in TLC
Change in Total Lung Capacity
Change in RV/TLC
Change in Residual Volume/Total Lung Capacity
Change in DLCO
Change in Diffusing capacity of the lung for carbon monoxide
Change in Modified Medical Research Council (mMRC) Dyspnea scale
Change in dyspnea score. Grade Degree of Breathlessness Related to Activities Grade 0 No breathlessness except with strenuous exercise Grade 1 Breathlessness when hurrying on the level or walking up a slight hill Grade 2 Walks slower than people of the same age on the level because of breathlessness or has to stop for breath when walking at own pace on the level Grade 3 Stops for breath after walking about 100 yards or a few minutes on the level Grade 4 Too breathless to leave the house or breathless when dressing or undressing Max score=4, Min score=0 One score is reported based on grade. Higher values represent worse outcomes. For patients with a higher mMRC grade (e.g. ≥2) and clinical circumstances consistent with respiratory disease, measuring spirometry (e.g., FEV₁ and FVC), determining the patient's GOLD stage, helps guide therapeutic interventions.
Change in 6MWD
Change in six minute walk distance
Change in volume of the treated lobe(s)
Change in lung volume assessed by CT

Full Information

First Posted
September 5, 2018
Last Updated
November 6, 2021
Sponsor
Uptake Medical Technology, Inc.
Collaborators
MedPass International
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1. Study Identification

Unique Protocol Identification Number
NCT03670121
Brief Title
A Pilot Study to Assess Treatment of Patients With Homogeneous Emphysema Using Sequential Segmental Bronchoscopic Thermal Vapor Ablation (NEXT STEP)
Acronym
NEXT STEP
Official Title
A Pilot Study to Assess Treatment of Patients With Homogeneous Emphysema Using Sequential Segmental Bronchoscopic Thermal Vapor Ablation
Study Type
Interventional

2. Study Status

Record Verification Date
November 2021
Overall Recruitment Status
Completed
Study Start Date
August 28, 2018 (Actual)
Primary Completion Date
June 12, 2020 (Actual)
Study Completion Date
June 12, 2020 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
Uptake Medical Technology, Inc.
Collaborators
MedPass International

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
No

5. Study Description

Brief Summary
This study is a Prospective, single arm, single center pilot study following outcomes for 12 months after initial BTVA treatment. The primary objectives of the study are to prospectively document the safety and efficacy of sequential segmental treatment with BTVA in patients with a homogeneous distribution of emphysema that are not candidates for endobronchial valve therapy.
Detailed Description
The study will include patients with severe emphysema as defined by pulmonary function tests, a homogeneous distribution of emphysema as determined by CT, who are not eligible for endobronchial valve therapy based on fissure integrity as determined by CT. Enrollment will continue until 10 patients have been treated per protocol or until a maximum of 15 patients total have been treated. Patients will be enrolled at Thoraxklinik University of Heidelberg, Germany and followed for twelve (12) months. The follow up data collected will include pulmonary function testing (spirometry, body plethysmography, DLCO), exercise capacity (six minute walk test) and imaging findings (chest x-ray and CT). Dyspnea score (mMRC) and quality of life questionnaire (SGRQ-C) information will be obtained. Information regarding adverse events, serious adverse events, and major medical complications will be collected at each visit. Serious adverse events will be adjudicated by an independent medical monitor in order to establish relatedness to the InterVapor device and procedure. Descriptive statistics will be used to summarize all safety and efficacy data. There is no predefined hypothesis regarding safety, or efficacy. Monitoring of the study will be undertaken as a continuous process to ensure that high-quality data are obtained and to ensure compliance with study procedures.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Emphysema or COPD
Keywords
COPD, Emphysema, Homogenous, Collateral Ventilation, Vapor, Ablation

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Single Group Assignment
Model Description
Single arm Pilot Study
Masking
None (Open Label)
Allocation
N/A
Enrollment
11 (Actual)

8. Arms, Groups, and Interventions

Arm Title
BTVA Treatment
Arm Type
Experimental
Arm Description
All patients that will receive Bronchoscopic Thermal Vapor Ablation (BTVA) Treatment
Intervention Type
Device
Intervention Name(s)
Bronchoscopic Thermal Vapor Ablation (BTVA)
Other Intervention Name(s)
BTVA, InterVapor
Intervention Description
Bronchoscopic vapor delivery to airway segment(s) targeted for treatment
Primary Outcome Measure Information:
Title
Incidence of SAEs, Major Medical complications, and unanticipated serious adverse device effects (USADEs) (safety endpoint)
Description
Occurrence of SAEs, Major Medical complications, and unanticipated serious adverse device effects (USADEs) (safety endpoint)
Time Frame
Baseline to 6 months
Title
Change in FEV1 (efficacy endpoint)
Description
Change in FEV1 (efficacy endpoint)
Time Frame
Baseline to 6 months
Title
Change in St Georges Respiratory Questionnaire for COPD Patients (SGRQ-C) score (efficacy endpoint)
Description
This trial will utilize the SGRQ-C which is a shortened version of the SGRQ questionnaire. The SGRQ is a validated, disease-specific questionnaire that measures health-related quality of life in patients with COPD. The instrument has 3 domains (activity, symptoms, and impacts) and a total score. A Total and three-component scores are calculated: Symptoms; Activity; Impacts. Each questionnaire response has a unique empirically derived 'weight'. The lowest possible weight is zero and the highest is 100. Each component of the questionnaire is scored separately. Sum of maximum possible weights for each component and Total: Symptoms 566.2, Activity 982.9, Impacts 1652.8. Total (sum of maximum for all three components) 3201.9 Higher weights indicate worse outcomes. The difference in the domain scores and total score at follow-up visits relative to baseline will be calculated and reported.
Time Frame
Baseline to 6 months
Secondary Outcome Measure Information:
Title
Change in FVC
Description
Change in Forced Vital Capacity
Time Frame
Baseline to 6 months
Title
Change in FRC
Description
Change in Forced Residual Capacity
Time Frame
Baseline to 6 months
Title
Change in RV
Description
Change in Residual Volume
Time Frame
Baseline to 6 months
Title
Change in TLC
Description
Change in Total Lung Capacity
Time Frame
Baseline to 6 months
Title
Change in RV/TLC
Description
Change in Residual Volume/Total Lung Capacity
Time Frame
Baseline to 6 months
Title
Change in DLCO
Description
Change in Diffusing capacity of the lung for carbon monoxide
Time Frame
Baseline to 6 months
Title
Change in Modified Medical Research Council (mMRC) Dyspnea scale
Description
Change in dyspnea score. Grade Degree of Breathlessness Related to Activities Grade 0 No breathlessness except with strenuous exercise Grade 1 Breathlessness when hurrying on the level or walking up a slight hill Grade 2 Walks slower than people of the same age on the level because of breathlessness or has to stop for breath when walking at own pace on the level Grade 3 Stops for breath after walking about 100 yards or a few minutes on the level Grade 4 Too breathless to leave the house or breathless when dressing or undressing Max score=4, Min score=0 One score is reported based on grade. Higher values represent worse outcomes. For patients with a higher mMRC grade (e.g. ≥2) and clinical circumstances consistent with respiratory disease, measuring spirometry (e.g., FEV₁ and FVC), determining the patient's GOLD stage, helps guide therapeutic interventions.
Time Frame
Baseline to 6 months
Title
Change in 6MWD
Description
Change in six minute walk distance
Time Frame
Baseline to 6 months
Title
Change in volume of the treated lobe(s)
Description
Change in lung volume assessed by CT
Time Frame
Baseline to 6 months

10. Eligibility

Sex
All
Minimum Age & Unit of Time
40 Years
Maximum Age & Unit of Time
75 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Age > or equal to 40 and ≤ 75 years old At least one lung with a homogeneous distribution of emphysema (defined as a heterogeneity index < 1.2 when calculated as the ratio of upper lobe to lower lobe %-950 and when calculated as the ratio of lower lobe to upper lobe %-950) and a fissure integrity score < 95% as measured by CT Contralateral lung (to lung targeted for the initial BTVA treatment) with tissue to air ratio > 8% FEV1 between 20% and 45% predicted TLC > or equal to 100% predicted RV > or equal to 200% predicted Post-rehabilitation 6MWD > 140 meters Marked dyspnea scoring > or equal to 2 on the mMRC Arterial blood gas levels of: PaCO2 ≤ 50 mm Hg; PaO2 > 45 mm Hg on room air Non-smoking for 2 months prior to study enrollment, as confirmed by negative urine point of contact strips or serum cotinine level of ≤ 10 ng/mL, or negative CO Hb test Optimized medical management (treatment consistent with GOLD guidelines) Evidence of completed pulmonary rehabilitation: ≥ 6 weeks out-patient or ≥ 3 weeks in-patient within 6 months of enrollment; or, Patient has or continues to participate in regular physical activity beyond activities of daily living (i.e. a walking program) for ≥ 6 weeks with 6 months of enrollment under the supervision of a health care professional Current influenza vaccination Mentally and physically able to cooperate with the study procedures, follow-up requirements, and are able and willing to provide informed consent to participate in the study. Exclusion Criteria: Any condition that would interfere with the completion of the study, follow-up assessments, bronchoscopy, or that would adversely affect study outcomes. Concomitant illnesses or medications that would pose a significant increased risk for complications following treatment with BTVA. Relevant examples of relevance include immune system disorders, immunosuppressant medications of clinical relevance, bleeding disorders and unstable cardiovascular conditions, history of asthma or alpha-1 antitrypsin deficiency DLCO < 20% predicted or immeasurable DLCO BMI < 18kg/m2 or > 35 kg/m2 Clinically significant bronchiectasis with more than 30 ml productive cough Heart and/or lung transplant, lung volume reduction surgery (LVRS), bullectomy, or thoracic surgery with removal of lung tissue Prior lung volume reduction via endobronchial valves(s), stent(s), coil(s), and/or polymer. Patients whose endobronchial valves have been removed can be treated if: all valves removed ≥ 6 months prior to BTVA and baseline bronchoscopy reveals no airway obstruction or obvious tissue granulation Recent respiratory infections or COPD exacerbation in preceding 6 weeks Unstable COPD (any of the following): >3 COPD related hospitalizations requiring antibiotics in past 12 months COPD related hospitalization in past 3 months daily use of systemic steroids, i.e. > 5 mg prednisolone Single large bulla (defined as > 1/3 volume of the lobe) or a paraseptal distribution of emphysema in lobe to be treated Bacterial infection or symptoms indicative of active infection (i.e., fever, elevated white blood cell count) History of any of the following: Left ventricular ejection fraction (EF) ≤ 40% Stroke Myocardial infarction or acute coronary syndrome in previous year Current use of anticoagulants (including warfarin, and NOACs such as dabigatran, rivaroxaban, apixaban, and similar). Patient is unable to stop antiplatelet therapy (including dipyridamole, clopidogrel, prasugrel, and ticlopidine) 7 days before and not restart until 7 days after study procedure. Known sensitivity to medications required to perform bronchoscopy Pulmonary hypertension: Peak systolic PAP > 45 mm Hg or Mean PAP > 35 mm Hg Right heart catheter measurements (if available) will be considered definitive over echocardiography or cardiac scintigraphy measurements Newly prescribed morphine derivatives within the last 4 weeks Pregnant or breastfeeding Pneumothorax or pleural effusion within previous 6 months Indwelling pacemaker or implantable cardiac defibrillator (ICD) Patients dependent on the sponsor or investigator Current enrollment in any other investigational study which has not completed requisite follow-up
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Felix Herth
Organizational Affiliation
Univ.-Prof. Felix JF Herth, Thoraxklinik University of Heidelberg Heidelberg, Germany
Official's Role
Principal Investigator
Facility Information:
Facility Name
Thoraxklinik University of Heidelberg
City
Heidelberg
Country
Germany

12. IPD Sharing Statement

Plan to Share IPD
No
Citations:
PubMed Identifier
33590989
Citation
Agrawal A. Interventional Pulmonology: Diagnostic and Therapeutic Advances in Bronchoscopy. Am J Ther. 2021 Feb 9;28(2):e204-e216. doi: 10.1097/MJT.0000000000001344.
Results Reference
derived

Learn more about this trial

A Pilot Study to Assess Treatment of Patients With Homogeneous Emphysema Using Sequential Segmental Bronchoscopic Thermal Vapor Ablation (NEXT STEP)

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