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INNATE: Immunotherapy During Neoadjuvant Therapy for Rectal Cancer

Primary Purpose

Locally Advanced Rectal Adenocarcinoma

Status
Active
Phase
Phase 2
Locations
United States
Study Type
Interventional
Intervention
APX005M, mFOLFOX, and Radiation Therapy 5Gy x 5 days
mFOLFOX and Radiation Therapy 5Gy x 5 days
Sponsored by
University of Texas Southwestern Medical Center
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Locally Advanced Rectal Adenocarcinoma

Eligibility Criteria

18 Years - 99 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  1. At least 18 years of age. Both men and women and members of all races and ethnic groups will be included.
  2. Willing and able to provide written informed consent
  3. Pathologic diagnosis of rectal adenocarcinoma
  4. Stage III or Stage II with at least 1 of the following high-risk features:

    • Distal (<1cm from anal ring)
    • cT4 or within 3mm of MR fascia
    • Not candidate for sphincter preservation
    • Extramural venous invasion
  5. No prior treatment for rectal adenocarcinoma
  6. Eastern Cooperative Group (ECOG) performance status of 0-1.
  7. Laboratory values supporting acceptable organ and marrow function within 21 days of eligibility confirmation. Defined as follows:

    • WBC ≥ 3,000/mL;
    • ANC WBC ≥ 1,500/mL;
    • PLT ≥ 100,000/mL;
    • T Bili ≤ 1.5 x upper limit of normal (ULN);
    • AST/ALT ≤ 2.5 x ULN;
    • Creatinine ≤ 1.5 times upper limit of normal or calculated creatinine clearance > 45 mL/min per Cockcroft-Gault equation.
  8. Female participants of childbearing potential (FOCBP) must have a negative serum or urine pregnancy test (per institutional standards) within 72 hours prior to the start of study drug.

    FOCBP must agree to use highly-effective method(s) of contraception (Appendix A) during the study and for 90 days after the last dose of study drugs.

    FOCBP are those who have not been surgically sterilized (hysterectomy, bilateral oophorectomy, or bilateral salpingectomy) or have not been free from menses for >1 year without an alternative medical cause.

  9. Male participants must agree to use an adequate method of contraception (Appendix A) starting with the first dose of study therapy through 90 days after the last dose of study drugs.

Exclusion Criteria:

  1. Distant nodal disease (retroperitoneal nodes) including inguinal nodes, or any metastatic disease by CT or PET
  2. Prior RT to the pelvis.
  3. Uncontrolled comorbid illness or condition including an active infection, congestive heart failure, unstable angina, cardiac arrhythmia, or psychiatric illness that would limit compliance with the study requirements.
  4. Prior treatment with any anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CD137, or anti-CTLA-4 antibody, or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways.
  5. Any positive history for HIV/AIDS, HTLV, hepatitis B or hepatitis C virus indicating acute or chronic infection.
  6. Any active known or suspected autoimmune disease. Participants with vitiligo, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger are permitted to enroll.
  7. Any condition requiring systemic treatment with either corticosteroids (> 10 mg daily prednisone equivalent) or other immunosuppressive medications within 14 days prior to the first dose of study drug. Inhaled steroids and adrenal replacement steroid doses up to 10 mg daily prednisone equivalent are permitted (although not encouraged) in the absence of active autoimmune disease.
  8. Malignancy in the past 3 years that required active treatment except locally curable cancers or cancers deemed by the treating physicians to not impact the subject's survival duration.
  9. Participants receiving any other investigational agent, standard antineoplastic agents, or immunosuppressive agents.
  10. Known history of interstitial lung disease.
  11. Received live vaccine within 6 weeks prior to randomization.
  12. Psychiatric illness/social situations that would limit consenting and compliance with study requirements.
  13. Participants who are pregnant or nursing due to the potential for congenital abnormalities and the potential of this regimen to harm nursing infants.
  14. Patient is not a candidate for the full treatment regimen.

Sites / Locations

  • The University of Arizona Cancer Center
  • Wake Forest Baptist Health Sciences
  • Oregon Health & Science University
  • Simmons Comprehensive Cancer Center at University of Texas Southwestern Medical Center - Dallas

Arms of the Study

Arm 1

Arm 2

Arm Type

Experimental

Active Comparator

Arm Label

APX005M on day 3 of RT & day 3 of cycles 1-5 of mFOLFOX

Radiation Therapy 5Gy x 5 days, mFOLFOX

Arm Description

On Day 3 of Cycles 1-5 of each mFOLFOX treatment, participants will receive another dose of APX005M. The sequence of administration of APX005M in combination with mFOLFOX. In Cycle 6, participants will receive only mFOLFOX. After completing the last planned dose of mFOLFOX, participants will be considered off-protocol directed therapy and undergo planned TME, per institutional standards, and proceed to the follow-up portion of this study.

Participants randomized to Arm 2 will receive short-course RT and mFOLFOX regimen, except that participants will not receive any of the study drug. After completing the last planned dose of mFOLFOX, participants will be considered off-protocol directed therapy and undergo planned TME, per institutional standards, and proceed to the follow-up portion of this study.

Outcomes

Primary Outcome Measures

Pathological Complete Response Rate
The primary objective of this study is to determine the pathologic complete response (pCR) rate of the combined treatment modality.

Secondary Outcome Measures

Overall Survival
To evaluate overall survival (OS), defined as the time between date of randomization and the date of death due to any cause.
Toxicity analysis
To evaluate toxicity analysis comparing the experimental from the standard arm measured according to CTCAE v5.0.
Disease free survival
To evaluate the disease free survival (DFS) and patterns of failure at three years. DFS is defined as the time between the date of definitive surgery and the first date of documented disease progression or death.

Full Information

First Posted
October 15, 2019
Last Updated
April 5, 2023
Sponsor
University of Texas Southwestern Medical Center
Collaborators
Apexigen America, Inc.
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1. Study Identification

Unique Protocol Identification Number
NCT04130854
Brief Title
INNATE: Immunotherapy During Neoadjuvant Therapy for Rectal Cancer
Official Title
INNATE: Immunotherapy During Neoadjuvant Therapy for Rectal Cancer, a Phase II Randomized Multi-center Trial With and Without APX005M, an Anti-CD40 Agonist
Study Type
Interventional

2. Study Status

Record Verification Date
April 2023
Overall Recruitment Status
Active, not recruiting
Study Start Date
April 24, 2020 (Actual)
Primary Completion Date
November 1, 2023 (Anticipated)
Study Completion Date
November 1, 2023 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
University of Texas Southwestern Medical Center
Collaborators
Apexigen America, Inc.

4. Oversight

Studies a U.S. FDA-regulated Drug Product
Yes
Studies a U.S. FDA-regulated Device Product
No
Product Manufactured in and Exported from the U.S.
No
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
Determine the complete pathologic complete response (pCR) rate in patients with locally advanced rectal adenocarcinoma.
Detailed Description
A phase II randomized trial 3:2 with short course radiotherapy followed by mFOLFOX chemotherapy prior to trans abdominal resection with or without an antiCD40 agonist antibody (APX005M). There will be continuous safety assessment for at least 6 patients. Planned accrual of 58 patients. An interim analysis after 30 patients have completed treatment and there will be early stopping criteria for futility or efficacy. Short course radiotherapy will consist of 5Gy x 5 to the pelvis and patients on APX005M arm will receive one infusion during radiotherapy course, have a two week break, then start FOLFOX with APX005M in conjunction with five out of six cycles of chemotherapy. Patients will be restaged and then undergo definitive surgery.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Locally Advanced Rectal Adenocarcinoma

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Parallel Assignment
Masking
None (Open Label)
Allocation
Randomized
Enrollment
58 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
APX005M on day 3 of RT & day 3 of cycles 1-5 of mFOLFOX
Arm Type
Experimental
Arm Description
On Day 3 of Cycles 1-5 of each mFOLFOX treatment, participants will receive another dose of APX005M. The sequence of administration of APX005M in combination with mFOLFOX. In Cycle 6, participants will receive only mFOLFOX. After completing the last planned dose of mFOLFOX, participants will be considered off-protocol directed therapy and undergo planned TME, per institutional standards, and proceed to the follow-up portion of this study.
Arm Title
Radiation Therapy 5Gy x 5 days, mFOLFOX
Arm Type
Active Comparator
Arm Description
Participants randomized to Arm 2 will receive short-course RT and mFOLFOX regimen, except that participants will not receive any of the study drug. After completing the last planned dose of mFOLFOX, participants will be considered off-protocol directed therapy and undergo planned TME, per institutional standards, and proceed to the follow-up portion of this study.
Intervention Type
Drug
Intervention Name(s)
APX005M, mFOLFOX, and Radiation Therapy 5Gy x 5 days
Intervention Description
APX005M 0.3mg/kg intravenously on day 3 of radiation and on day 3 of cycles 1-5 of mFOLFOX Short course radiation therapy 5 Gy x 5 days Oxaliplatin 85mg/m2 intravenous day 1 of each cycle Leucovorin 400mg/m2 IV Day 1 of each cycle 5-FU 2400 mg/m2 continuous infusion over 46 hours of each cycle
Intervention Type
Drug
Intervention Name(s)
mFOLFOX and Radiation Therapy 5Gy x 5 days
Intervention Description
Short course radiation therapy 5 Gy x 5 days Oxaliplatin 85mg/m2 intravenous day 1 of each cycle Leucovorin 400mg/m2 IV Day 1 of each cycle 5-FU 2400 mg/m2 continuous infusion over 46 hours of each cycle
Primary Outcome Measure Information:
Title
Pathological Complete Response Rate
Description
The primary objective of this study is to determine the pathologic complete response (pCR) rate of the combined treatment modality.
Time Frame
At time of surgery
Secondary Outcome Measure Information:
Title
Overall Survival
Description
To evaluate overall survival (OS), defined as the time between date of randomization and the date of death due to any cause.
Time Frame
3 years
Title
Toxicity analysis
Description
To evaluate toxicity analysis comparing the experimental from the standard arm measured according to CTCAE v5.0.
Time Frame
3 years
Title
Disease free survival
Description
To evaluate the disease free survival (DFS) and patterns of failure at three years. DFS is defined as the time between the date of definitive surgery and the first date of documented disease progression or death.
Time Frame
3 years
Other Pre-specified Outcome Measures:
Title
Exploratory Immunological Response
Description
To evaluate the immunologic response surrogates for patients tissue is obtained.
Time Frame
3 years

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
99 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: At least 18 years of age. Both men and women and members of all races and ethnic groups will be included. Willing and able to provide written informed consent Pathologic diagnosis of rectal adenocarcinoma Stage III or Stage II with at least 1 of the following high-risk features: Distal (<1cm from anal ring) cT4 or within 3mm of MR fascia Not candidate for sphincter preservation Extramural venous invasion No prior treatment for rectal adenocarcinoma Eastern Cooperative Group (ECOG) performance status of 0-1. Laboratory values supporting acceptable organ and marrow function within 21 days of eligibility confirmation. Defined as follows: WBC ≥ 3,000/mL; ANC WBC ≥ 1,500/mL; PLT ≥ 100,000/mL; T Bili ≤ 1.5 x upper limit of normal (ULN); AST/ALT ≤ 2.5 x ULN; Creatinine ≤ 1.5 times upper limit of normal or calculated creatinine clearance > 45 mL/min per Cockcroft-Gault equation. Female participants of childbearing potential (FOCBP) must have a negative serum or urine pregnancy test (per institutional standards) within 72 hours prior to the start of study drug. FOCBP must agree to use highly-effective method(s) of contraception (Appendix A) during the study and for 90 days after the last dose of study drugs. FOCBP are those who have not been surgically sterilized (hysterectomy, bilateral oophorectomy, or bilateral salpingectomy) or have not been free from menses for >1 year without an alternative medical cause. Male participants must agree to use an adequate method of contraception (Appendix A) starting with the first dose of study therapy through 90 days after the last dose of study drugs. Exclusion Criteria: Distant nodal disease (retroperitoneal nodes) including inguinal nodes, or any metastatic disease by CT or PET Prior RT to the pelvis. Uncontrolled comorbid illness or condition including an active infection, congestive heart failure, unstable angina, cardiac arrhythmia, or psychiatric illness that would limit compliance with the study requirements. Prior treatment with any anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CD137, or anti-CTLA-4 antibody, or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways. Any positive history for HIV/AIDS, HTLV, hepatitis B or hepatitis C virus indicating acute or chronic infection. Any active known or suspected autoimmune disease. Participants with vitiligo, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger are permitted to enroll. Any condition requiring systemic treatment with either corticosteroids (> 10 mg daily prednisone equivalent) or other immunosuppressive medications within 14 days prior to the first dose of study drug. Inhaled steroids and adrenal replacement steroid doses up to 10 mg daily prednisone equivalent are permitted (although not encouraged) in the absence of active autoimmune disease. Malignancy in the past 3 years that required active treatment except locally curable cancers or cancers deemed by the treating physicians to not impact the subject's survival duration. Participants receiving any other investigational agent, standard antineoplastic agents, or immunosuppressive agents. Known history of interstitial lung disease. Received live vaccine within 6 weeks prior to randomization. Psychiatric illness/social situations that would limit consenting and compliance with study requirements. Participants who are pregnant or nursing due to the potential for congenital abnormalities and the potential of this regimen to harm nursing infants. Patient is not a candidate for the full treatment regimen.
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Todd Aguilera, MD
Organizational Affiliation
UT Southwestern Medical Center
Official's Role
Principal Investigator
Facility Information:
Facility Name
The University of Arizona Cancer Center
City
Tucson
State/Province
Arizona
ZIP/Postal Code
85724
Country
United States
Facility Name
Wake Forest Baptist Health Sciences
City
Winston-Salem
State/Province
North Carolina
ZIP/Postal Code
27157
Country
United States
Facility Name
Oregon Health & Science University
City
Portland
State/Province
Oregon
ZIP/Postal Code
97239
Country
United States
Facility Name
Simmons Comprehensive Cancer Center at University of Texas Southwestern Medical Center - Dallas
City
Dallas
State/Province
Texas
ZIP/Postal Code
75390
Country
United States

12. IPD Sharing Statement

Plan to Share IPD
Undecided

Learn more about this trial

INNATE: Immunotherapy During Neoadjuvant Therapy for Rectal Cancer

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