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NBTXR3, Chemotherapy, and Radiation Therapy for the Treatment of Esophageal Cancer

Primary Purpose

Cervical Esophagus Adenocarcinoma, Clinical Stage II Esophageal Adenocarcinoma AJCC v8, Clinical Stage IIA Esophageal Adenocarcinoma AJCC v8

Status
Recruiting
Phase
Phase 1
Locations
United States
Study Type
Interventional
Intervention
Capecitabine
Carboplatin
Docetaxel
Fluorouracil
Hafnium Oxide-containing Nanoparticles NBTXR3
Intensity-Modulated Radiation Therapy
Leucovorin
Oxaliplatin
Paclitaxel
Sponsored by
M.D. Anderson Cancer Center
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Cervical Esophagus Adenocarcinoma

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Biopsy proven adenocarcinoma of the cervical or thoracic esophagus or gastroesophageal junction
  • Adenocarcinoma of the esophagus stages II-III allowed
  • Medically able to receive chemoradiation. Following chemotherapy regimens are allowed:

    • Oxaliplatin and fluorouracil (5-FU) or capecitabine
    • Docetaxel and/or 5-FU or paclitaxel
    • Carboplatin and paclitaxel
  • Amenable to undergo the endoscopic ultrasound (EUS) guided injection of NBTXR3 as determined by the investigator or treating physician

    • Patients with lesions for which the EUS scope is not able to traverse the tumor are allowed on this trial as long as an injection can be performed as per treating physician's discretion
  • Has at least 1 and up to 4 target lesion(s) in the esophagus that are measurable on cross sectional imaging and repeated measurements (via Response Evaluation Criteria in Solid Tumors [RECIST] version [v] 1.1) at the same anatomical location should be achievable

    • Local nodal disease around the esophagus allowed
    • Nodal target lesions must be >= 15 mm (short axis) based on computed tomography (CT) (slice thickness of 5 mm or less) or magnetic resonance imaging (MRI)
  • Eastern Cooperative Oncology Group (ECOG) performance status 0-2
  • Hemoglobin >= 8.0 g/dL
  • Absolute neutrophil count (ANC) >= 1,500/mm^3
  • Platelet count >= 100,000/mm^3
  • Creatinine =< 1.5 x upper limit of normal (ULN)
  • Calculated (Calc.) creatinine clearance > 30 mL/min
  • Glomerular filtration ratio > 40 mL/min per 1.73 m^2
  • Total bilirubin =< 2.0 mg/dL
  • Aspartate aminotransferase (AST)/alanine aminotransferase (ALT) =< 2.5 x upper limit of normal (ULN)
  • Negative urine or serum pregnancy test =< 7 days of NBTXR3 injection in all female participants of child-bearing potential
  • Signed informed consent form (ICF) indicating that participant understands the purpose of, and procedures required for, the study and is willing to participate in the study

Exclusion Criteria:

  • Prior radiation or any therapy for the treatment of esophageal cancer
  • Prior surgical resection of esophageal tumor
  • Esophageal cancer with radiographic evidence of metastases at screening
  • At screening, past medical history of:

    • Esophageal fistula
    • Tracheoesophageal fistula
    • Siewert type III tumors
  • Evidence of bulky disease and/or abutment of tumor above the carina that may result in tracheoesophageal fistulas as determined by the investigator or treating physician

    • Tumors above the carina without defacement of the fat plane between tumor and the airway are allowed
  • Known uncontrolled (grade >= 2) or active esophageal or gastric ulcer disease within 28 days of enrollment
  • Known contraindication to iodine-based or gadolinium-based intravenous (IV) contrast
  • Active malignancy, in addition to esophageal cancer except for basal cell carcinoma of the skin or non-metastatic low risk prostate cancer definitively treated and relapse free within at least 3 months from time of screening
  • Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, renal failure, cardiac arrhythmia, or psychiatric illness that would limit compliance with treatment
  • Known active, uncontrolled (high viral load) human immunodeficiency virus (HIV) or hepatitis B or hepatitis C infection
  • Female patients who are pregnant or breastfeeding
  • Women of child-bearing potential and their male partners who are unwilling or unable to use an acceptable method of birth control to avoid pregnancy for the entire study period. Acceptable methods of contraception are those that, alone or in combination, result in a failure rate of < 1% per year when used consistently and correctly
  • Any condition for which, in the opinion of the investigator, participation would not be in the best interest of the participant (e.g., compromise the well-being) or that could prevent, limit, or confound the protocol-specified assessments

Sites / Locations

  • M D Anderson Cancer CenterRecruiting

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Treatment (NBTXR3, IMRT, chemotherapy)

Arm Description

Patients receive NBTXR3 IT or IN on day 1. Beginning day 15, patients undergo IMRT 5 days per week for 6 weeks for a total of 28 fractions, in the absence of disease progression or unacceptable toxicity. Concurrent with IMRT, patients receive a chemotherapy regimen consisting of either fluorouracil and oxaliplatin with or without leucovorin, oxaliplatin and capecitabine, docetaxel and fluorouracil with or without leucovorin, docetaxel and paclitaxel, or carboplatin and paclitaxel per physician discretion.

Outcomes

Primary Outcome Measures

Incidence of dose limiting toxicities (DLTs)
Will be coded and graded according to National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version 5 criteria. Descriptive summary tables will be produced, providing the DLTs by initial planned dose level of NBTXR3, initial planned volume of NBTXR3 to be injected, the injected volume, the radiation therapy dose given and the details of the concurrent chemotherapy given.
Maximum tolerated dose and recommended phase 2 dose (RP2D)
The Bayesian Optimal Interval design, with accelerated titration, will be used to identify RP2D.

Secondary Outcome Measures

Incidence of NBTXR3/radiation therapy related late onset toxicities
Will be defined as any grade >= 3 adverse event.
Feasibility of NBTXR3 injection in the esophageal tumor and involved regional lymph nodes
The feasibility features of NBTXR3 local administration by intratumoral injection will be presented relative to the initial planned volume level in every cohort.
Objective response rate
Will be defined as the rate of complete or partial response per Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1, in target and non-target lesions.
Major pathological response rate
Will be assessed by the Modified Ryan Scheme for Tumor Regression Score.
Local progression-free survival
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level.
Distant progression-free survival
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level
Progression-free survival
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level.
Overall survival
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level.

Full Information

First Posted
October 1, 2020
Last Updated
October 13, 2023
Sponsor
M.D. Anderson Cancer Center
Collaborators
National Cancer Institute (NCI)
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1. Study Identification

Unique Protocol Identification Number
NCT04615013
Brief Title
NBTXR3, Chemotherapy, and Radiation Therapy for the Treatment of Esophageal Cancer
Official Title
A Phase 1 Study of NBTXR3 Activated by Radiotherapy With Concurrent Chemotherapy for Adenocarcinoma of the Esophagus
Study Type
Interventional

2. Study Status

Record Verification Date
October 2023
Overall Recruitment Status
Recruiting
Study Start Date
November 23, 2020 (Actual)
Primary Completion Date
October 31, 2023 (Anticipated)
Study Completion Date
October 31, 2023 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
M.D. Anderson Cancer Center
Collaborators
National Cancer Institute (NCI)

4. Oversight

Studies a U.S. FDA-regulated Drug Product
Yes
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
No

5. Study Description

Brief Summary
The purpose of this Phase I study is to determine the recommended phase 2 dose (RP2D) and safety profile of NBTXR3 activated by radiation therapy with concurrent chemotherapy for the treatment of patients with esophageal adenocarcinoma. NBTXR3 is a drug that when activated by radiation therapy, may cause targeted destruction of cancer cells. Radiation therapy uses high energy x-rays to kill tumor cells and shrink tumors. Chemotherapy drugs, such as oxaliplatin, fluorouracil, capecitabine, docetaxel, paclitaxel, and carboplatin, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Giving NBTXR3 activated by radiation therapy with concurrent chemotherapy may help control the disease.
Detailed Description
PRIMARY OBJECTIVE: I. To determine the recommended phase II dose (RP2D) of hafnium oxide-containing nanoparticles NBTXR3 (NBTXR3) activated by radiotherapy with concurrent chemotherapy, per standard of care, for treatment naive patients with adenocarcinoma of the esophagus. SECONDARY OBJECTIVES: I. To evaluate the safety and feasibility of radiation with NBTXR3 in patients with adenocarcinoma of the esophagus. II. To evaluate the anti-tumor response of chemoradiation with NBTXR3 in patients with adenocarcinoma of the esophagus. III. To evaluate time-to-event outcomes after chemoradiation with NBTXR3 in patients with adenocarcinoma of the esophagus. EXPLORATORY OBJECTIVES: I. To evaluate the body kinetic profile of intratumorally/intranodally injected NBTXR3. II. To evaluate time to event outcomes for patients with clinical staging of locally advanced, unresectable disease. III. To evaluate surgical outcomes in patients who undergo surgery after study treatment. IV. To evaluate radiomic measurements with outcomes. V. To assess immune-related biomarkers of response. OUTLINE: This is a dose-escalation study of NBTXR3. Patients receive NBTXR3 intratumorally (IT) or intranodally (IN) on day 1. Beginning day 15, patients undergo intensity-modulated radiation therapy (IMRT) 5 days per week for 6 weeks for a total of 28 fractions in the absence of disease progression or unacceptable toxicity. Beginning on day 15, concurrent with IMRT, patients receive a chemotherapy regimen consisting of either fluorouracil and oxaliplatin with or without leucovorin, oxaliplatin and capecitabine, docetaxel and fluorouracil with or without leucovorin, docetaxel and paclitaxel, or carboplatin and paclitaxel per physician discretion. After completion of study treatment, patients are followed up every 3 months for 1 year.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Cervical Esophagus Adenocarcinoma, Clinical Stage II Esophageal Adenocarcinoma AJCC v8, Clinical Stage IIA Esophageal Adenocarcinoma AJCC v8, Clinical Stage IIB Esophageal Adenocarcinoma AJCC v8, Clinical Stage III Esophageal Adenocarcinoma AJCC v8, Gastroesophageal Junction Adenocarcinoma, Pathologic Stage II Esophageal Adenocarcinoma AJCC v8, Pathologic Stage IIA Esophageal Adenocarcinoma AJCC v8, Pathologic Stage IIB Esophageal Adenocarcinoma AJCC v8, Pathologic Stage III Esophageal Adenocarcinoma AJCC v8, Pathologic Stage IIIA Esophageal Adenocarcinoma AJCC v8, Pathologic Stage IIIB Esophageal Adenocarcinoma AJCC v8, Thoracic Esophagus Adenocarcinoma

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 1
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
24 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Treatment (NBTXR3, IMRT, chemotherapy)
Arm Type
Experimental
Arm Description
Patients receive NBTXR3 IT or IN on day 1. Beginning day 15, patients undergo IMRT 5 days per week for 6 weeks for a total of 28 fractions, in the absence of disease progression or unacceptable toxicity. Concurrent with IMRT, patients receive a chemotherapy regimen consisting of either fluorouracil and oxaliplatin with or without leucovorin, oxaliplatin and capecitabine, docetaxel and fluorouracil with or without leucovorin, docetaxel and paclitaxel, or carboplatin and paclitaxel per physician discretion.
Intervention Type
Drug
Intervention Name(s)
Capecitabine
Other Intervention Name(s)
Ro 09-1978/000, Xeloda
Intervention Description
Not applicable to this study
Intervention Type
Drug
Intervention Name(s)
Carboplatin
Other Intervention Name(s)
Blastocarb, Carboplat, Carboplatin Hexal, Carboplatino, Carboplatinum, Carbosin, Carbosol, Carbotec, CBDCA, Displata, Ercar, JM-8, Nealorin, Novoplatinum, Paraplatin, Paraplatin AQ, Paraplatine, Platinwas, Ribocarbo
Intervention Description
Not applicable to this study
Intervention Type
Drug
Intervention Name(s)
Docetaxel
Other Intervention Name(s)
Docecad, RP56976, Taxotere, Taxotere Injection Concentrate
Intervention Description
Not applicable to this study
Intervention Type
Drug
Intervention Name(s)
Fluorouracil
Other Intervention Name(s)
5 Fluorouracil, 5 Fluorouracilum, 5 FU, 5-Fluoro-2,4(1H, 3H)-pyrimidinedione, 5-Fluorouracil, 5-Fluracil, 5-Fu, 5FU, AccuSite, Carac, Fluoro Uracil, Fluouracil, Flurablastin, Fluracedyl, Fluracil, Fluril, Fluroblastin, Ribofluor, Ro 2-9757, Ro-2-9757
Intervention Description
Not applicable to this study
Intervention Type
Other
Intervention Name(s)
Hafnium Oxide-containing Nanoparticles NBTXR3
Other Intervention Name(s)
NBTXR3
Intervention Description
Given IT or IN
Intervention Type
Radiation
Intervention Name(s)
Intensity-Modulated Radiation Therapy
Other Intervention Name(s)
IMRT, Intensity Modulated RT, Intensity-Modulated Radiotherapy, Radiation, Intensity-Modulated Radiotherapy
Intervention Description
Undergo IMRT
Intervention Type
Drug
Intervention Name(s)
Leucovorin
Other Intervention Name(s)
Folinic acid
Intervention Description
Not applicable to this study
Intervention Type
Drug
Intervention Name(s)
Oxaliplatin
Other Intervention Name(s)
1-OHP, Ai Heng, Aiheng, Dacotin, Dacplat, Diaminocyclohexane Oxalatoplatinum, Eloxatin, Eloxatine, JM-83, Oxalatoplatin, Oxalatoplatinum, RP 54780, RP-54780, SR-96669
Intervention Description
Not applicable to this study
Intervention Type
Drug
Intervention Name(s)
Paclitaxel
Other Intervention Name(s)
Anzatax, Asotax, Bristaxol, Praxel, Taxol, Taxol Konzentrat
Intervention Description
Not applicable to this study
Primary Outcome Measure Information:
Title
Incidence of dose limiting toxicities (DLTs)
Description
Will be coded and graded according to National Cancer Institute (NCI) Common Terminology Criteria for Adverse Events (CTCAE) version 5 criteria. Descriptive summary tables will be produced, providing the DLTs by initial planned dose level of NBTXR3, initial planned volume of NBTXR3 to be injected, the injected volume, the radiation therapy dose given and the details of the concurrent chemotherapy given.
Time Frame
Up to end of treatment visit (day 85)
Title
Maximum tolerated dose and recommended phase 2 dose (RP2D)
Description
The Bayesian Optimal Interval design, with accelerated titration, will be used to identify RP2D.
Time Frame
Up to end of treatment visit (day 85)
Secondary Outcome Measure Information:
Title
Incidence of NBTXR3/radiation therapy related late onset toxicities
Description
Will be defined as any grade >= 3 adverse event.
Time Frame
From end of treatment visit (day 85) until end of study (1 year)
Title
Feasibility of NBTXR3 injection in the esophageal tumor and involved regional lymph nodes
Description
The feasibility features of NBTXR3 local administration by intratumoral injection will be presented relative to the initial planned volume level in every cohort.
Time Frame
Up to 1 year
Title
Objective response rate
Description
Will be defined as the rate of complete or partial response per Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1, in target and non-target lesions.
Time Frame
Up to 1 year
Title
Major pathological response rate
Description
Will be assessed by the Modified Ryan Scheme for Tumor Regression Score.
Time Frame
Up to 1 year
Title
Local progression-free survival
Description
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level.
Time Frame
From NBTXR3 injection to locoregional (i.e., within the esophagus or regional nodes) disease recurrence, local progression confirmed radiographically (RECIST v1.1), or death from any cause, whichever occurs first, assessed up to 1 year
Title
Distant progression-free survival
Description
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level
Time Frame
From NBTXR3 injection to the radiographic confirmation (RECIST version 1.1) of a new lesion outside the esophagus and regional nodes, or death from any cause, whichever occurs first, assessed up to 1 year
Title
Progression-free survival
Description
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level.
Time Frame
From NBTXR3 injection to local recurrence, local progression, distant progression, confirmed radiographically (RECIST version 1.1), or death from any cause, whichever occurs first, assessed up to 1 year
Title
Overall survival
Description
Will be estimated using the method of Kaplan and Meier. Median times and 95% confidence intervals will also be estimated per dose level.
Time Frame
From NBTXR3 injection to death from any cause or end of study, whichever occurs first, assessed up to 1 year
Other Pre-specified Outcome Measures:
Title
Time-course dependent presence of hafnium in blood and urine following NBTXR3 intratumoral/intranodal injection
Time Frame
Up to 4 hrs post NBTXR3 injection
Title
Disease control rate
Description
Will be defined as the proportion of patients without progression (local or distant) 6-months post NBTXR3 injection.
Time Frame
At 6 months post NBTXR3
Title
R-status
Description
Will be assessed macroscopically by surgeon.
Time Frame
Up to 1 year
Title
Pathological response rate
Description
Will be assessed by the Modified Ryan Scheme for Tumor Regression Score.
Time Frame
Up to 1 year
Title
Prognosis of patients with baseline and follow-up quantitative computed tomography image-based analysis
Time Frame
Up to 1 year
Title
Changes in radiomic measurements
Description
Will evaluate clinical and pathological outcomes of patients with changes in radiographic features.
Time Frame
Baseline up to 1 year
Title
Tumor microenvironment
Description
Will analyze the tumor microenvironment through multiplexed immunohistochemistry (mIHC).
Time Frame
Up to time of surgery or up to 141 days after end of treatment visit (for patients not undergoing surgery)
Title
Ribonucleic acid expression
Time Frame
Up to time of surgery or up to 141 days after end of treatment visit (for patients not undergoing surgery)
Title
Cytokine profiling
Time Frame
Up to 1 year
Title
Immune activation quantification
Description
Will quantify immune activation by analyzing T and B cells, peripheral blood mononuclear cells using flow cytometry, and esophageal cancer biopsies using mIHC.
Time Frame
Up to 1 year
Title
Concordance of cell free deoxyribonucleic acid (DNA)
Description
Will evaluate the concordance of cell free DNA detected mutations to those detected in esophageal cancer tumor-derived DNA.
Time Frame
Up to 1 year

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Biopsy proven adenocarcinoma of the cervical or thoracic esophagus or gastroesophageal junction Adenocarcinoma of the esophagus stages II-III allowed Medically able to receive chemoradiation. Following chemotherapy regimens are allowed: Oxaliplatin and fluorouracil (5-FU) or capecitabine Docetaxel and/or 5-FU or paclitaxel Carboplatin and paclitaxel Amenable to undergo the endoscopic ultrasound (EUS) guided injection of NBTXR3 as determined by the investigator or treating physician Patients with lesions for which the EUS scope is not able to traverse the tumor are allowed on this trial as long as an injection can be performed as per treating physician's discretion Has at least 1 and up to 4 target lesion(s) in the esophagus that are measurable on cross sectional imaging and repeated measurements (via Response Evaluation Criteria in Solid Tumors [RECIST] version [v] 1.1) at the same anatomical location should be achievable Local nodal disease around the esophagus allowed Nodal target lesions must be >= 15 mm (short axis) based on computed tomography (CT) (slice thickness of 5 mm or less) or magnetic resonance imaging (MRI) Eastern Cooperative Oncology Group (ECOG) performance status 0-2 Hemoglobin >= 8.0 g/dL Absolute neutrophil count (ANC) >= 1,500/mm^3 Platelet count >= 100,000/mm^3 Creatinine =< 1.5 x upper limit of normal (ULN) Calculated (Calc.) creatinine clearance > 30 mL/min Glomerular filtration ratio > 40 mL/min per 1.73 m^2 Total bilirubin =< 2.0 mg/dL Aspartate aminotransferase (AST)/alanine aminotransferase (ALT) =< 2.5 x upper limit of normal (ULN) Negative urine or serum pregnancy test =< 7 days of NBTXR3 injection in all female participants of child-bearing potential Signed informed consent form (ICF) indicating that participant understands the purpose of, and procedures required for, the study and is willing to participate in the study Exclusion Criteria: Prior radiation or any therapy for the treatment of esophageal cancer Prior surgical resection of esophageal tumor Esophageal cancer with radiographic evidence of metastases at screening At screening, past medical history of: Esophageal fistula Tracheoesophageal fistula Siewert type III tumors Evidence of bulky disease and/or abutment of tumor above the carina that may result in tracheoesophageal fistulas as determined by the investigator or treating physician Tumors above the carina without defacement of the fat plane between tumor and the airway are allowed Known uncontrolled (grade >= 2) or active esophageal or gastric ulcer disease within 28 days of enrollment Known contraindication to iodine-based or gadolinium-based intravenous (IV) contrast Active malignancy, in addition to esophageal cancer except for basal cell carcinoma of the skin or non-metastatic low risk prostate cancer definitively treated and relapse free within at least 3 months from time of screening Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, renal failure, cardiac arrhythmia, or psychiatric illness that would limit compliance with treatment Known active, uncontrolled (high viral load) human immunodeficiency virus (HIV) or hepatitis B or hepatitis C infection Female patients who are pregnant or breastfeeding Women of child-bearing potential and their male partners who are unwilling or unable to use an acceptable method of birth control to avoid pregnancy for the entire study period. Acceptable methods of contraception are those that, alone or in combination, result in a failure rate of < 1% per year when used consistently and correctly Any condition for which, in the opinion of the investigator, participation would not be in the best interest of the participant (e.g., compromise the well-being) or that could prevent, limit, or confound the protocol-specified assessments
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Steven H Lin
Organizational Affiliation
M.D. Anderson Cancer Center
Official's Role
Principal Investigator
Facility Information:
Facility Name
M D Anderson Cancer Center
City
Houston
State/Province
Texas
ZIP/Postal Code
77030
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Steven H. Lin
Phone
713-606-3836
Email
SHLin@mdanderson.org
First Name & Middle Initial & Last Name & Degree
Steven H. Lin

12. IPD Sharing Statement

Links:
URL
http://www.mdanderson.org
Description
M D Anderson Cancer Center

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NBTXR3, Chemotherapy, and Radiation Therapy for the Treatment of Esophageal Cancer

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