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Acute Effects of Exogenous Ketone Ester Administration in Heart Failure

Primary Purpose

Heart Failure With Preserved Ejection Fraction

Status
Recruiting
Phase
Phase 2
Locations
United States
Study Type
Interventional
Intervention
Ketone ester
placebo drink
Sponsored by
University of Pennsylvania
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Heart Failure With Preserved Ejection Fraction

Eligibility Criteria

18 Years - 85 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

HFpEF Inclusion Criteria:

  • Left ventricular ejection fraction ≥ 50%
  • New York Heart Association class II or III symptoms

And evidence for elevated filling pressures as follows (one of the following):

  1. Mitral E/e' ratio > 14
  2. Elevated invasively-determined filling pressures previously
  3. Prior episode of acute heart failure requiring IV diuretics
  4. Mitral early (E)/mitral septal tissue annular (e') velocity ratio > 8 in addition to one of the following:

    • Enlarged left atrium
    • Chronic loop diuretic use for control of symptoms
    • Elevated natriuretic peptides within the past year

Exclusion Criteria:

  1. Intentional ketogenic (high fat, low carbohydrate) diet in the last week or recent use of ketogenic medications (SGLT2 inhibitors)
  2. Systemic conditions which may alter metabolism of KE therapy
  3. Contraindications to stress testing, conditions that limit exercise, and other significant causes of dyspnea.
  4. Type 1 diabetes mellitus
  5. Pregnant women.
  6. Enrollment in another trial

Sites / Locations

  • Penn Presbyterian Medical CenterRecruiting

Arms of the Study

Arm 1

Arm 2

Arm Type

Experimental

Placebo Comparator

Arm Label

Ketone ester

Placebo

Arm Description

(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester

KE-free solution

Outcomes

Primary Outcome Measures

Maximal exercise capacity (peak VO2) assessed by cardiopulmonary exercise testing
Submaximal exercise capacity (exercise time at 75% of peak workload) assessed by cardiopulmonary exercise testing.

Secondary Outcome Measures

Percent change in systemic vascular resistance with exercise
Substrate utilization (reflected by the respiratory exchange ratio) assessed by cardiopulmonary exercise testing.
VO2 efficiency (total work performed over oxygen consumed) during submaximal cardiopulmonary exercise testing.
Presence of exercise-induced arrhythmias (significant atrial or ventricular arrhythmias)

Full Information

First Posted
October 23, 2020
Last Updated
August 3, 2023
Sponsor
University of Pennsylvania
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1. Study Identification

Unique Protocol Identification Number
NCT04633460
Brief Title
Acute Effects of Exogenous Ketone Ester Administration in Heart Failure
Official Title
Acute Effects of Exogenous Ketone Ester Administration in Heart Failure
Study Type
Interventional

2. Study Status

Record Verification Date
August 2023
Overall Recruitment Status
Recruiting
Study Start Date
October 6, 2020 (Actual)
Primary Completion Date
September 30, 2023 (Anticipated)
Study Completion Date
December 31, 2023 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
University of Pennsylvania

4. Oversight

Studies a U.S. FDA-regulated Drug Product
Yes
Studies a U.S. FDA-regulated Device Product
No
Product Manufactured in and Exported from the U.S.
Yes

5. Study Description

Brief Summary
The purpose of this study is to test whether a ketone ester drink will improve exercise in people with heart failure (HF) compared to a placebo. In HF, patients are limited in their ability to do all the things they want to do, and exercise as much as they would like, due to becoming tired and short of breath early. There may be several reasons why these symptoms occur. There is some evidence that in addition to problems with the heart, patients with HF also have problems with their arteries and muscles that affect their ability to exercise. Ketones have been shown to improve exercise capacity in healthy volunteers, which may be related to effects on the heart function or on muscles. An infusion of ketones through an intravenous (IV) line has also been shown to significantly improve heart function, but whether a drink can produce similar improvements in HF patients is not known. This drink has been given status by Food and Drug Administration as "generally regarded as safe". The use of DeltaG in this study is experimental. DeltaG has not been approved by the Food and Drug Administration (FDA) for the use being evaluated in this study.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Heart Failure With Preserved Ejection Fraction

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Crossover Assignment
Model Description
Overview: The overall study design will be a randomized, double-blind crossover comparison of ketone ester (KE) therapy vs. KE-free vehicle in 20 patients with established HF with preserved ejection fraction (HFpEF). The main outcomes will be measures of exercise performance (peak and submaximal exercise).
Masking
ParticipantInvestigatorOutcomes Assessor
Allocation
Randomized
Enrollment
20 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Ketone ester
Arm Type
Experimental
Arm Description
(R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester
Arm Title
Placebo
Arm Type
Placebo Comparator
Arm Description
KE-free solution
Intervention Type
Dietary Supplement
Intervention Name(s)
Ketone ester
Intervention Description
A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis
Intervention Type
Dietary Supplement
Intervention Name(s)
placebo drink
Intervention Description
KE free placebo drink
Primary Outcome Measure Information:
Title
Maximal exercise capacity (peak VO2) assessed by cardiopulmonary exercise testing
Time Frame
Assessed 60 minutes after the intervention.
Title
Submaximal exercise capacity (exercise time at 75% of peak workload) assessed by cardiopulmonary exercise testing.
Time Frame
Assessed 30 minutes after the intervention.
Secondary Outcome Measure Information:
Title
Percent change in systemic vascular resistance with exercise
Time Frame
Assessed 60 minutes after the intervention.
Title
Substrate utilization (reflected by the respiratory exchange ratio) assessed by cardiopulmonary exercise testing.
Time Frame
Assessed 60 minutes after the intervention.
Title
VO2 efficiency (total work performed over oxygen consumed) during submaximal cardiopulmonary exercise testing.
Time Frame
Assessed 30 minutes after the intervention.
Title
Presence of exercise-induced arrhythmias (significant atrial or ventricular arrhythmias)
Time Frame
Assessed throughout the study visit date after the intervention is given.
Other Pre-specified Outcome Measures:
Title
Heart rate variability at rest
Time Frame
Assessed 20 minutes after the intervention.
Title
Left ventricular global longitudinal strain (%) assessed by echocardiography strain analysis at rest.
Time Frame
Assessed 30 minutes after the intervention.
Title
Exercise-induced extravascular lung water (B-lines) assessed during lung ultrasound with exercise.
Time Frame
Assessed 60 minutes after the intervention.
Title
VO2 kinetics (Tau) during submaximal cardiopulmonary exercise testing
Time Frame
Assessed 30 minutes after the intervention.
Title
Tissue Doppler velocity measured during rest echocardiography.
Time Frame
Assessed 30 minutes after the intervention.
Title
E/e' ratio measured during stress echocardiography.
Time Frame
Assessed 60 minutes after the intervention.

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
85 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion criteria: Left ventricular ejection fraction ≥ 50% Evidence for elevated filling pressures as follows (at least one of the following between a-d): a. Mitral early (E)/mitral septal tissue annular (e') velocity ratio > 8 in addition to one of the following: i. Large left atrium (LA>4.0 cm width or LA volume index >34 mL/m2) ii. Chronic loop diuretic use for control of symptoms iii. Elevated natriuretic peptides within the past year (NT-proBNP>125 pg/ml or BNP>35 pg/ml) b. Mitral E/e' ratio > 1441 at rest or with exercise c. Elevated invasively-determined filling pressures previously (resting left ventricular end-diastolic pressure >16 mm Hg or pulmonary capillary wedge pressure > 15 mmHg; or PCWP/LVEDP ≥ 25 mmHg with exercise) d. Prior episode of acute heart failure requiring IV diuretics with evidence of volume overload on exam/radiology or elevated natriuretic peptides. Exclusion Criteria Intentional ketogenic (high fat, low carbohydrate) diet in the last week or use of ketogenic medications (SGLT2 inhibitors) Significant liver disease (liver function tests > 3x upper limit of normal, cirrhosis) or alcohol abuse disorder (>14 drinks/week). Contraindications to stress testing, conditions that limit exercise, and other clinically-significant causes of exertional limitation (claudication with peripheral artery disease, atrial fibrillation and heart rate >110 at rest, systolic blood pressure>180 mmHg or diastolic blood pressure>110 mmHg, infiltrative/hypertrophic/inflammatory cardiomyopathy, clinically significant pericardial disease, joint or neuromuscular disease that precludes exercise, acute coronary syndrome within the last 2 months, estimated glomerular filtration rate<30 mL/min/1.73 m2, and hemoglobin < 9 mg/dL). Clinically significant lung disease. This would be defined by severe obstructive lung disease (Gold stage 3), a requirement for supplemental oxygen, or chronic obstructive pulmonary disease with an exacerbation requiring steroids or antibiotics within the last 2 months. >= Moderate aortic stenosis, >mild mitral stenosis, >= moderate aortic or mitral regurgitation on screening echocardiogram Type 1 diabetes mellitus Pregnant women. Due to unknown affects of nutritional ketosis in pregnant women, pregnancy will be an exclusion. Accordingly, women of childbearing age with a menstrual cycle within the past year will be asked to submit a urine specimen for pregnancy testing. Angina due to epicardial coronary disease or known presence of clinically-significant, unrevascularized epicardial coronary disease, in the investigator's opinion. Prior reduced LVEF to < 45%
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Nicole Tafuna'i, MS
Phone
(801) 831-1044‬
Email
Nicole.Tafunai@Pennmedicine.upenn.edu
Facility Information:
Facility Name
Penn Presbyterian Medical Center
City
Philadelphia
State/Province
Pennsylvania
ZIP/Postal Code
19104
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Nicole Tafuna'i, MS
Phone
801-831-1044
Email
nicole.tafunai@pennmedicine.upenn.edu

12. IPD Sharing Statement

Plan to Share IPD
No

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Acute Effects of Exogenous Ketone Ester Administration in Heart Failure

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