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Correlation of Clinical Response to Pathologic Response in Patients With Early Breast Cancer (RESPONSE)

Primary Purpose

Breast Cancer, Breast Neoplasm, Breast Cancer Female

Status
Recruiting
Phase
Phase 2
Locations
United States
Study Type
Interventional
Intervention
Paclitaxel
Carboplatin
Trastuzumab
Pertuzumab
Doxorubicin
Cyclophosphamide
Pembrolizumab
Pertuzumab/Trastuzumab/Hyaluronidase-zzxf
Sponsored by
Baylor Breast Care Center
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Breast Cancer

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Must be at least 18 years old, and legally able to provide informed consent. Both men and women are eligible.
  • Participants must have histologically confirmed, invasive breast cancer. Tumor may be triple negative (as defined by ASCO-CAP guidelines), HER2-positive (as defined by ASCO-CAP guidelines), or high-risk estrogen receptor positive (as defined by ASCO-CAP guidelines). High risk is defined as a tumor that meets at least two of the following criteria: 1) histologic grade 3; 2) patient age less than 50 years; 3) Estrogen Receptor (ER) < 6/ or 4) ki-67 ≥ 30%.
  • Tumors must be at least 2 cm by clinical exam (palpation or ultrasound).
  • Participants must have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1.
  • Participants must have a left ventricular ejection fraction ≥ the institutional lower limit of normal, as assessed by echocardiogram or Multigated Acquisition (MUGA )scan.
  • Participants must have adequate organ function, as determined by the following parameters:

    • Absolute Neutrophil Count (ANC) ≥ 1200/mm3
    • Platelets ≥ 100,000/mm3
    • Hemoglobin ≥ 10 g/dL
    • Total bilirubin ≤ institutional upper limit of normal (ULN), unless the patient has Gilbert's disease or similar syndrome
    • Alkaline phosphatase (ALP) ≤ 2.5 x institutional ULN
    • Aspartate aminotransferase (AST)/alanine aminotransferase (ALT) ≤ 1.5 x institutional ULN
    • Serum creatinine ≤ institutional ULN
  • The patient, if of childbearing potential, is willing to use effective, non-hormonal contraception while on treatment.
  • Participation in a concurrent clinical trial is permitted, with principal investigator approval.

Exclusion Criteria:

  • Participants must not have definitive clinical or radiologic evidence of Stage IV disease
  • Participants must not have bilateral invasive breast cancer
  • Participants must not have inflammatory breast cancer
  • Patients must not be pregnant or lactating
  • Participants must not have a history of an excisional biopsy or lumpectomy performed prior to study entry
  • Participants must not have previously received treatment with anthracyclines for any malignancy.
  • Participants must not have received any treatment for currently diagnosed breast cancer prior to enrollment - including endocrine therapy, chemotherapy, targeted therapy, or radiation.
  • Participants must not have a history of cardiac disease that would preclude the use of drugs included in these treatment regimens. This includes, but is not limited to:

    • Angina pectoris requiring the use of anti-anginal medication
    • Ventricular arrhythmias except for benign premature ventricular contractions
    • Supraventricular and nodal arrhythmias requiring a pacemaker or not controlled with medication
    • Conduction abnormality requiring a pacemaker
    • Valvular disease with documented compromise in cardiac function;
    • Symptomatic pericarditis
    • Documented cardiomyopathy
    • History of documented congestive heart failure
    • Myocardial infarction documented by elevated cardiac enzymes or persistent regional wall abnormalities, on assessment of left ventricular function.
  • Participants must not have HIV, hepatitis B, or hepatitis C infections.
  • Participants must not have a history of non-breast malignancies (with the exception of in situ cancers treated only by local excision, and basal cell or squamous cell carcinoma of the skin) within 5 years prior to enrollment.
  • Participants must not have any other non-malignant systemic disease that would preclude treatment with any of the treatment regimens or prevent required follow-up.
  • Participants must not have any psychiatric or addictive disorders, adverse social situations, or other medical conditions that, in the opinion of the investigator, would preclude the patient from meeting study requirements.

Sites / Locations

  • Harris Health System - Smith ClinicRecruiting
  • O'Quinn Medical Tower - McNair Campus - Dan L Duncan Comprehensive Cancer CenterRecruiting

Arms of the Study

Arm 1

Arm 2

Arm 3

Arm 4

Arm Type

Active Comparator

Active Comparator

Active Comparator

Active Comparator

Arm Label

Triple Negative Breast Cancer (for tumors > 5 cm)

Triple Negative Breast Cancer (for tumors < 5 cm)

HER2-Positive Breast Cancer

Hormone Receptor Positive Breast Cancer

Arm Description

Paclitaxel IV plus carboplatin IV (+/- pembrolizumab IV) (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV (+/- pembrolizumab IV) (4 cycles total)

Paclitaxel IV (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV (4 cycles total)

Paclitaxel IV plus Trastuzumab IV plus Pertuzumab IV (or PHESGO) (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV administered (4 cycles total)

Paclitaxel IV plus Carboplatin IV (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV (4 cycles total)

Outcomes

Primary Outcome Measures

Change in Clinical Tumor Measurement vs. Pathologic Response
Clinical tumor measurements are tumor measurements obtain via imaging (mammogram or ultrasound) or by physical exam. Pathologic response is the amount of tumor remaining at the time of surgery, as determined by the pathologist.

Secondary Outcome Measures

Pathologic Complete Response Rate in each Breast Cancer Subtype
A pathologic complete response (pCR) means that there is no residual invasive cancer identified in the tissue removed at surgery. The frequency of pCR will be estimated for each breast cancer subtype (triple negative, hormone receptor positive, and HER2-positive)
Predictive value of clinical response following 1 cycle of chemotherapy to predict pathologic complete response
This aims to determine whether a 30 percent reduction in tumor size (as measured by physical exam or imaging) following one cycle of chemotherapy can predict whether a patient will have no residual invasive cancer at the time of surgery

Full Information

First Posted
August 19, 2021
Last Updated
July 27, 2023
Sponsor
Baylor Breast Care Center
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1. Study Identification

Unique Protocol Identification Number
NCT05020860
Brief Title
Correlation of Clinical Response to Pathologic Response in Patients With Early Breast Cancer
Acronym
RESPONSE
Official Title
A Phase II Trial to Correlate Early Clinical Response to Pathologic Outcome With Neoadjuvant Systemic Therapy in Patients With Early Stage Breast Cancer
Study Type
Interventional

2. Study Status

Record Verification Date
July 2023
Overall Recruitment Status
Recruiting
Study Start Date
April 18, 2023 (Actual)
Primary Completion Date
August 2027 (Anticipated)
Study Completion Date
November 2029 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
Baylor Breast Care Center

4. Oversight

Studies a U.S. FDA-regulated Drug Product
Yes
Studies a U.S. FDA-regulated Device Product
No
Product Manufactured in and Exported from the U.S.
No
Data Monitoring Committee
No

5. Study Description

Brief Summary
The purpose of this study is to learn whether clinical response (the amount a tumor shrinks based on imaging or tumor measurements obtained by physical exam) predicts pathologic response (the amount of tumor remaining when surgery is performed) in participants with breast cancer who are receiving chemotherapy prior to surgery.
Detailed Description
Neoadjuvant therapy was first introduced to improve surgical outcomes of breast cancer and to be able to assess the pathological responsiveness to therapy at the time of surgery. Over time, it became a useful experimental platform in clinical research in breast cancer, and in recent years became an important part of standard management of certain subtypes and clinical stages in breast cancer. It has been long established that patients who achieve pathologic complete response (pCR, i.e., the absence of any cancer in the tissue removed during surgery) after receiving neoadjuvant treatment have better outcomes than those who don't, especially in HER2+, and triple-negative breast cancer (TNBC). Many reports add aggressive ER+ breast cancer to these groups. So far, the only way to know whether a patient achieved pCR is to give them a full course of therapy and then proceed to surgery. One of the areas that has attracted significant research interest has been the effort to develop early predictors of pCR. This way, treatment can be tailored in the future to each patient and each tumor and can spare patients ineffective therapy. Some of these predictors include tissue biomarkers, blood based biomarkers, and imaging biomarkers. It has been observed in neoadjuvant clinical trials that many patients have an impressive early clinical response to treatment after 1-2 cycles of treatment. Anecdotally, many of those patients go on to have a pCR at the time of surgery. This observation, if validated in a prospective clinical trial, may lead to a simple, inexpensive way to assess tumor responsiveness and predict pCR using clinical exam and simple imaging. Using imaging or molecular changes to predict pCR will also be explored in this study. A consortium of investigators will be studying image analysis and proteogenomic changes early in the course of treatment to predict clinical response specifically in participants with TNBC. Only participants with TNBC will be required to undergo a research biopsy and research MRI prior to starting treatment, and again after the first cycle of treatment. The investigators therefore hypothesize that absence of early clinical response, defined as at least a 30% reduction in the size of the breast tumor by Day 21 of treatment (as measured by either imaging or clinical exam), will be associated with absence of pCR at the time of surgery, in 3 subtypes of breast cancer - TNBC, HER2+, high-risk ER+. All treatment in this study is standard of care (non-investigational).

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Breast Cancer, Breast Neoplasm, Breast Cancer Female, Breast Cancer Invasive, Breast Cancer Stage II, Breast Cancer Stage III, Triple Negative Breast Cancer, Hormone Receptor-positive Breast Cancer, HER2-positive Breast Cancer, Triple Negative Breast Neoplasms, Estrogen Receptor-positive Breast Cancer

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Parallel Assignment
Masking
None (Open Label)
Allocation
Non-Randomized
Enrollment
185 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Triple Negative Breast Cancer (for tumors > 5 cm)
Arm Type
Active Comparator
Arm Description
Paclitaxel IV plus carboplatin IV (+/- pembrolizumab IV) (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV (+/- pembrolizumab IV) (4 cycles total)
Arm Title
Triple Negative Breast Cancer (for tumors < 5 cm)
Arm Type
Active Comparator
Arm Description
Paclitaxel IV (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV (4 cycles total)
Arm Title
HER2-Positive Breast Cancer
Arm Type
Active Comparator
Arm Description
Paclitaxel IV plus Trastuzumab IV plus Pertuzumab IV (or PHESGO) (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV administered (4 cycles total)
Arm Title
Hormone Receptor Positive Breast Cancer
Arm Type
Active Comparator
Arm Description
Paclitaxel IV plus Carboplatin IV (4 cycles total), followed by doxorubicin IV plus cyclophosphamide IV (4 cycles total)
Intervention Type
Drug
Intervention Name(s)
Paclitaxel
Other Intervention Name(s)
Taxol
Intervention Description
80 mg/m2 IV administered on Days 1, 8, 15 of each 21-day cycle
Intervention Type
Drug
Intervention Name(s)
Carboplatin
Intervention Description
Carboplatin AUC 1.5 IV administered on Days 1, 8, 15 of each 21-day cycle
Intervention Type
Drug
Intervention Name(s)
Trastuzumab
Other Intervention Name(s)
Herceptin
Intervention Description
Trastuzumab 8 mg/kg loading dose, followed by 6 mg/kg maintenance dose, administered on Day 1 of each 21-day cycle
Intervention Type
Drug
Intervention Name(s)
Pertuzumab
Other Intervention Name(s)
Perjeta
Intervention Description
Pertuzumab 840 mg loading dose, followed by 420 mg maintenance dose, administered on Day 1 of each 21-day cycle
Intervention Type
Drug
Intervention Name(s)
Doxorubicin
Other Intervention Name(s)
Adriamycin
Intervention Description
60 mg/m2 IV administered on Day 1 of each 14-day cycle
Intervention Type
Drug
Intervention Name(s)
Cyclophosphamide
Other Intervention Name(s)
Cytoxan
Intervention Description
600 mg/m2 IV administered on Day 1 of each 14-day cycle
Intervention Type
Drug
Intervention Name(s)
Pembrolizumab
Other Intervention Name(s)
Keytruda
Intervention Description
Either 200 mg IV administered on Day 1 of Cycles 1-4, or 400 mg IV administered on Day 1 of Cycles 1 and 3 of the paclitaxel/carboplatin regimen. 400 mg on Day 1 of Cycles 1 and 4 of the dose-dense AC regimen.
Intervention Type
Drug
Intervention Name(s)
Pertuzumab/Trastuzumab/Hyaluronidase-zzxf
Other Intervention Name(s)
PHESGO
Intervention Description
Can be used in place of separate IV formulations of pertuzumab and trastuzumab. 1200 mg pertuzumab/600 mg trastuzumab/30,000 U hyaluronidase administered subcutaneously on Day 1 of the first cycle, followed by a maintenance dose of 600 mg pertuzumab/600 mg trastuzumab/20,000 U hyaluronidase administered subcutaneously every 3 weeks.
Primary Outcome Measure Information:
Title
Change in Clinical Tumor Measurement vs. Pathologic Response
Description
Clinical tumor measurements are tumor measurements obtain via imaging (mammogram or ultrasound) or by physical exam. Pathologic response is the amount of tumor remaining at the time of surgery, as determined by the pathologist.
Time Frame
Baseline and at surgery (after 20 weeks)
Secondary Outcome Measure Information:
Title
Pathologic Complete Response Rate in each Breast Cancer Subtype
Description
A pathologic complete response (pCR) means that there is no residual invasive cancer identified in the tissue removed at surgery. The frequency of pCR will be estimated for each breast cancer subtype (triple negative, hormone receptor positive, and HER2-positive)
Time Frame
20 weeks
Title
Predictive value of clinical response following 1 cycle of chemotherapy to predict pathologic complete response
Description
This aims to determine whether a 30 percent reduction in tumor size (as measured by physical exam or imaging) following one cycle of chemotherapy can predict whether a patient will have no residual invasive cancer at the time of surgery
Time Frame
20 weeks
Other Pre-specified Outcome Measures:
Title
Change in circulating tumor DNA (ctDNA) levels from baseline to surgery
Description
ctDNA is DNA from a tumor circulating in a patient's bloodstream. The goal of this is to determine whether a decrease in ctDNA levels (as measured from baseline to surgery) correlates to clinical and/or pathologic response
Time Frame
20 weeks

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: At least 18 years of age, and legally able to provide informed consent. Both men and women are eligible. Histologically confirmed, invasive breast cancer. Tumor may be triple negative (as defined by ASCO-CAP guidelines), HER2-positive (as defined by ASCO-CAP guidelines), or high-risk estrogen receptor positive (as defined by ASCO-CAP guidelines). To be considered "high risk," at least 2 of the following criteria must be met: 1) histologic grade 3; 2) patient age less than 50; 3) ER Allred score < 6; 4) Ki-67 ≥ 30%. Tumors must be at least 2 cm by clinical exam or ultrasound ECOG performance status of 0 or 1 Left ventricular ejection fraction (LVEF) ≥ the institutional lower limit of normal, as assessed by echocardiogram or Multigated Acquisition (MUGA )scan. Adequate organ function, as determined by the following parameters: Absolute Neutrophil Count (ANC) ≥ 1200/mm3 Platelets ≥ 100,000/mm3 Hemoglobin ≥ 9 g/dL Total bilirubin ≤ institutional upper limit of normal (ULN), unless patient has Gilbert's disease or similar syndrome Alkaline phosphatase (ALP) ≤ 2.5 x institutional ULN Aspartate aminotransferase (AST)/alanine aminotransferase (ALT) ≤ 1.5 x institutional ULN Serum creatinine ≤ institutional ULN The participant, if of childbearing potential, is willing to use effective, non-hormonal contraception while on treatment. Participation in a concurrent clinical trial is permitted, with Principal Investigator approval. Exclusion Criteria: Definitive clinical or radiologic evidence of Stage IV disease Bilateral invasive breast cancer Inflammatory breast cancer Participants who are pregnant or lactating History of an excisional biopsy or lumpectomy performed prior to study entry Prior treatment with anthracyclines for any malignancy. Prior treatment for currently diagnosed breast cancer (i.e., endocrine therapy, chemotherapy, targeted therapy, or radiation. History of cardiac disease that would preclude the use of drugs included in these treatment regimens. This includes, but is not limited to: Angina pectoris requiring the use of anti-anginal medication Ventricular arrhythmias except for benign premature ventricular contractions Supraventricular and nodal arrhythmias requiring a pacemaker or not controlled with medication Conduction abnormality requiring a pacemaker Valvular disease with documented compromise in cardiac function Symptomatic pericarditis Documented cardiomyopathy History of documented congestive heart failure (CHF) Myocardial infarction documented by elevated cardiac enzymes, or persistent regional wall abnormalities on assessment of left ventricular function. Current HIV, hepatitis B, or hepatitis C infection History of non-breast malignancies (with the exception of in situ cancers treated only by local excision, and basal cell or squamous cell carcinoma of the skin) within 5 years prior to enrollment. Any other non-malignant systemic disease that would preclude treatment with any of the treatment regimens or prevent required follow-up. Any psychiatric or addictive disorders, adverse social situations, or other medical conditions that, in the opinion of the investigator, would preclude the patient from meeting study requirements.
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Maria Rodriguez
Phone
(713) 798-8347
Email
bcc-clinicalresearch@bcm.edu
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Mothaffar Rimawi, MD
Organizational Affiliation
Baylor College of Medicine
Official's Role
Principal Investigator
Facility Information:
Facility Name
Harris Health System - Smith Clinic
City
Houston
State/Province
Texas
ZIP/Postal Code
77054
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Maria Rodriguez
Phone
713-798-8347
Email
bcc-clinicalresearch@bcm.edu
First Name & Middle Initial & Last Name & Degree
Mothaffar Rimawi, MD
Facility Name
O'Quinn Medical Tower - McNair Campus - Dan L Duncan Comprehensive Cancer Center
City
Houston
State/Province
Texas
ZIP/Postal Code
77054
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Maria Rodriguez
Phone
713-798-8347
Email
bcc-clinicalresearch@bcm.edu
First Name & Middle Initial & Last Name & Degree
Mothaffar Rimawi, MD

12. IPD Sharing Statement

Learn more about this trial

Correlation of Clinical Response to Pathologic Response in Patients With Early Breast Cancer

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