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Adjuvant Therapies or Surgery Alone for High Risk pN0 Esophageal Cancer

Primary Purpose

Esophageal Neoplasms

Status
Unknown status
Phase
Phase 3
Locations
China
Study Type
Interventional
Intervention
Adjuvant chemotherapy (Paclitaxel and Cisplatin)
Adjuvant radiotherapy
Control group (Surgery alone)
Sponsored by
Shanghai Chest Hospital
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Esophageal Neoplasms focused on measuring adjuvant chemotherapy, adjuvant radiotherapy, lymph node metastasis, surgery, squamous cell carcinoma

Eligibility Criteria

18 Years - 75 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  1. Patient: No pretreatment before surgery.Informed consent signed after screening;
  2. Surgery: Complete (R0) resection of tumor, with thoraco- abdominal two-field or cervico-thoraco-abdominal three-field lymph node dissection through transthoracic esophagectomy. At least 12 stations and 12 lymph nodes should be harvested, including bilateral recurrent laryngeal nerve nodes. Both open thoracotomy and minimally invasive thoracoscopic/laparoscopic approaches are allowed and histopathological examination confirmed the diagnosis of the patients with at least cleaning more or equal to 12 stations and 12 lymph nodes;
  3. Histology: Thoracic esophageal squamous cell carcinoma, with no nodal involvement (pN0) after pathological examination;
  4. Staging: Tumor T stage T1b-T4a according to the 7th UICC esophageal cancer staging system;
  5. Definition of high risk for recurrence: meet at least one of the three below.

    A: Primary tumor located in middle or upper third of thoracic esophagus

    B: Presence of lymphovascular invasion (LVI) or submucosal metastasis

    C: Cell differentiation:Low grade or undifferentiated

  6. Performance status: ECOG score 0-2;
  7. Cardiac function:NYHA classification 1-2. Normal electrocardiogram;
  8. Renal function: Normal serum creatinine level (SCr = 120mol/L) and creatinine clearance rate (CCr = 60 ml/min);
  9. Hepatic function: Serum aspartate aminotransferase (AST) and alanine aminotransferase (ALT) level less than or equal to 2.0 times the upper limit of normal (ULN). Serum alkaline phosphatase (ALP) level less than or equal to four times the upper limit of normal value. Serum total bilirubin level less than or equal to 1.5 times the upper limit of the normal value;
  10. Hematopoietic function: White blood cell count (WBC) equal to or more than 4000 / μL,neutrophils (ANC) absolute count is more than or equal to 1500 / μ L, platelet count more than or equal to 100000/ μ L, hemoglobin equal to or more than 10.0 g / dl.

Exclusion Criteria:

  1. Surgery through Left thoracic or transhiatal approach, whereby complete lymphadenectomy is not achieved;
  2. Patients experienced severe postoperative complication and thus, are unable to tolerate any adjuvant therapy;
  3. Patients who have concommitant other malignant tumor;
  4. Patients with abnormal coagulation function, with bleeding tendencies (such as active peptic ulcer) or are currently receiving thrombolysis or anticoagulation therapies;
  5. Severe cardiac comorbidities, including congestive heart failure,uncontrolled cardiac arrhythmia, unstable angina pectoris, myocardial infarction within six months,severe heart valve disease, or intractable hypertension;
  6. Severe hepatic or renal insufficiency;
  7. Poor mental status or mental disorders, poor compliance.

Sites / Locations

  • Shanghai Chest HospitalRecruiting

Arms of the Study

Arm 1

Arm 2

Arm 3

Arm Type

Experimental

Experimental

Other

Arm Label

Adjuvant chemotherapy group

Adjuvant radiotherapy group

Control group

Arm Description

Surgery followed by adjuvant chemotherapy,with Paclitaxel and Cisplatin.

Surgery followed by 50Gy adjuvant radiotherapy

Surgery alone

Outcomes

Primary Outcome Measures

Disease free survival

Secondary Outcome Measures

Overall survival
side effect of adjuvant therapy

Full Information

First Posted
September 1, 2016
Last Updated
September 6, 2016
Sponsor
Shanghai Chest Hospital
Collaborators
Tianjin Medical University Cancer Institute and Hospital, Sun Yat-sen University, Sichuan Cancer Hospital and Research Institute, Hunan Cancer Hospital, Fujian Cancer Hospital, Fudan University, Qingdao University, Fujian Medical University, Wuhan TongJi Hospital
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1. Study Identification

Unique Protocol Identification Number
NCT02891083
Brief Title
Adjuvant Therapies or Surgery Alone for High Risk pN0 Esophageal Cancer
Official Title
Multi-center Prospective Randomized Controlled Clinical Trial of Postoperative Adjuvant Chemotherapy, Adjuvant Radiotherapy, or Surgery Alone for High-risk Histological Node Negative Patients With Thoracic Esophageal Squamous Cell Carcinoma
Study Type
Interventional

2. Study Status

Record Verification Date
September 2016
Overall Recruitment Status
Unknown status
Study Start Date
January 2016 (undefined)
Primary Completion Date
January 2019 (Anticipated)
Study Completion Date
January 2021 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
Shanghai Chest Hospital
Collaborators
Tianjin Medical University Cancer Institute and Hospital, Sun Yat-sen University, Sichuan Cancer Hospital and Research Institute, Hunan Cancer Hospital, Fujian Cancer Hospital, Fudan University, Qingdao University, Fujian Medical University, Wuhan TongJi Hospital

4. Oversight

Data Monitoring Committee
No

5. Study Description

Brief Summary
Histological Node Negative thoracic esophageal squamous cell carcinoma(pN0 ESCC) after radical resection still carries the risk of recurrence after complete surgical resection, especially in some high-risk patients. There are still lack of knowledge on postoperative treatment indication and methods for pN0 ESCC.Our previous study has shown that risk of recurrence is associated with the location and cell differentiation of primary tumor, as well as the presence of lymphovascular invasion. This project is designed to study the efficacy of adjuvant therapies for at patients with pN0 ESCC and above mentioned risk factors of recurrence after radical surgery. We aim to compare the differences among adjuvant chemotherapy, adjuvant radiotherapy, and surgery alone for pN0 ESCC by prospective randomized controlled trial. There has been no similar studies in esophageal cancer previously reported with similar design. The results of this study is expected to have a high clinical relevance.
Detailed Description
The study is designed to be a prospective randomized controlled trial, aiming to compare the impact of adjuvant chemotherapy with Paclitaxel and Cisplatin, adjuvant radiotherapy with IMRT of 50Gy, and surgery alone on the disease free survival (DFS) of patients with high-risk pN0 thoracic esophageal squamous cell carcinoma. Pathological staging is to be based on the 7th UICC edition, after radical resection and systemic lymph node dissection,for accurate staging.Patients with pT1b-T4a disease, proved to be pN0 upon pathological examination, meet at least one of the risk factors in the inclusion criteria, and without any exclusion criteria are to be randomized into one of the three study arms.Definition of high-risk factors for recurrence include: (1)Tumor location: in the middle or upper third thoracic esophagus; (2) Presence of LVI or submucosal metastasis; (3) Cell differentiation: poorly differentiated or undifferentiated. Primary endpoint: To observe and compare Disease-Free Survivals (DFS) among the three study arms. Secondary endpoint: To observe and compare Overall Survivals (OS) among the three study arms, and to compare adverse events between adjuvant chemotherapy and adjuvant radiation groups. Additional instructions: No.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Esophageal Neoplasms
Keywords
adjuvant chemotherapy, adjuvant radiotherapy, lymph node metastasis, surgery, squamous cell carcinoma

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 3
Interventional Study Model
Parallel Assignment
Masking
None (Open Label)
Allocation
Randomized
Enrollment
486 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Adjuvant chemotherapy group
Arm Type
Experimental
Arm Description
Surgery followed by adjuvant chemotherapy,with Paclitaxel and Cisplatin.
Arm Title
Adjuvant radiotherapy group
Arm Type
Experimental
Arm Description
Surgery followed by 50Gy adjuvant radiotherapy
Arm Title
Control group
Arm Type
Other
Arm Description
Surgery alone
Intervention Type
Drug
Intervention Name(s)
Adjuvant chemotherapy (Paclitaxel and Cisplatin)
Other Intervention Name(s)
Paclitaxel and Cisplatin
Intervention Description
Adjuvant chemotherapy group: three cycles: (Paclitaxel: 175mg/m2 ivgtt, 3h, d1 4week × 3 and cisplatin: 75mg/m2 ivgtt, d1 4 week × 3)
Intervention Type
Radiation
Intervention Name(s)
Adjuvant radiotherapy
Other Intervention Name(s)
cobalt-60
Intervention Description
Target: the upper mediastinum and bilateral supraclavicular region (Upper bound: thyrocricoid, lower bound: carina of 3cm) Dose: 50Gy Technology: strong tone Segmentation: conventional segmentation 2Gy/d
Intervention Type
Other
Intervention Name(s)
Control group (Surgery alone)
Other Intervention Name(s)
Surgery alone
Primary Outcome Measure Information:
Title
Disease free survival
Time Frame
3 years
Secondary Outcome Measure Information:
Title
Overall survival
Time Frame
5 years
Title
side effect of adjuvant therapy
Time Frame
6 months

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
75 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Patient: No pretreatment before surgery.Informed consent signed after screening; Surgery: Complete (R0) resection of tumor, with thoraco- abdominal two-field or cervico-thoraco-abdominal three-field lymph node dissection through transthoracic esophagectomy. At least 12 stations and 12 lymph nodes should be harvested, including bilateral recurrent laryngeal nerve nodes. Both open thoracotomy and minimally invasive thoracoscopic/laparoscopic approaches are allowed and histopathological examination confirmed the diagnosis of the patients with at least cleaning more or equal to 12 stations and 12 lymph nodes; Histology: Thoracic esophageal squamous cell carcinoma, with no nodal involvement (pN0) after pathological examination; Staging: Tumor T stage T1b-T4a according to the 7th UICC esophageal cancer staging system; Definition of high risk for recurrence: meet at least one of the three below. A: Primary tumor located in middle or upper third of thoracic esophagus B: Presence of lymphovascular invasion (LVI) or submucosal metastasis C: Cell differentiation:Low grade or undifferentiated Performance status: ECOG score 0-2; Cardiac function:NYHA classification 1-2. Normal electrocardiogram; Renal function: Normal serum creatinine level (SCr = 120mol/L) and creatinine clearance rate (CCr = 60 ml/min); Hepatic function: Serum aspartate aminotransferase (AST) and alanine aminotransferase (ALT) level less than or equal to 2.0 times the upper limit of normal (ULN). Serum alkaline phosphatase (ALP) level less than or equal to four times the upper limit of normal value. Serum total bilirubin level less than or equal to 1.5 times the upper limit of the normal value; Hematopoietic function: White blood cell count (WBC) equal to or more than 4000 / μL,neutrophils (ANC) absolute count is more than or equal to 1500 / μ L, platelet count more than or equal to 100000/ μ L, hemoglobin equal to or more than 10.0 g / dl. Exclusion Criteria: Surgery through Left thoracic or transhiatal approach, whereby complete lymphadenectomy is not achieved; Patients experienced severe postoperative complication and thus, are unable to tolerate any adjuvant therapy; Patients who have concommitant other malignant tumor; Patients with abnormal coagulation function, with bleeding tendencies (such as active peptic ulcer) or are currently receiving thrombolysis or anticoagulation therapies; Severe cardiac comorbidities, including congestive heart failure,uncontrolled cardiac arrhythmia, unstable angina pectoris, myocardial infarction within six months,severe heart valve disease, or intractable hypertension; Severe hepatic or renal insufficiency; Poor mental status or mental disorders, poor compliance.
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Wentao Fang, MD
Phone
+86-21-62821990
Ext
2901
Email
vwtfang12@shcheat.org
First Name & Middle Initial & Last Name or Official Title & Degree
Xufeng Guo, MD
Phone
+86-21-62821990
Ext
2608
Email
shandagxf@126.com
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Wentao Fang, MD
Organizational Affiliation
Shanghai Chest Hospital
Official's Role
Principal Investigator
Facility Information:
Facility Name
Shanghai Chest Hospital
City
Shanghai
ZIP/Postal Code
200030
Country
China
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Wentao Fang, MD
Phone
+86-21-62821990
Ext
2901
Email
vwtfang12@shchest.org
First Name & Middle Initial & Last Name & Degree
Xufeng Guo, MD
Phone
+86-21-62821900
Ext
2608
Email
shandagxf@126.com

12. IPD Sharing Statement

Plan to Share IPD
No
Citations:
PubMed Identifier
25164541
Citation
Guo XF, Mao T, Gu ZT, Ji CY, Fang WT, Chen WH. Clinical study on postoperative recurrence in patients with pN0 esophageal squamous cell carcinoma. J Cardiothorac Surg. 2014 Aug 28;9:150. doi: 10.1186/s13019-014-0150-4.
Results Reference
result
PubMed Identifier
20421764
Citation
Shim YM, Kim HK, Kim K. Comparison of survival and recurrence pattern between two-field and three-field lymph node dissections for upper thoracic esophageal squamous cell carcinoma. J Thorac Oncol. 2010 May;5(5):707-12. doi: 10.1097/JTO.0b013e3181d3ccb2.
Results Reference
result
PubMed Identifier
14673047
Citation
Ando N, Iizuka T, Ide H, Ishida K, Shinoda M, Nishimaki T, Takiyama W, Watanabe H, Isono K, Aoyama N, Makuuchi H, Tanaka O, Yamana H, Ikeuchi S, Kabuto T, Nagai K, Shimada Y, Kinjo Y, Fukuda H; Japan Clinical Oncology Group. Surgery plus chemotherapy compared with surgery alone for localized squamous cell carcinoma of the thoracic esophagus: a Japan Clinical Oncology Group Study--JCOG9204. J Clin Oncol. 2003 Dec 15;21(24):4592-6. doi: 10.1200/JCO.2003.12.095.
Results Reference
result
PubMed Identifier
20626450
Citation
Tachimori Y, Nagai Y, Kanamori N, Hokamura N, Igaki H. Pattern of lymph node metastases of esophageal squamous cell carcinoma based on the anatomical lymphatic drainage system. Dis Esophagus. 2011 Jan;24(1):33-8. doi: 10.1111/j.1442-2050.2010.01086.x.
Results Reference
result
PubMed Identifier
26530541
Citation
Wu SG, Dai MM, He ZY, Sun JY, Lin HX, Lin H, Li Q. Patterns of Regional Lymph Node Recurrence After Radical Surgery for Thoracic Esophageal Squamous Cell Carcinoma. Ann Thorac Surg. 2016 Feb;101(2):551-7. doi: 10.1016/j.athoracsur.2015.08.057. Epub 2015 Oct 31.
Results Reference
result

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Adjuvant Therapies or Surgery Alone for High Risk pN0 Esophageal Cancer

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