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Blood-borne Assessment of Stromal Activation in Esophageal Adenocarcinoma to Guide Tocilizumab Therapy (BASALT)

Primary Purpose

Esophageal Adenocarcinoma, Oesophageal Adenocarcinoma, Resectable Carcinoma

Status
Active
Phase
Phase 2
Locations
Netherlands
Study Type
Interventional
Intervention
Tocilizumab 20 Mg/mL Intravenous Solution
Paclitaxel
Carboplatin
External beam radiotherapy
Sponsored by
Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA)
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Esophageal Adenocarcinoma focused on measuring Resectable, Esophageal adenocarcinoma, Neoadjuvant chemoradiation, Tocilizumab, Stroma activation

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Histologically proven adenocarcinoma of the esophagus or gastroesophageal junction.
  • Surgical resectable (<T4b, N0 or N+, M0), as determined by Endoscopic UltraSound (EUS) and/or CT scan of neck, thorax and abdomen. Tumors that cannot be passed with an endoscope for endoscopic ultrasound are eligible if all other criteria are fulfilled.
  • T1N+ tumors are eligible.
  • Tumor length longitudinal ≤ 10 cm; if larger than 10 cm, inclusion should be discussed with the principal investigator.
  • If the tumor extends below the gastroesophageal (GE) junction into the proximal stomach, the bulk of the tumor must involve the esophagus or GE junction.
  • Age ≥ 18.
  • Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1
  • Adequate hematological, renal and hepatic functions defined as:

    • neutrophiles ≥ 1.5 x 109/L
    • platelets ≥ 100 x 109/L
    • hemoglobin ≥ 5.6 mmol
    • total bilirubin ≤ 1.5 x upper normal limit
    • creatinine clearance (Cockroft) > 60 ml/min
  • Written, voluntary informed consent
  • Patients must be accessible to follow up and management in the treatment center

Exclusion Criteria:

  • Past (within 5 years) or current history of malignancy other than entry diagnosis interfering with prognosis of esophageal cancer, not including superficial and adequately treated skin and cervical malignancies.
  • Previous chemotherapy, radiotherapy and/or treatment with Interleukin-6 (IL6) receptor blockers for esophageal cancer
  • Previous radiation to the mediastinum precluding full dose radiation of the currently present esophageal tumor.
  • Previous chemotherapy and/or treatment with targeted agents and/or IL6 receptor blockers for other forms of cancer within the last six months.
  • Invasion of the tracheobronchial tree or presence of tracheoesophageal fistula.
  • T1N0 tumors or in situ carcinoma.
  • Pregnancy (positive serum pregnancy test), planning to become pregnant, and lactation.
  • Patient (male or female) is not willing to use highly effective methods of contraception (per institutional standard) during treatment and for 6 months (male or female) after the end of treatment.
  • Clinically significant cardiovascular disease (including myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) precluding major surgery.
  • Pulmonary fibrosis and/or severely impaired lung function precluding major surgery.
  • Serious underlying medical condition which would impair the ability of the patient to receive the planned treatment, including prior allergic reactions to drugs containing Cremophor, such as teniposide or cyclosporine.
  • Dementia or altered mental status that would prohibit the understanding and giving of informed consent
  • Inadequate caloric- and/or fluid intake despite consultation of a dietician and/or tube feeding.
  • Requires systemic treatment with IL6 receptor blockers or IL-6 antagonists, Tumor Necrosis Factor (TNF)-alpha blockers or other biologicals within the last six months before the first dose of trial treatment.
  • Has evidence of interstitial lung disease or active, non-infectious pneumonitis.
  • Has an active infection requiring systemic therapy which has not resolved 3 days (simple infection such as cystitis) to 7 days (severe infection such as pyelonephritis) prior to the first dose of trial treatment.
  • Has a total cholesterol > 6.5 mmol/L despite adequate treatment with lipid-lowering agents.
  • Has evidence of (latent) tuberculosis infection in patient history.
  • Receiving a live or live weakened vaccine during treatment with tocilizumab
  • Has evidence of acute or chronic infection with hepatitis B
  • Patients with prior allogeneic stem cell or solid organ transplantation.
  • Pre-existing motor or sensory neurotoxicity greater than World Health Organization (WHO) grade 1.
  • Known allergy for tocilizumab or one of its excipients (sucrose, polysorbate 80, disodium phosphate dodecahydrate, sodium dihydrogen phosphate dehydrate)

Sites / Locations

  • Academic Medical Center, Medical Oncology

Arms of the Study

Arm 1

Arm 2

Arm 3

Arm 4

Arm Type

Experimental

Active Comparator

Experimental

Active Comparator

Arm Label

ADAM12 high with tocilizumab and standard of care

ADAM12 high with standard of care

ADAM12 low with tocilizumab and standard of care

ADAM12 low with standard of care

Arm Description

Patients have serum ADAM12 higher than 203ng/mL. Patients will receive tocilizumab 8 mg/kg with a maximum of 800 mg intravenously on day 1, 15 and 29 in addition to paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.

Patients have serum ADAM12 higher than 203ng/mL. Patients will receive paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.

Patients have serum ADAM12 lower than 203ng/mL. Patients will receive tocilizumab 8 mg/kg with a maximum of 800 mg intravenously on day 1, 15 and 29 in addition to paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.

Patients have serum ADAM12 lower than 203ng/mL. Patients will receive paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.

Outcomes

Primary Outcome Measures

Efficacy defined as pathological response to chemoradiotherapy according to the Mandard criteria
The primary outcome is efficacy of tocilizumab in patients with high and low stroma activation defined as pathological response according to the Mandard criteria

Secondary Outcome Measures

R0 resection rate
Percentage of R0 resection at surgery
Progression free survival
Average time to progression of disease
Overall survival
average time to date of death
Interleukin 6- Signal Transducer and Activator of Transcription 3 (IL6-STAT3) pathway inhibition measured by gene expression analysis
Analysis of gene expression to measure level of inhibition of IL6-STAT3 pathway
IL6-STAT3 pathway inhibition measured by immunohistochemistry
Phosphorylated STAT3 and stromal abundance measured by immunohistochemistry in formalin-fixed paraffin-embedded tumor tissue
Levels of ADAM12 in tumor biopsies and serum
average levels of ADAM12 in tumor biopsies and serum
Incidence and severity of toxicity
Incidence of treatment-emergent adverse events according to CTCAE v5.0
Incidence and severity of radiation toxicity
Incidence of treatment-emergent adverse events according to Radiation Oncology Group (RTOG) criteria
Incidence and severity of post-operative complications
Incidence and severity of post-operative complications according to the Clavien - Dindo classification
Feasibility completion
Percentage completion of chemotherapy and radiation treatment
Feasibility withdrawal rate
Percentage withdrawal rate from surgery due to tocilizumab related complications
Feasibility delay
Percentage delay of surgery due to tocilizumab related complications

Full Information

First Posted
August 18, 2020
Last Updated
December 15, 2022
Sponsor
Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA)
Collaborators
Noordwest Ziekenhuisgroep
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1. Study Identification

Unique Protocol Identification Number
NCT04554771
Brief Title
Blood-borne Assessment of Stromal Activation in Esophageal Adenocarcinoma to Guide Tocilizumab Therapy
Acronym
BASALT
Official Title
Blood-borne Assessment of Stromal Activation in Esophageal Adenocarcinoma to Guide Tocilizumab Therapy: a Randomized Phase II Proof-of-concept Study
Study Type
Interventional

2. Study Status

Record Verification Date
December 2022
Overall Recruitment Status
Active, not recruiting
Study Start Date
January 27, 2021 (Actual)
Primary Completion Date
May 1, 2023 (Anticipated)
Study Completion Date
January 1, 2024 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA)
Collaborators
Noordwest Ziekenhuisgroep

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
The primary objective of this study is to demonstrate that stroma-targeting by tocilizumab in patients with adenocarcinoma of the esophagus or gastroesophageal junction with highly activated stroma increases efficacy of chemoradiotherapy measured by pathological response according to the Mandard criteria. Patients will be grouped for ADAM12, a non-invasive blood-borne marker of stromal activation.
Detailed Description
Randomized phase II proof-of-concept study with tocilizumab and standard of care paclitaxel, carboplatin and radiation followed by surgical resection of the oesophagus for patients with surgically resectable adenocarcinomas of the oesophagus or oesophageal junction. Patients will be grouped for serum ADAM12 with a cutoff of 203 ng/mL. Patients in both groups will be randomized to receive tocilizumab 8mg/kg on day 1, 15 and 29 or not in addition to paclitaxel 50mg/m2, carboplatin dosed with area under the curve (AUC) 2 on day 1, 8, 15, 22 and 29 and radiation 41.4 Gy in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Esophageal Adenocarcinoma, Oesophageal Adenocarcinoma, Resectable Carcinoma
Keywords
Resectable, Esophageal adenocarcinoma, Neoadjuvant chemoradiation, Tocilizumab, Stroma activation

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Parallel Assignment
Model Description
Randomized phase II proof-of-concept study with tocilizumab and standard of care paclitaxel, carboplatin and radiation followed by surgical resection of the oesophagus for patients with surgically resectable adenocarcinomas of the oesophagus or oesophageal junction. Patients will be grouped for serum ADAM12 with a cutoff of 203 ng/mL. Patients in both groups will be randomized to receive tocilizumab 8mg/kg on day 1, 15 and 29 or not in addition to paclitaxel 50mg/m2, carboplatin AUC 2 on day 1, 8, 15, 22 and 29 and radiation 41.4 Gy in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.
Masking
None (Open Label)
Allocation
Randomized
Enrollment
41 (Actual)

8. Arms, Groups, and Interventions

Arm Title
ADAM12 high with tocilizumab and standard of care
Arm Type
Experimental
Arm Description
Patients have serum ADAM12 higher than 203ng/mL. Patients will receive tocilizumab 8 mg/kg with a maximum of 800 mg intravenously on day 1, 15 and 29 in addition to paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.
Arm Title
ADAM12 high with standard of care
Arm Type
Active Comparator
Arm Description
Patients have serum ADAM12 higher than 203ng/mL. Patients will receive paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.
Arm Title
ADAM12 low with tocilizumab and standard of care
Arm Type
Experimental
Arm Description
Patients have serum ADAM12 lower than 203ng/mL. Patients will receive tocilizumab 8 mg/kg with a maximum of 800 mg intravenously on day 1, 15 and 29 in addition to paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.
Arm Title
ADAM12 low with standard of care
Arm Type
Active Comparator
Arm Description
Patients have serum ADAM12 lower than 203ng/mL. Patients will receive paclitaxel 50mg/m2 and carboplatin AUC 2 intravenously on day 1, 8, 15, 22 and 29. External beam radiation of 41.4 Gy will be given in 23 fractions. Surgery will be planned approximately in week 13-15, which is 8 to 10 weeks after the end of chemoradiation.
Intervention Type
Drug
Intervention Name(s)
Tocilizumab 20 Mg/mL Intravenous Solution
Other Intervention Name(s)
RoActemra, L04AC07
Intervention Description
tocilizumab 8 mg/kg with a maximum of 800 mg intravenously on day 1, 15 and 29 of standard of care neoadjuvant chemoradiation
Intervention Type
Drug
Intervention Name(s)
Paclitaxel
Other Intervention Name(s)
L01CD01
Intervention Description
Paclitaxel 50 mg/m2 will be given intravenously on days 1, 8, 15, 22 and 29
Intervention Type
Drug
Intervention Name(s)
Carboplatin
Other Intervention Name(s)
L01XA02
Intervention Description
Carboplatin AUC = 2 will be given intravenously on days 1, 8, 15, 22 and 29
Intervention Type
Radiation
Intervention Name(s)
External beam radiotherapy
Intervention Description
External beam radiotherapy will be delivered to a total dose of 41.4 Gy in 23 fractions of 1.8 Gy, 5 fractions per week starting the first day of the first cycle of chemotherapy
Primary Outcome Measure Information:
Title
Efficacy defined as pathological response to chemoradiotherapy according to the Mandard criteria
Description
The primary outcome is efficacy of tocilizumab in patients with high and low stroma activation defined as pathological response according to the Mandard criteria
Time Frame
34 months
Secondary Outcome Measure Information:
Title
R0 resection rate
Description
Percentage of R0 resection at surgery
Time Frame
34 months
Title
Progression free survival
Description
Average time to progression of disease
Time Frame
34 months
Title
Overall survival
Description
average time to date of death
Time Frame
34 months
Title
Interleukin 6- Signal Transducer and Activator of Transcription 3 (IL6-STAT3) pathway inhibition measured by gene expression analysis
Description
Analysis of gene expression to measure level of inhibition of IL6-STAT3 pathway
Time Frame
36 months
Title
IL6-STAT3 pathway inhibition measured by immunohistochemistry
Description
Phosphorylated STAT3 and stromal abundance measured by immunohistochemistry in formalin-fixed paraffin-embedded tumor tissue
Time Frame
36 months
Title
Levels of ADAM12 in tumor biopsies and serum
Description
average levels of ADAM12 in tumor biopsies and serum
Time Frame
36 months
Title
Incidence and severity of toxicity
Description
Incidence of treatment-emergent adverse events according to CTCAE v5.0
Time Frame
34 months
Title
Incidence and severity of radiation toxicity
Description
Incidence of treatment-emergent adverse events according to Radiation Oncology Group (RTOG) criteria
Time Frame
34 months
Title
Incidence and severity of post-operative complications
Description
Incidence and severity of post-operative complications according to the Clavien - Dindo classification
Time Frame
36 months
Title
Feasibility completion
Description
Percentage completion of chemotherapy and radiation treatment
Time Frame
34 months
Title
Feasibility withdrawal rate
Description
Percentage withdrawal rate from surgery due to tocilizumab related complications
Time Frame
34 months
Title
Feasibility delay
Description
Percentage delay of surgery due to tocilizumab related complications
Time Frame
36 months
Other Pre-specified Outcome Measures:
Title
Predictive biomarkers using oa RNA sequencing
Description
Exploratory objectives are to identify additional predictive biomarkers based on tumor, fecal and blood samples. Among others we will use RNA sequencing.
Time Frame
54 months

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Histologically proven adenocarcinoma of the esophagus or gastroesophageal junction. Surgical resectable (<T4b, N0 or N+, M0), as determined by Endoscopic UltraSound (EUS) and/or CT scan of neck, thorax and abdomen. Tumors that cannot be passed with an endoscope for endoscopic ultrasound are eligible if all other criteria are fulfilled. T1N+ tumors are eligible. Tumor length longitudinal ≤ 10 cm; if larger than 10 cm, inclusion should be discussed with the principal investigator. If the tumor extends below the gastroesophageal (GE) junction into the proximal stomach, the bulk of the tumor must involve the esophagus or GE junction. Age ≥ 18. Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1 Adequate hematological, renal and hepatic functions defined as: neutrophiles ≥ 1.5 x 109/L platelets ≥ 100 x 109/L hemoglobin ≥ 5.6 mmol total bilirubin ≤ 1.5 x upper normal limit creatinine clearance (Cockroft) > 60 ml/min Written, voluntary informed consent Patients must be accessible to follow up and management in the treatment center Exclusion Criteria: Past (within 5 years) or current history of malignancy other than entry diagnosis interfering with prognosis of esophageal cancer, not including superficial and adequately treated skin and cervical malignancies. Previous chemotherapy, radiotherapy and/or treatment with Interleukin-6 (IL6) receptor blockers for esophageal cancer Previous radiation to the mediastinum precluding full dose radiation of the currently present esophageal tumor. Previous chemotherapy and/or treatment with targeted agents and/or IL6 receptor blockers for other forms of cancer within the last six months. Invasion of the tracheobronchial tree or presence of tracheoesophageal fistula. T1N0 tumors or in situ carcinoma. Pregnancy (positive serum pregnancy test), planning to become pregnant, and lactation. Patient (male or female) is not willing to use highly effective methods of contraception (per institutional standard) during treatment and for 6 months (male or female) after the end of treatment. Clinically significant cardiovascular disease (including myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) precluding major surgery. Pulmonary fibrosis and/or severely impaired lung function precluding major surgery. Serious underlying medical condition which would impair the ability of the patient to receive the planned treatment, including prior allergic reactions to drugs containing Cremophor, such as teniposide or cyclosporine. Dementia or altered mental status that would prohibit the understanding and giving of informed consent Inadequate caloric- and/or fluid intake despite consultation of a dietician and/or tube feeding. Requires systemic treatment with IL6 receptor blockers or IL-6 antagonists, Tumor Necrosis Factor (TNF)-alpha blockers or other biologicals within the last six months before the first dose of trial treatment. Has evidence of interstitial lung disease or active, non-infectious pneumonitis. Has an active infection requiring systemic therapy which has not resolved 3 days (simple infection such as cystitis) to 7 days (severe infection such as pyelonephritis) prior to the first dose of trial treatment. Has a total cholesterol > 6.5 mmol/L despite adequate treatment with lipid-lowering agents. Has evidence of (latent) tuberculosis infection in patient history. Receiving a live or live weakened vaccine during treatment with tocilizumab Has evidence of acute or chronic infection with hepatitis B Patients with prior allogeneic stem cell or solid organ transplantation. Pre-existing motor or sensory neurotoxicity greater than World Health Organization (WHO) grade 1. Known allergy for tocilizumab or one of its excipients (sucrose, polysorbate 80, disodium phosphate dodecahydrate, sodium dihydrogen phosphate dehydrate)
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Hanneke WM van Laarhoven, MD, PhD, PhD
Organizational Affiliation
Academisch Medisch Centrum - Universiteit van Amsterdam (AMC-UvA)
Official's Role
Principal Investigator
Facility Information:
Facility Name
Academic Medical Center, Medical Oncology
City
Amsterdam
ZIP/Postal Code
1100 DD
Country
Netherlands

12. IPD Sharing Statement

Plan to Share IPD
No

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Blood-borne Assessment of Stromal Activation in Esophageal Adenocarcinoma to Guide Tocilizumab Therapy

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