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Changes in Upper Airway Anatomy, Quality of Life Measures, and Polysomnographic Parameters Using A Functional Dental Appliance

Primary Purpose

Obstructive Sleep Apnea, Malocclusion

Status
Withdrawn
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
Homeoblock
Sponsored by
Montefiore Medical Center
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Obstructive Sleep Apnea focused on measuring obstructive sleep apnea, malocclusion, polysomnography, quality of life

Eligibility Criteria

18 Years - 65 Years (Adult, Older Adult)All SexesAccepts Healthy Volunteers

Inclusion Criteria:

  • Documented AHI > 15 on polysomnography
  • Refuses CPAP
  • Able to fill our QOL and sleep questionnaires (pre and one year post treatment)
  • Willing to undergo CBCT radiologic testing x 2 (pre and 1 year post treatment)

Exclusion Criteria:

  • neurologic conditions
  • dementia
  • central sleep apnea
  • heart failure, seizures
  • age < 18
  • severe nasal congestion
  • insufficient teeth
  • lack of manual dexterity

Sites / Locations

  • Montefiore Medical Center

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Homeoblock functional dental appliance

Arm Description

Removable functional dental appliance to be used at during sleep for one year.

Outcomes

Primary Outcome Measures

Polysomnographic (PSG) parameters, mainly AHI and O2 desaturation measures
Comparison of PSG data between pre-therapy and post-therapy values at one year

Secondary Outcome Measures

Epworth Sleepiness Scale
Commonly used validated tool for sleep research
Functional Outcome of Sleep Questionnaire (FOSQ)
Commonly used validated tool for sleep research
Nasal obstruction symptom evaluation (NOSE)
Commonly used validated tool for otolaryngology research
Upper airway volume changes based on low-dose CT imaging (CBCT)
Various upper ariway volume measurements as well as craniofacial landmarks Orthodontists routinely perform periodic CBCT imaging to assess progress. A one year interval is well within standards of care.
BMI

Full Information

First Posted
May 31, 2016
Last Updated
February 1, 2019
Sponsor
Montefiore Medical Center
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1. Study Identification

Unique Protocol Identification Number
NCT02805764
Brief Title
Changes in Upper Airway Anatomy, Quality of Life Measures, and Polysomnographic Parameters Using A Functional Dental Appliance
Official Title
Changes in Upper Airway Anatomy, Quality of Life Measures, and Polysomnographic Parameters Using A Functional Dental Appliance
Study Type
Interventional

2. Study Status

Record Verification Date
February 2019
Overall Recruitment Status
Withdrawn
Why Stopped
No suitable candidates
Study Start Date
April 1, 2018 (Actual)
Primary Completion Date
January 2, 2019 (Anticipated)
Study Completion Date
January 2, 2019 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
Montefiore Medical Center

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
Yes
Device Product Not Approved or Cleared by U.S. FDA
Yes
Data Monitoring Committee
No

5. Study Description

Brief Summary
A prospective study measuring changes in upper airway anatomy, quality of life measures, and polysomnographic parameters using a functional dental appliance (Homeoblock)
Detailed Description
Although rising levels of obesity heavily influences the increasing rates of obstructive sleep apnea (OSA), detailed analysis of more basic etiology suggests a possible craniofacial origin. Specifically, modern humans' facial structures a slowly shrinking, which can narrow the upper airway. This is evidenced by the fact that rates of malocclusion and impacted (or non-existent) wisdom teeth are increasing in modern, Westernized countries. Obstructive sleep apnea is a commonly seen condition characterized by multiple episodes of obstructed breathing during sleep, with intermittent hypoxia. Untreated OSA is associated with significantly higher rates of high blood pressure, diabetes, heart disease, heart attack, stroke, sudden death, and car accidents. The gold standard treatment for OSA is continuous positive airway pressure (CPAP), but compliance is poor. Initially, out of 100 patients, 20 will refuse CPAP. After one year 50% of the 80 remaining patients will be using CPAP, but only 50% will be using it effectively, leaving only 20 patients who are using CPAP effectively. (personal communication, Stepnowski). An alternative option in people with mild to moderate OSA is a mandibular advancement device, which functions by pulling the genioglossus muscle forward. Long-term use of CPAP and mandibular advancement devices have been shown to aggravate malocclusion. Numerous surgical options are available for select patients, but only as a last resort. In children, one uncommonly used, but effective form of treating OSA is by application of a palatal expander by an orthodontist. In theory, this option is effective due to the fact the palatal suture line is not completely fused in children. The general consensus in dentistry is that adults have fused midline palatal suture line and the hard palate cannot be expanded. Recent work by numerous investigators suggests that palatal expansion can occur to significant degrees, even in adults. Case reports have been published with the AHI diminishing significantly after therapy. Not only can the hard palate widen, there can also be significant growth of new maxillary bone growth and anterior mandibular bone growth. Jaw development is linked to airway development. The Homeoblock is once such appliance that is based on principles of epigenetics. Mechanical stimulation by the device is thought to initiate gene transcription within the periodontal ligament, creating dental movement and new bone formation. Our study aims to determine the efficacy of the Homeoblock in patients with obstructive sleep apnea with regards to changes in polysomnographic parameters, functional quality of life measures, and upper airway anatomy size using low-dose CT imaging.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Obstructive Sleep Apnea, Malocclusion
Keywords
obstructive sleep apnea, malocclusion, polysomnography, quality of life

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
0 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Homeoblock functional dental appliance
Arm Type
Experimental
Arm Description
Removable functional dental appliance to be used at during sleep for one year.
Intervention Type
Device
Intervention Name(s)
Homeoblock
Intervention Description
A removable, functional dental appliance to be worn nightly for 1 year Pending 510(k) clearance for the use of reducing snoring and mild to moderate obstructive sleep apnea in adults. A class II medical device.
Primary Outcome Measure Information:
Title
Polysomnographic (PSG) parameters, mainly AHI and O2 desaturation measures
Description
Comparison of PSG data between pre-therapy and post-therapy values at one year
Time Frame
Through study completion. Data to be re-collected after one year of therapy for each participant
Secondary Outcome Measure Information:
Title
Epworth Sleepiness Scale
Description
Commonly used validated tool for sleep research
Time Frame
Comparison of data between pre-therapy and post-therapy values at one year for each participant
Title
Functional Outcome of Sleep Questionnaire (FOSQ)
Description
Commonly used validated tool for sleep research
Time Frame
Comparison of data between pre-therapy and post-therapy values at one year for each participant
Title
Nasal obstruction symptom evaluation (NOSE)
Description
Commonly used validated tool for otolaryngology research
Time Frame
Comparison of data between pre-therapy and post-therapy values at one year for each participant
Title
Upper airway volume changes based on low-dose CT imaging (CBCT)
Description
Various upper ariway volume measurements as well as craniofacial landmarks Orthodontists routinely perform periodic CBCT imaging to assess progress. A one year interval is well within standards of care.
Time Frame
Comparison of CBCT data between pre-therapy and post-therapy values at one year
Title
BMI
Time Frame
Comparison of data between pre-therapy and post-therapy values at one year

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
65 Years
Accepts Healthy Volunteers
Accepts Healthy Volunteers
Eligibility Criteria
Inclusion Criteria: Documented AHI > 15 on polysomnography Refuses CPAP Able to fill our QOL and sleep questionnaires (pre and one year post treatment) Willing to undergo CBCT radiologic testing x 2 (pre and 1 year post treatment) Exclusion Criteria: neurologic conditions dementia central sleep apnea heart failure, seizures age < 18 severe nasal congestion insufficient teeth lack of manual dexterity
Facility Information:
Facility Name
Montefiore Medical Center
City
Bronx
State/Province
New York
ZIP/Postal Code
10467
Country
United States

12. IPD Sharing Statement

Plan to Share IPD
No
Citations:
PubMed Identifier
9341055
Citation
Kushida CA, Efron B, Guilleminault C. A predictive morphometric model for the obstructive sleep apnea syndrome. Ann Intern Med. 1997 Oct 15;127(8 Pt 1):581-7. doi: 10.7326/0003-4819-127-8_part_1-199710150-00001.
Results Reference
background
PubMed Identifier
6594064
Citation
Corruccini RS. An epidemiologic transition in dental occlusion in world populations. Am J Orthod. 1984 Nov;86(5):419-26. doi: 10.1016/s0002-9416(84)90035-6.
Results Reference
background
PubMed Identifier
18774087
Citation
Chen H, Lowe AA, de Almeida FR, Fleetham JA, Wang B. Three-dimensional computer-assisted study model analysis of long-term oral-appliance wear. Part 2. Side effects of oral appliances in obstructive sleep apnea patients. Am J Orthod Dentofacial Orthop. 2008 Sep;134(3):408-17. doi: 10.1016/j.ajodo.2006.10.031.
Results Reference
background
PubMed Identifier
10713032
Citation
Li KK, Riley RW, Guilleminault C. An unreported risk in the use of home nasal continuous positive airway pressure and home nasal ventilation in children: mid-face hypoplasia. Chest. 2000 Mar;117(3):916-8. doi: 10.1378/chest.117.3.916.
Results Reference
background
PubMed Identifier
27031063
Citation
Machado-Junior AJ, Zancanella E, Crespo AN. Rapid maxillary expansion and obstructive sleep apnea: A review and meta-analysis. Med Oral Patol Oral Cir Bucal. 2016 Jul 1;21(4):e465-9. doi: 10.4317/medoral.21073.
Results Reference
background
PubMed Identifier
23971157
Citation
Singh GD, Callister JD. Effect of a maxillary appliance in an adult with obstructive sleep apnea: a case report. Cranio. 2013 Jul;31(3):171-5. doi: 10.1179/crn.2013.027.
Results Reference
background
PubMed Identifier
21845821
Citation
Singh GD, Wendling S, Chandrashekhar R. Midfacial development in adult obstructive sleep apnea. Dent Today. 2011 Jul;30(7):124-7. No abstract available.
Results Reference
background
PubMed Identifier
15553991
Citation
Belfor TR, Singh GD. Developing dental arch symmetry using the Homeoblock device. Int J Orthod Milwaukee. 2004 Fall;15(3):27-30. No abstract available.
Results Reference
background

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Changes in Upper Airway Anatomy, Quality of Life Measures, and Polysomnographic Parameters Using A Functional Dental Appliance

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