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CLOTBUST Hands-Free: A Phase I/II Pilot Safety Trial (CLOTBUST-HF)

Primary Purpose

Stroke

Status
Completed
Phase
Phase 1
Locations
United States
Study Type
Interventional
Intervention
2-MHz transcranial Doppler ultrasound
2-MHz transcranial Doppler ultrasound insonation
Sponsored by
The University of Texas Health Science Center, Houston
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Stroke focused on measuring transcranial doppler, sonothrombolysis, ultrasound, stroke

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesAccepts Healthy Volunteers

INCLUSION CRITERIA:

Phase I Safety (healthy volunteers):

  • Presence of temporal windows as measured first by an FDA-approved diagnostic TCD device.
  • Age ≥ 18 years old.
  • Signed informed consent.

Phase II (0-3 hours ischemic stroke patients):

  • Disabling focal neurological deficit (NIHSS > 4 points);
  • No evidence of hemorrhage on non-contrast head CT scan;
  • Intravenous rt-PA (0.9 mg/kg, 10% bolus 90% infusion over 1 hour, maximum dose 90 mg) infusion initiated within 3 hours of symptom onset;
  • Diagnostic TCD completed and HF-TCD placed before rt-PA bolus.
  • Diagnostic TCD confirms intracranial arterial occlusion of the middle cerebral artery (MCA), anterior cerebral artery (ACA), internal carotid artery (ICA), posterior cerebral artery (PCA) or distal basilar artery.
  • Age ≥ 18 years old.
  • Signed informed consent.

Phase II (3-6 hours ischemic stroke patients):

  • Measurable focal neurological deficit (NIHSS > 4 points);
  • No evidence of hemorrhage on non-contrast head CT scan;
  • Diagnostic TCD confirms intracranial arterial occlusion of the middle cerebral artery (MCA), anterior cerebral artery (ACA), internal carotid artery (ICA), posterior cerebral artery (PCA) or distal basilar artery.
  • Presence of neuroimaging defined mismatch (CT or MRI prior to enrollment)

    1. CT-perfusion

      • ≥ 20% difference between affected territories on Time to Peak (TTP) and Cerebral Blood Volume (CBV) maps.
    2. MRI Diffusion-Perfusion mismatch

      • ≥ 20% difference between diffusion-weighted imaging (DWI) lesion and territory of perfusion delay perfusion weighted imaging (PWI).
  • Age ≥ 18 years old.
  • Signed informed consent.

EXCLUSION CRITERIA:

Phase I Safety (healthy volunteers):

  • History of any neurological disease affecting the central nervous system;
  • Lack of temporal windows.
  • History of renal disease or glomerular filtration rate (GFR) < 60.
  • Contraindication to MRI (e.g., pacemaker, spinal cord stimulator, severe claustrophobia)

Phase II (0-3 hours ischemic stroke patients):

  • Absent temporal windows in patients with anterior circulation ischemia;
  • Intra-arterial thrombolysis;
  • Patient refusal to give informed consent to participate in the CLOTBUST-HF trial;
  • Contraindications for intravenous rt-PA (NINDS rt-PA Stroke Study Protocol)2.
  • Phase II (3-6 hours ischemic stroke patients):
  • Absent temporal windows in patients with anterior circulation ischemia;
  • Intra-arterial thrombolysis;
  • Patient refusal to give informed consent to participate in the CLOTBUST-HF trial;
  • History of allergic response to Definity® microspheres or microbubbles currently being tested (MRX-801);
  • Baseline imaging consistent with a malignant ischemic pattern (low CBV values or DWI territory >100cc of tissue);
  • Baseline MRI imaging demonstrating delayed perfusion of > 8 seconds in >100cc of brain parenchyma26;
  • Patients receiving other investigational drugs, procedures, or therapies within 30 days prior to study treatment;
  • Significant concurrent medical/neurological conditions or deviation from normal laboratory test values at baseline that, in the opinion of the investigator, pose significant risk to the patient and warrant exclusion from the study;
  • Known severe chronic obstructive pulmonary disease (COPD) (baseline oxygen saturation < 80% on room air);
  • Known right-to-left cardiac shunt.

Sites / Locations

  • University of Alabama Birmingham
  • UT Medical School-Houston

Arms of the Study

Arm 1

Arm 2

Arm Type

Experimental

Experimental

Arm Label

Phase I: Healthy Volunteers

Phase II: 0-3 hour Patients

Arm Description

Subjects without history of Central Nervous System Disease will receive 2-hours of hands-free 2-megahertz (MHz) transcranial Doppler ultrasound insonation continuously. A brain MRI with gadolinium will be performed before and after the ultrasound.

Ischemic stroke patients who present between 0-3 hours will receive 2-hours of hands-free 2-MHz transcranial Doppler ultrasound Continuously to the intracranial vessels.

Outcomes

Primary Outcome Measures

Number of Participants in Phase I Group With Blood-brain-barrier Disruption (BBB) as Measured by MRI of the Brain
Phase I : Imaging of the brain via MRI scans was performed to determine if the Hands-Free transcranial Doppler (TCD) system results in any BBB-disruption or deterioration in permeability.
Safety in Phase II Group as Measured by Incidence of Symptomatic Intracerebral Hemorrhage
Phase II: Determine if the Hands-Free TCD will not result in higher than 10% rate of symptomatic intracerebral hemorrhage (ICH) within 24 hours (defined as clinical worsening > 4 NIH Stroke Scale (NIHSS) points and presence of hemorrhage on CT scan that in the opinion of the treating physician is causatively related to ICH on CT) in 0-3 hours acute stroke patients treated with intravenous tissue-type plasminogen activator (IV-t-PA).
Number of Participants in Phase I Group With Neurological Deterioration as Measured by Neurological Examination
The neurological examinations comprised assessments of mental status and orientation, cranial nerve examination, muscle strength and tone, deep tendon reflexes, sensory testing, coordination, and gait.

Secondary Outcome Measures

Number of Participants in Phase I Group With Adverse Events During and After Study Treatment With HF TCD
Phase I - A group of healthy volunteers will be assessed to determine the feasibility and activity of hands-free (HF) transcranial Doppler (TCD). Adverse events include subject complaints regarding discomfort of the device and dermatological adverse events as evidenced by a detailed physical examination of skin integrity post-insonation.
Percentage of Participants in the Phase II Group That Show Arterial Recanalization as Measured Using Standard Transcranial Doppler Ultrasound Systems
Ischemic stroke patients: 2-hour rates of arterial complete and partial recanalization as measured using standard Transcranial Doppler Ultrasound systems.
Percentage of Participants in Phase II Group With Neurological Worsening as Determined by the NIH Stroke Scale
The National Institutes of Health Stroke Scale, or NIH Stroke Scale (NIHSS) is a tool used by healthcare providers to objectively quantify the impairment caused by a stroke. Each item on the NIHSS scores a specific ability between a 0 and 4. For each item, a score of 0 typically indicates normal function in that specific ability, while a higher score is indicative of some level of impairment. The individual scores from each item are summed in order to calculate a patient's total NIHSS score. The maximum possible score is 42, with the minimum score being a 0.
Percentage of Participants in Phase II Group With Excellent Outcome as Measured by Modified Rankin Scale (mRS)
A modified Rankin Scale (mRS) score of 0 or 1 indicates an excellent outcome. The mRS is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability. The mRS scale ranks patients from 0 to 6 (0 is the best score, 6 is the worst score).

Full Information

First Posted
November 8, 2010
Last Updated
May 17, 2016
Sponsor
The University of Texas Health Science Center, Houston
Collaborators
University of Alabama at Birmingham
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1. Study Identification

Unique Protocol Identification Number
NCT01240356
Brief Title
CLOTBUST Hands-Free: A Phase I/II Pilot Safety Trial
Acronym
CLOTBUST-HF
Official Title
Combined Lysis of Thrombus in Brain Ischemia With Transcranial Ultrasound and Systemic T-PA-Hands-Free. A Phase I/II Pilot Safety Trial
Study Type
Interventional

2. Study Status

Record Verification Date
May 2016
Overall Recruitment Status
Completed
Study Start Date
December 2008 (undefined)
Primary Completion Date
October 2013 (Actual)
Study Completion Date
October 2013 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
The University of Texas Health Science Center, Houston
Collaborators
University of Alabama at Birmingham

4. Oversight

Data Monitoring Committee
Yes

5. Study Description

Brief Summary
The purpose of CLOTBUST-HF is to determine the safety of a novel, external Hands-Free transcranial Doppler (TCD) ultrasound system in healthy volunteers and ischemic stroke patients. If found to be safe, the widespread use of operator-independent, ultrasound-enhanced thrombolysis will allow the planning for a large Phase III efficacy trial.
Detailed Description
Ultrasound energy to enhance intravenous rt-PA thrombolysis is a promising novel treatment modality for ischemic stroke. Despite encouraging safety data utilizing diagnostic frequencies of transcranial Doppler (TCD) ultrasound, lack of widespread availability of trained personnel has limited its application. - The primary specific aim for this pilot phase I/II study is to assess the safety of a novel, external Hands-Free TCD ultrasound system. Safety of the new Hands-Free TCD system will first be assessed in healthy volunteers. Safety in these participants will be determined by detailed neurological and dermatological exams and MRI imaging of the brain. Next, safety of the device will be evaluated in two distinct sets of acute ischemic stroke patients: 0-3 hour patients treated with standard IV rt-PA and 3-6 hour non-lytic, image-selected patients treated with sonolysis (with or without intravenous microbubbles). Among the healthy volunteers the primary measures of safety will be to have no detectable changes in a detailed neurological exam nor any blood- brain barrier (BBB) disruption or changes in permeability. Among both the 0-3 hour and 3-6 hour groups the primary measure of safety will be to not tolerate greater than a 10% rate of symptomatic intracerebral hemorrhage (sICH) within 24 hours. * The primary hypothesis is that replacing conventional TCD ultrasound hand-held TCD technology with a Hands-Free system will be safe in healthy volunteers as well as acute ischemic stroke patients. If the device is found to be safe in either the 0-3 hour or 3-6 hour groups, - the secondary aims for this study will explore the rates of arterial recanalization in the 0-3 hour and/or 3-6 hour groups, favorable outcomes, and clinical recovery. The secondary aims will assess the hypothesis is that Hands-Free TCD will display similar recanalization and early clinical recovery rates compared to available historical diagnostic TCD ultrasound controls exposed to conventional FDA-approved TCD technology. Data generated during this phase I/II trial will evaluate the safety of replacing an operator-dependent TCD device with an operator-independent unit. In turn, this will allow extensive availability of therapeutic ultrasound and improve enrollment into ultrasound-enhanced thrombolysis stroke trials.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Stroke
Keywords
transcranial doppler, sonothrombolysis, ultrasound, stroke

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 1, Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
Non-Randomized
Enrollment
35 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Phase I: Healthy Volunteers
Arm Type
Experimental
Arm Description
Subjects without history of Central Nervous System Disease will receive 2-hours of hands-free 2-megahertz (MHz) transcranial Doppler ultrasound insonation continuously. A brain MRI with gadolinium will be performed before and after the ultrasound.
Arm Title
Phase II: 0-3 hour Patients
Arm Type
Experimental
Arm Description
Ischemic stroke patients who present between 0-3 hours will receive 2-hours of hands-free 2-MHz transcranial Doppler ultrasound Continuously to the intracranial vessels.
Intervention Type
Device
Intervention Name(s)
2-MHz transcranial Doppler ultrasound
Other Intervention Name(s)
transcranial Doppler Ultrasound, ultrasound
Intervention Description
2-hours of hands-free ultrasound will be insonated continuously. A brain MRI with gadolinium will be performed before and after the ultrasound.
Intervention Type
Device
Intervention Name(s)
2-MHz transcranial Doppler ultrasound insonation
Other Intervention Name(s)
transcranial Doppler ultrasound, ultrasound, sonothrombolysis
Intervention Description
2-hours of hands-free ultrasound delivered to in the intracranial vessels.
Primary Outcome Measure Information:
Title
Number of Participants in Phase I Group With Blood-brain-barrier Disruption (BBB) as Measured by MRI of the Brain
Description
Phase I : Imaging of the brain via MRI scans was performed to determine if the Hands-Free transcranial Doppler (TCD) system results in any BBB-disruption or deterioration in permeability.
Time Frame
2-3 hours after treatment
Title
Safety in Phase II Group as Measured by Incidence of Symptomatic Intracerebral Hemorrhage
Description
Phase II: Determine if the Hands-Free TCD will not result in higher than 10% rate of symptomatic intracerebral hemorrhage (ICH) within 24 hours (defined as clinical worsening > 4 NIH Stroke Scale (NIHSS) points and presence of hemorrhage on CT scan that in the opinion of the treating physician is causatively related to ICH on CT) in 0-3 hours acute stroke patients treated with intravenous tissue-type plasminogen activator (IV-t-PA).
Time Frame
within 24 hours
Title
Number of Participants in Phase I Group With Neurological Deterioration as Measured by Neurological Examination
Description
The neurological examinations comprised assessments of mental status and orientation, cranial nerve examination, muscle strength and tone, deep tendon reflexes, sensory testing, coordination, and gait.
Time Frame
2-3 hours after treatment
Secondary Outcome Measure Information:
Title
Number of Participants in Phase I Group With Adverse Events During and After Study Treatment With HF TCD
Description
Phase I - A group of healthy volunteers will be assessed to determine the feasibility and activity of hands-free (HF) transcranial Doppler (TCD). Adverse events include subject complaints regarding discomfort of the device and dermatological adverse events as evidenced by a detailed physical examination of skin integrity post-insonation.
Time Frame
2-3 hours after treatment
Title
Percentage of Participants in the Phase II Group That Show Arterial Recanalization as Measured Using Standard Transcranial Doppler Ultrasound Systems
Description
Ischemic stroke patients: 2-hour rates of arterial complete and partial recanalization as measured using standard Transcranial Doppler Ultrasound systems.
Time Frame
2-3 hours after treatment
Title
Percentage of Participants in Phase II Group With Neurological Worsening as Determined by the NIH Stroke Scale
Description
The National Institutes of Health Stroke Scale, or NIH Stroke Scale (NIHSS) is a tool used by healthcare providers to objectively quantify the impairment caused by a stroke. Each item on the NIHSS scores a specific ability between a 0 and 4. For each item, a score of 0 typically indicates normal function in that specific ability, while a higher score is indicative of some level of impairment. The individual scores from each item are summed in order to calculate a patient's total NIHSS score. The maximum possible score is 42, with the minimum score being a 0.
Time Frame
within 90 days of enrollment
Title
Percentage of Participants in Phase II Group With Excellent Outcome as Measured by Modified Rankin Scale (mRS)
Description
A modified Rankin Scale (mRS) score of 0 or 1 indicates an excellent outcome. The mRS is a commonly used scale for measuring the degree of disability or dependence in the daily activities of people who have suffered a stroke or other causes of neurological disability. The mRS scale ranks patients from 0 to 6 (0 is the best score, 6 is the worst score).
Time Frame
at 3-months from enrollment

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
Accepts Healthy Volunteers
Eligibility Criteria
INCLUSION CRITERIA: Phase I Safety (healthy volunteers): Presence of temporal windows as measured first by an FDA-approved diagnostic TCD device. Age ≥ 18 years old. Signed informed consent. Phase II (0-3 hours ischemic stroke patients): Disabling focal neurological deficit (NIHSS > 4 points); No evidence of hemorrhage on non-contrast head CT scan; Intravenous rt-PA (0.9 mg/kg, 10% bolus 90% infusion over 1 hour, maximum dose 90 mg) infusion initiated within 3 hours of symptom onset; Diagnostic TCD completed and HF-TCD placed before rt-PA bolus. Diagnostic TCD confirms intracranial arterial occlusion of the middle cerebral artery (MCA), anterior cerebral artery (ACA), internal carotid artery (ICA), posterior cerebral artery (PCA) or distal basilar artery. Age ≥ 18 years old. Signed informed consent. Phase II (3-6 hours ischemic stroke patients): Measurable focal neurological deficit (NIHSS > 4 points); No evidence of hemorrhage on non-contrast head CT scan; Diagnostic TCD confirms intracranial arterial occlusion of the middle cerebral artery (MCA), anterior cerebral artery (ACA), internal carotid artery (ICA), posterior cerebral artery (PCA) or distal basilar artery. Presence of neuroimaging defined mismatch (CT or MRI prior to enrollment) CT-perfusion ≥ 20% difference between affected territories on Time to Peak (TTP) and Cerebral Blood Volume (CBV) maps. MRI Diffusion-Perfusion mismatch ≥ 20% difference between diffusion-weighted imaging (DWI) lesion and territory of perfusion delay perfusion weighted imaging (PWI). Age ≥ 18 years old. Signed informed consent. EXCLUSION CRITERIA: Phase I Safety (healthy volunteers): History of any neurological disease affecting the central nervous system; Lack of temporal windows. History of renal disease or glomerular filtration rate (GFR) < 60. Contraindication to MRI (e.g., pacemaker, spinal cord stimulator, severe claustrophobia) Phase II (0-3 hours ischemic stroke patients): Absent temporal windows in patients with anterior circulation ischemia; Intra-arterial thrombolysis; Patient refusal to give informed consent to participate in the CLOTBUST-HF trial; Contraindications for intravenous rt-PA (NINDS rt-PA Stroke Study Protocol)2. Phase II (3-6 hours ischemic stroke patients): Absent temporal windows in patients with anterior circulation ischemia; Intra-arterial thrombolysis; Patient refusal to give informed consent to participate in the CLOTBUST-HF trial; History of allergic response to Definity® microspheres or microbubbles currently being tested (MRX-801); Baseline imaging consistent with a malignant ischemic pattern (low CBV values or DWI territory >100cc of tissue); Baseline MRI imaging demonstrating delayed perfusion of > 8 seconds in >100cc of brain parenchyma26; Patients receiving other investigational drugs, procedures, or therapies within 30 days prior to study treatment; Significant concurrent medical/neurological conditions or deviation from normal laboratory test values at baseline that, in the opinion of the investigator, pose significant risk to the patient and warrant exclusion from the study; Known severe chronic obstructive pulmonary disease (COPD) (baseline oxygen saturation < 80% on room air); Known right-to-left cardiac shunt.
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
James C. Grotta, MD
Organizational Affiliation
UT Medical School-Houston
Official's Role
Principal Investigator
Facility Information:
Facility Name
University of Alabama Birmingham
City
Birmingham
State/Province
Alabama
ZIP/Postal Code
35233
Country
United States
Facility Name
UT Medical School-Houston
City
Houston
State/Province
Texas
ZIP/Postal Code
77030
Country
United States

12. IPD Sharing Statement

Citations:
PubMed Identifier
23598523
Citation
Barlinn K, Barreto AD, Sisson A, Liebeskind DS, Schafer ME, Alleman J, Zhao L, Shen L, Cava LF, Rahbar MH, Grotta JC, Alexandrov AV. CLOTBUST-hands free: initial safety testing of a novel operator-independent ultrasound device in stroke-free volunteers. Stroke. 2013 Jun;44(6):1641-6. doi: 10.1161/STROKEAHA.113.001122. Epub 2013 Apr 18.
Results Reference
result
PubMed Identifier
24159060
Citation
Barreto AD, Alexandrov AV, Shen L, Sisson A, Bursaw AW, Sahota P, Peng H, Ardjomand-Hessabi M, Pandurengan R, Rahbar MH, Barlinn K, Indupuru H, Gonzales NR, Savitz SI, Grotta JC. CLOTBUST-Hands Free: pilot safety study of a novel operator-independent ultrasound device in patients with acute ischemic stroke. Stroke. 2013 Dec;44(12):3376-81. doi: 10.1161/STROKEAHA.113.002713. Epub 2013 Oct 24. Erratum In: Stroke. 2014 Jan;45(1):e11.
Results Reference
result
PubMed Identifier
24669960
Citation
Al-hussain F, Hussain MS, Molina C, Uchino K, Shuaib A, Demchuk AM, Alexandrov AV, Saqqur M; CLOTBUST Investigators. Does the sex of acute stroke patients influence the effectiveness of rt-PA? BMC Neurol. 2014 Mar 26;14:60. doi: 10.1186/1471-2377-14-60.
Results Reference
derived

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CLOTBUST Hands-Free: A Phase I/II Pilot Safety Trial

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