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Deep Brain Stimulation (DBS) Therapy for Treatment Resistant Depression

Primary Purpose

Major Depressive Disorder, Treatment Resistant Depression

Status
Active
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
Deep Brain Stimulation Model 3387 Model 3389
Sponsored by
The University of Texas Health Science Center, Houston
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Major Depressive Disorder focused on measuring Deep Brain Stimulation, Treatment Resistant Depression, Major Depressive Disorder, Depression, ECT, TNS

Eligibility Criteria

22 Years - 70 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  1. Major Depression Disorder (MDD) diagnosed by Structured Clinical Interview for DSM-IV (SCID I/DSM-IV), judged to be of disabling severity.
  2. Age 22 - 70 years.
  3. 24-item Hamilton Depression Rating Scale (HDRS) score of at least 21 on the first 17 items
  4. Global Assessment of Function (GAF) score of 45 or less.
  5. A recurrent (equal or >4 episodes) or chronic (episode duration equal or higher >2 years) course AND a minimum of 5 years since the onset of the first depressive episode. Major impairment in functioning or potentially severe medical outcomes (repeated hospitalizations, serious suicidal or other self-injurious behavior).
  6. Failure to respond to: 6.1. Adequate trials (equal or >6 weeks at the maximum recommended or tolerated dose) of primary antidepressants from at least 3 different classes AND; 6.2. adequate trials ( equal>4 weeks at the usually recommended or maximum tolerated dose) of augmentation/combination of a primary antidepressant using at least 2 different augmenting/combination agents (lithium, T3, stimulants, neuroleptics, anticonvulsants, buspirone, or a second primary antidepressant) AND; 6.3 An adequate trial of ECT (>6 bilateral treatments), or inability to tolerate an adequate ECT trial, AND; 6.4 An adequate trial of individual psychotherapy (>20 sessions with an experienced psychotherapist).
  7. Able to comply with the operational and administrative requirements of participation in the study.
  8. Able to give written informed consent
  9. On a stable drug regimen of psychotropic medication for at least 6 weeks at the time of entry into the study.
  10. Good general health. No changes in medication treatment during participation in study.

Exclusion Criteria:

  1. Current or past non-affective psychotic disorder, Bipolar Disorder, Schizophrenia, or Schizoaffective disorder. Patients who suffer from generalized anxiety disorder will be permitted to participate as long as MDD is the primary clinical diagnosis.
  2. Any current clinically significant neurological disorder, including dementia or medical illness affecting brain function.
  3. Any clinically significant abnormality on preoperative magnetic resonance imaging (MRI).
  4. Any previous surgery to destroy the region of the brain that will be the target of treatment.
  5. Any surgical contraindications to undergoing DBS, including labeled contraindications for DBS and/or inability to undergo presurgical MRI (cardiac pacemaker, implantable defibrillator or other implantable stimulator, pregnancy, metal in body, severe claustrophobia), infection, coagulopathy, inability to undergo an awake operation, significant cardiac or other medical risk factors for surgery.
  6. Refusal of an adequate trial of ECT.
  7. History of stimulation intolerance in any area of the body.
  8. Current or unstably remitted substance abuse or dependence. No alcohol and/or substance abuse or dependence in the past 6 months.
  9. Pregnancy and women of childbearing age not using effective contraception. Double-barrier method is required.
  10. History of severe personality disorder, where, based on the judgment of the investigators, the personality disorder will interfere with the patient's ability to complete the follow-up protocol, e.g. borderline personality disorder.
  11. Imminent risk of suicide
  12. Participation in another drug, device, or biologics trial within the preceding 30 days
  13. Presence of a condition requiring routine MRIs.
  14. Presence of a condition requiring diathermy.
  15. Subject is on anticoagulant medication.
  16. Not able to comply with the operational and administrative requirements of participation in the study (based on the judgment of the investigators).
  17. Terminal illness associated with expected survival of <12 months.

Sites / Locations

  • UT Center of Excellence on Mood Disorders

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Deep Brain Stimulation

Arm Description

Device implantation (Deep Brain Stimulation Model 3387 Model 3389)

Outcomes

Primary Outcome Measures

Changes in patients MADRS scores
We will assess individual patient response, measured by standardized patient and clinician ratings of depression severity, under blinded conditions. Prospective ratings using validated and reliable measures of symptoms, quality of life and safety will be employed. We will assess safety for all subjects by monitoring any adverse events.

Secondary Outcome Measures

Accuracy of Electrode placement
We will implant the Model 3387/Model 3389 lead at this target location, with the exact choice of lead to be determined during surgery.
Frequency and Charge of Stimulation
The optimal stimulation parameters for reducing depressive symptoms acutely and chronically are unknown. Preliminary data suggest that psychiatric patients who have responded to DBS have responded at high frequencies and amplitudes that presumably induce a depolarization block or "neuronal jamming," and thus mimic a lesion. We intend to explore the effects of a wide range of frequencies and amplitudes during the acute testing phase and to utilize high frequency continuous stimulation at the lowest amplitude that results in a definitive effect in the chronic phase of the study.
Determine Feasibility of a Double Blind Study
We hypothesize that it will be possible to develop a suitable double-blind procedure by which neither patients nor physicians will know whether DBS is on or off at any given moment.
Decrease in Neurocognitive scores on CSTC
In this study, neuropsychological tests believed sensitive to changes in Concept Shifting Test-Combined (CSTC) function, and particularly orbitofrontal function, will be obtained with the stimulator on and off, if possible, under blinded conditions. In a separate study, positron emission tomography (PET) perfusion imaging and neuropsychological tests will be obtained to determine how corticobasal brain function changes after acute and chronic DBS.
Assess maintenance of treatment response (or remission) associated with chronic DBS:
Maintaining Treatment Response
Number of Adverse Events

Full Information

First Posted
December 17, 2013
Last Updated
March 2, 2023
Sponsor
The University of Texas Health Science Center, Houston
Collaborators
Medtronic
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1. Study Identification

Unique Protocol Identification Number
NCT02046330
Brief Title
Deep Brain Stimulation (DBS) Therapy for Treatment Resistant Depression
Official Title
Deep Brain Stimulation (DBS) Therapy for Treatment Resistant
Study Type
Interventional

2. Study Status

Record Verification Date
March 2023
Overall Recruitment Status
Active, not recruiting
Study Start Date
November 2013 (undefined)
Primary Completion Date
March 2024 (Anticipated)
Study Completion Date
March 2024 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
The University of Texas Health Science Center, Houston
Collaborators
Medtronic

4. Oversight

Data Monitoring Committee
Yes

5. Study Description

Brief Summary
We propose a clinical study of medial forebrain bundle DBS as a treatment in 20 patients with treatment refractory depression (TRD). Data from the University of Bonn indicates that surgical lesions of the medical forebrain bundle can produce therapeutic benefits in patients with depressive disorders, and suggest that DBS at the same site may also reduce symptomatology in these TRD patients (Schaepfer, 2013). Depression affects up to 10% of the US population and of those at least 10-15% do not benefit from therapies hence why we must explore new treatments. The Percept™ PC system manufactured by Medtronic Neurological will be used in this study. Study subjects will be between the ages of 22 and 70 years of age and suffer from TRD, have failed multiple treatment regimens, including ECT, and remain symptomatic. Those identified as TRD patients will then be enrolled in a clinical pilot study investigating DBS, targeting the MFB.
Detailed Description
Study Design: Subjects will be ten patients with MDD identified via the Structured Clinical Interview for DSM-IV, manifesting a current major depressive episode of disabling severity, refractory to prolonged treatment trials with conventional medication, electro-convulsive therapy (ECT) and psychotherapy. A marked impact of depression on their health and functional status will be evidenced by major impairment in functioning or potentially severe medical outcomes (repeated hospitalizations, serious suicidal or other self-injurious behavior). They will be recruited from individuals currently seen at our facility or referred by psychiatrists in the community. Patients will be initially screened by a comprehensive review of their psychiatric history, obtained by interview of the patient, family and treating psychiatrist and/or psychologist, as well as by obtaining and reviewing all available records of previous psychiatric treatment. The available generally-accepted alternative treatments for depression are pharmacologic therapy, psychotherapy, and ECT. Failed trials of multiple proven pharmacologic treatments, an adequate course of psychotherapy, and an adequate course of bilateral ECT (or inability to tolerate an adequate ECT trial) are inclusion criteria for all candidates who are considered for this study. However, as alternatives to participation in this study, candidates may undertake additional trials of potentially beneficial novel combinations of medication and psychotherapy, or they may undertake trials of novel interventions lacking definitive evidence of efficacy in severe depression (e.g., light therapy, herbal therapy, transcranial magnetic stimulation, vagal nerve stimulation). The protocol was designed to include four phases. All patients will enter these phases in the same sequence. The experimental design is illustrated in the timeline in Figure 1. Surgical implantation will be followed by: 1) Baseline Phase (a 1 month period with no stimulation); 2) Variable Staggered Phase (blinded stimulation onset starting from 1 month to 3 months post implant, with optimal parameter determination during this time ; 3) Initial Chronic Phase (blinded bilateral stimulation, lasting at least three months) (see below); 4) Continuation Phase (unblinded active bilateral or unilateral stimulation to maximize clinical response) Protocol overview and design: We propose a clinical study of medial forebrain bundle DBS as a treatment in 10 patients with treatment refractory depression (TRD). Data from the University of Bonn indicates that surgical lesions of the medical forebrain bundle can produce therapeutic benefits in patients with depressive disorders, and suggest that DBS at the same site may also reduce symptomatology in these TRD patients (Schaepfer, 2013). Depression affects up to 10% of the US population and of those at least 10-15% do not benefit from therapies hence why we must explore new treatments. The Percept™ PC system manufactured by Medtronic Neurological will be used in this study. Those identified as TRD patients will then be enrolled in a clinical pilot study investigating DBS, targeting the MFB.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Major Depressive Disorder, Treatment Resistant Depression
Keywords
Deep Brain Stimulation, Treatment Resistant Depression, Major Depressive Disorder, Depression, ECT, TNS

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
16 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Deep Brain Stimulation
Arm Type
Experimental
Arm Description
Device implantation (Deep Brain Stimulation Model 3387 Model 3389)
Intervention Type
Device
Intervention Name(s)
Deep Brain Stimulation Model 3387 Model 3389
Other Intervention Name(s)
Medtronic Neuromodulation
Intervention Description
Implantation of all devices will be performed at a single session. Lead implantation will take place under local anesthesia, with implanted pulse generator (IPG) implantation under general anesthesia. The stereotaxic frame will be fitted on the day of surgery, following standard stereotactic surgical procedure. The leads will be inserted so that the stimulation sites span superolateral median forebrain bundle.
Primary Outcome Measure Information:
Title
Changes in patients MADRS scores
Description
We will assess individual patient response, measured by standardized patient and clinician ratings of depression severity, under blinded conditions. Prospective ratings using validated and reliable measures of symptoms, quality of life and safety will be employed. We will assess safety for all subjects by monitoring any adverse events.
Time Frame
weekly (24 Months)
Secondary Outcome Measure Information:
Title
Accuracy of Electrode placement
Description
We will implant the Model 3387/Model 3389 lead at this target location, with the exact choice of lead to be determined during surgery.
Time Frame
Post-operation (weekly for 24 months)
Title
Frequency and Charge of Stimulation
Description
The optimal stimulation parameters for reducing depressive symptoms acutely and chronically are unknown. Preliminary data suggest that psychiatric patients who have responded to DBS have responded at high frequencies and amplitudes that presumably induce a depolarization block or "neuronal jamming," and thus mimic a lesion. We intend to explore the effects of a wide range of frequencies and amplitudes during the acute testing phase and to utilize high frequency continuous stimulation at the lowest amplitude that results in a definitive effect in the chronic phase of the study.
Time Frame
Weekly (24 months total)
Title
Determine Feasibility of a Double Blind Study
Description
We hypothesize that it will be possible to develop a suitable double-blind procedure by which neither patients nor physicians will know whether DBS is on or off at any given moment.
Time Frame
24 months
Title
Decrease in Neurocognitive scores on CSTC
Description
In this study, neuropsychological tests believed sensitive to changes in Concept Shifting Test-Combined (CSTC) function, and particularly orbitofrontal function, will be obtained with the stimulator on and off, if possible, under blinded conditions. In a separate study, positron emission tomography (PET) perfusion imaging and neuropsychological tests will be obtained to determine how corticobasal brain function changes after acute and chronic DBS.
Time Frame
pre-operative, 12 month and 24 months post-operation
Title
Assess maintenance of treatment response (or remission) associated with chronic DBS:
Description
Maintaining Treatment Response
Time Frame
6, 12, and 24 months
Title
Number of Adverse Events
Time Frame
24 months (reported weekly)

10. Eligibility

Sex
All
Minimum Age & Unit of Time
22 Years
Maximum Age & Unit of Time
70 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Major Depression Disorder (MDD) diagnosed by Structured Clinical Interview for DSM-IV (SCID I/DSM-IV), judged to be of disabling severity. Age 22 - 70 years. 24-item Hamilton Depression Rating Scale (HDRS) score of at least 21 on the first 17 items Global Assessment of Function (GAF) score of 45 or less. A recurrent (equal or >4 episodes) or chronic (episode duration equal or higher >2 years) course AND a minimum of 5 years since the onset of the first depressive episode. Major impairment in functioning or potentially severe medical outcomes (repeated hospitalizations, serious suicidal or other self-injurious behavior). Failure to respond to: 6.1. Adequate trials (equal or >6 weeks at the maximum recommended or tolerated dose) of primary antidepressants from at least 3 different classes AND; 6.2. adequate trials ( equal>4 weeks at the usually recommended or maximum tolerated dose) of augmentation/combination of a primary antidepressant using at least 2 different augmenting/combination agents (lithium, T3, stimulants, neuroleptics, anticonvulsants, buspirone, or a second primary antidepressant) AND; 6.3 An adequate trial of ECT (>6 bilateral treatments), or inability to tolerate an adequate ECT trial, AND; 6.4 An adequate trial of individual psychotherapy (>20 sessions with an experienced psychotherapist). Able to comply with the operational and administrative requirements of participation in the study. Able to give written informed consent On a stable drug regimen of psychotropic medication for at least 6 weeks at the time of entry into the study. Good general health. No changes in medication treatment during participation in study. Exclusion Criteria: Current or past non-affective psychotic disorder, Bipolar Disorder, Schizophrenia, or Schizoaffective disorder. Patients who suffer from generalized anxiety disorder will be permitted to participate as long as MDD is the primary clinical diagnosis. Any current clinically significant neurological disorder, including dementia or medical illness affecting brain function. Any clinically significant abnormality on preoperative magnetic resonance imaging (MRI). Any previous surgery to destroy the region of the brain that will be the target of treatment. Any surgical contraindications to undergoing DBS, including labeled contraindications for DBS and/or inability to undergo presurgical MRI (cardiac pacemaker, implantable defibrillator or other implantable stimulator, pregnancy, metal in body, severe claustrophobia), infection, coagulopathy, inability to undergo an awake operation, significant cardiac or other medical risk factors for surgery. Refusal of an adequate trial of ECT. History of stimulation intolerance in any area of the body. Current or unstably remitted substance abuse or dependence. No alcohol and/or substance abuse or dependence in the past 6 months. Pregnancy and women of childbearing age not using effective contraception. Double-barrier method is required. History of severe personality disorder, where, based on the judgment of the investigators, the personality disorder will interfere with the patient's ability to complete the follow-up protocol, e.g. borderline personality disorder. Imminent risk of suicide Participation in another drug, device, or biologics trial within the preceding 30 days Presence of a condition requiring routine MRIs. Presence of a condition requiring diathermy. Subject is on anticoagulant medication. Not able to comply with the operational and administrative requirements of participation in the study (based on the judgment of the investigators). Terminal illness associated with expected survival of <12 months.
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Jair C Soares, MD, PhD
Organizational Affiliation
The University of Texas Health Science Center, Houston
Official's Role
Principal Investigator
Facility Information:
Facility Name
UT Center of Excellence on Mood Disorders
City
Houston
State/Province
Texas
ZIP/Postal Code
77054
Country
United States

12. IPD Sharing Statement

Citations:
PubMed Identifier
27288959
Citation
Fenoy AJ, Schulz P, Selvaraj S, Burrows C, Spiker D, Cao B, Zunta-Soares G, Gajwani P, Quevedo J, Soares J. Deep brain stimulation of the medial forebrain bundle: Distinctive responses in resistant depression. J Affect Disord. 2016 Oct;203:143-151. doi: 10.1016/j.jad.2016.05.064. Epub 2016 Jun 3.
Results Reference
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Deep Brain Stimulation (DBS) Therapy for Treatment Resistant Depression

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