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Effects of Upper Airway Muscle Training on OSA

Primary Purpose

Obstructive Sleep Apnea

Status
Completed
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
Upper Airway Muscle Exercise
Sham Exercise
Sponsored by
University of California, San Diego
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Obstructive Sleep Apnea focused on measuring Obstructive Sleep Apnea, Exercise, Upper airway muscle

Eligibility Criteria

18 Years - 79 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Prior diagnosis of OSA with AHI>10 events/hr.
  • PAP group: subjects who have been on PAP treatment for at least 3 month, with good compliance (at least 4 hours a day and use PAP for >70% of the time).
  • Untreated group: untreated subjects with generally mild OSA as defined by AHI<20 events/hr and nadir SaO2>70%. Additionally, investigators will also recruit OSA subjects of all severities who have previously tried but are not currently using PAP.
  • Oral appliance treatment group: subjects have residual AHI >10 events/hr with oral appliance therapy.

Exclusion Criteria:

  • In those with untreated sleep apnea, severe sleepiness with current Epworth Sleepiness Scale (ESS) > 18 or history of motor vehicle accident due to obstructive sleep apnea
  • Taking medications classified as a muscle relaxant
  • Pregnant women.
  • Psychiatric disorder, other than mild and controlled depression; e.g. schizophrenia, bipolar disorder, major depression, panic or anxiety disorders.
  • Current smokers, alcohol (>3oz/day) or use of illicit drugs.
  • More than 10 cups of beverages with caffeine (coffee, tea, soda/pop) per day.
  • Unstable cardiac disease (e.g. congestive heart failure)
  • Pulmonary disease (apart from well controlled mild asthma and OSA)
  • Systemic neuromuscular disease
  • Other systemic disease that affects breathing (e.g. stroke) or those with expected survival < 1 year.
  • Poor oral condition, including: active periodontal disease, loose or broken teeth, lack of eight teeth in each arch, active TMJ dysfunction
  • Known allergy to oral appliance components

Sites / Locations

  • University of California, San Diego

Arms of the Study

Arm 1

Arm 2

Arm 3

Arm 4

Arm Type

Experimental

Experimental

Experimental

Active Comparator

Arm Label

Untreated OSA Muscle Exercise Group

PAP Therapy Muscle Exercise Group

Oral Appliance Muscle Exercise Group

Normal Control Sham Exercise Group

Arm Description

Patients who were previously diagnosed of obstructive sleep apnea (OSA) with apnea hypopnea index (AHI) > 10 events/hr and have previously failed or refused PAP therapy. In this group, patients will learn and practice upper airway muscle exercise for six weeks.

OSA patients who are currently treated with PAP for their OSA (with AHI of previous sleep study > 10 events/hr). In this group, patients will learn and practice upper airway muscle exercise for six weeks.

OSA patients who are currently treated with an oral appliance with residual AHI > 10 events/hr. In this group, patients will learn and practice upper airway muscle exercise for six weeks.

Patients of untreated OSA group, PAP therapy group, and oral appliance group are randomized to upper airway muscle exercise versus sham exercise.

Outcomes

Primary Outcome Measures

Change of severity of obstructive sleep apnea, measured as apnea hypopnea index (AHI), for untreated OSA group and oral appliance group
Home sleep test is used to measure AHI.
Change of severity of obstructive sleep apnea, measured as 95th percentile pressures, for PAP therapy group
95th percentile pressures (2 week period) of autotitrating CPAP will be used to assess the effects of upper airway muscle exercise on muscle strength.

Secondary Outcome Measures

Change of sleepiness measured by Epworth Sleepiness Scale (ESS)
ESS is a self-administered questionnaire with 8 questions. It provides a measure of a person's general level of daytime sleepiness, or their average sleep propensity in daily life.
Change of sleep quality measured by Pittsburgh Sleep Quality Index (PSQI)
PSQI is a self-rated questionnaire which assesses sleep quality and disturbances over a 1-month time interval.
Change of subjective quality of life measured by SF-36
SF-36 is a patient-reported survey of patient health status.
Change of neurocognitive function measured by psychomotor vigilance test (PVT)
PVT is a sustained-attention, reaction-timed task that measures the speed with which subjects respond to a visual stimulus.
Change of upper airway anatomy evaluated with acoustic pharyngometry
Acoustic pharyngometry is a non-invasive sonic measurement of the upper airway anatomy.
Change of tongue strength and endurance evaluated with Iowa Oral Performance Instrument (IOPI)
IOPI is a hand held manometer which measures intraoral pressure generated by compression of an air filled bulb by the tongue against the palate.

Full Information

First Posted
July 12, 2015
Last Updated
November 25, 2019
Sponsor
University of California, San Diego
Collaborators
National Institutes of Health (NIH), National Heart, Lung, and Blood Institute (NHLBI)
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1. Study Identification

Unique Protocol Identification Number
NCT02502942
Brief Title
Effects of Upper Airway Muscle Training on OSA
Official Title
Effects of Upper Airway Muscle Training on Obstructive Sleep Apnea (OSA)
Study Type
Interventional

2. Study Status

Record Verification Date
November 2019
Overall Recruitment Status
Completed
Study Start Date
August 2015 (undefined)
Primary Completion Date
June 24, 2019 (Actual)
Study Completion Date
June 24, 2019 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
University of California, San Diego
Collaborators
National Institutes of Health (NIH), National Heart, Lung, and Blood Institute (NHLBI)

4. Oversight

Data Monitoring Committee
Yes

5. Study Description

Brief Summary
Obstructive sleep apnea (OSA) is a common disorder characterized by recurrent collapse of the upper airway during sleep. OSA patients have a small upper airway that is kept patent during wakefulness by a compensatory increase in upper airway (UA) dilator muscle (e.g. genioglossus) activity. At sleep onset this compensation is reduced or lost, resulting in upper airway narrowing or collapse. Previous studies of upper airway muscle training showed variable results on OSA, but so far there has not been any practical, long-term, systematic upper airway muscle training developed or studied as the treatment of OSA. In theory, strengthening the upper airway muscle with exercise training in theory helps maintain a patent airway during sleep. Therefore, investigators aim to test the hypothesis: 1) UA muscle training can improve sleep apnea in some patients with OSA, including those already receiving treatment with PAP or oral appliance therapy. 2) Muscle training is a viable therapy for a definable subset of OSA patients. Investigators hypothesize that patients with OSA who have mild or moderately compromised upper airway anatomy will benefit the most. 3)There will be a positive association between the changes in muscle function and improvement in OSA severity.
Detailed Description
Obstructive sleep apnea (OSA) is a common disorder characterized by recurrent collapse of the upper airway during sleep, which leads to recurrent arousal and subsequent daytime sleepiness. The most commonly accepted reason for the initiation of obstructive respiratory events in OSA is that patients have a small upper airway that is kept patent during wakefulness by a compensatory increase in upper airway dilator muscle (e.g. genioglossus) activity. At sleep onset this compensation is reduced or lost, resulting in upper airway narrowing or collapse. Upper airway (UA) muscle training appears to have some benefit in OSA with improvement in the AHI, although the current data shows variable results, particularly when publication bias is taken into account. Many remain skeptical about these data based on clinical experience and prior negative studies (which remain largely unpublished). Moreover, previous positive studies involved exercises that are usually impractical to be continued in the long-term. Therefore, investigators will undertake a rigorous assessment of a practical UA muscle training on OSA. Investigators will recruit patients with OSA that are wither unable/unwilling to use CPAP, as well as those who are already on treatment with PAP or oral appliances. The exercises include 4 steps: step 1 is to put on an individualized fitted oral retainer device to guide the exercise; step 2 is to push the tongue towards the hard palate to press the movable part of the oral retainer device for 4 minutes; step 3 is to touch the hard palate using the middle part of the tongue, hold for 10 seconds and repeat it for 4 minutes; step 4 is to remove the retainer device and brush the tongue gently on both sides for 2 minute. The exercise will take 20 minutes a day (10 minutes in the morning and 10 minutes in the afternoon/evening). Investigators will study the effect of upper airway (UA) muscle training on OSA severity, muscle strengh and endurance. Investigators aim to determine the characteristics of OSA patients most likely to benefit from UA muscle training and the association between changes in muscle function and OSA severity.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Obstructive Sleep Apnea
Keywords
Obstructive Sleep Apnea, Exercise, Upper airway muscle

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Factorial Assignment
Masking
Participant
Allocation
Randomized
Enrollment
134 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Untreated OSA Muscle Exercise Group
Arm Type
Experimental
Arm Description
Patients who were previously diagnosed of obstructive sleep apnea (OSA) with apnea hypopnea index (AHI) > 10 events/hr and have previously failed or refused PAP therapy. In this group, patients will learn and practice upper airway muscle exercise for six weeks.
Arm Title
PAP Therapy Muscle Exercise Group
Arm Type
Experimental
Arm Description
OSA patients who are currently treated with PAP for their OSA (with AHI of previous sleep study > 10 events/hr). In this group, patients will learn and practice upper airway muscle exercise for six weeks.
Arm Title
Oral Appliance Muscle Exercise Group
Arm Type
Experimental
Arm Description
OSA patients who are currently treated with an oral appliance with residual AHI > 10 events/hr. In this group, patients will learn and practice upper airway muscle exercise for six weeks.
Arm Title
Normal Control Sham Exercise Group
Arm Type
Active Comparator
Arm Description
Patients of untreated OSA group, PAP therapy group, and oral appliance group are randomized to upper airway muscle exercise versus sham exercise.
Intervention Type
Behavioral
Intervention Name(s)
Upper Airway Muscle Exercise
Intervention Description
Patients will use an individualized oral retainer device for upper airway muscle training exercises daily for 20 minutes each day (10 minutes in the morning and 10 minutes in the afternoon/evening) for 6 weeks.
Intervention Type
Behavioral
Intervention Name(s)
Sham Exercise
Intervention Description
Patients will be given an individualized oral retainer device and instructed to do deep breathing exercise twice daily for 6 weeks.
Primary Outcome Measure Information:
Title
Change of severity of obstructive sleep apnea, measured as apnea hypopnea index (AHI), for untreated OSA group and oral appliance group
Description
Home sleep test is used to measure AHI.
Time Frame
Baseline and after 6-week exercise training
Title
Change of severity of obstructive sleep apnea, measured as 95th percentile pressures, for PAP therapy group
Description
95th percentile pressures (2 week period) of autotitrating CPAP will be used to assess the effects of upper airway muscle exercise on muscle strength.
Time Frame
Baseline and after 6-week exercise training
Secondary Outcome Measure Information:
Title
Change of sleepiness measured by Epworth Sleepiness Scale (ESS)
Description
ESS is a self-administered questionnaire with 8 questions. It provides a measure of a person's general level of daytime sleepiness, or their average sleep propensity in daily life.
Time Frame
Baseline and after 6-week exercise training
Title
Change of sleep quality measured by Pittsburgh Sleep Quality Index (PSQI)
Description
PSQI is a self-rated questionnaire which assesses sleep quality and disturbances over a 1-month time interval.
Time Frame
Baseline and after 6-week exercise training
Title
Change of subjective quality of life measured by SF-36
Description
SF-36 is a patient-reported survey of patient health status.
Time Frame
Baseline and after 6-week exercise training
Title
Change of neurocognitive function measured by psychomotor vigilance test (PVT)
Description
PVT is a sustained-attention, reaction-timed task that measures the speed with which subjects respond to a visual stimulus.
Time Frame
Baseline and after 6-week exercise training
Title
Change of upper airway anatomy evaluated with acoustic pharyngometry
Description
Acoustic pharyngometry is a non-invasive sonic measurement of the upper airway anatomy.
Time Frame
Baseline and after 6-week exercise training
Title
Change of tongue strength and endurance evaluated with Iowa Oral Performance Instrument (IOPI)
Description
IOPI is a hand held manometer which measures intraoral pressure generated by compression of an air filled bulb by the tongue against the palate.
Time Frame
Baseline and after 6-week exercise training

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
79 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Prior diagnosis of OSA with AHI>10 events/hr. PAP group: subjects who have been on PAP treatment for at least 3 month, with good compliance (at least 4 hours a day and use PAP for >70% of the time). Untreated group: untreated subjects with generally mild OSA as defined by AHI<20 events/hr and nadir SaO2>70%. Additionally, investigators will also recruit OSA subjects of all severities who have previously tried but are not currently using PAP. Oral appliance treatment group: subjects have residual AHI >10 events/hr with oral appliance therapy. Exclusion Criteria: In those with untreated sleep apnea, severe sleepiness with current Epworth Sleepiness Scale (ESS) > 18 or history of motor vehicle accident due to obstructive sleep apnea Taking medications classified as a muscle relaxant Pregnant women. Psychiatric disorder, other than mild and controlled depression; e.g. schizophrenia, bipolar disorder, major depression, panic or anxiety disorders. Current smokers, alcohol (>3oz/day) or use of illicit drugs. More than 10 cups of beverages with caffeine (coffee, tea, soda/pop) per day. Unstable cardiac disease (e.g. congestive heart failure) Pulmonary disease (apart from well controlled mild asthma and OSA) Systemic neuromuscular disease Other systemic disease that affects breathing (e.g. stroke) or those with expected survival < 1 year. Poor oral condition, including: active periodontal disease, loose or broken teeth, lack of eight teeth in each arch, active TMJ dysfunction Known allergy to oral appliance components
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Atul Malhotra, MD
Organizational Affiliation
University of California, San Diego
Official's Role
Principal Investigator
Facility Information:
Facility Name
University of California, San Diego
City
San Diego
State/Province
California
ZIP/Postal Code
92093
Country
United States

12. IPD Sharing Statement

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Effects of Upper Airway Muscle Training on OSA

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