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Nivolumab for the Reversal of Squamous Dysplasia in High Risk Current and Former Smokers

Primary Purpose

Bronchial Dysplasia, Tobacco Smoking, History of Non-Small Cell Lung Cancer

Status
Recruiting
Phase
Phase 2
Locations
United States
Study Type
Interventional
Intervention
Nivolumab
Sponsored by
University of Colorado, Denver
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Bronchial Dysplasia focused on measuring PD-1, Precancerous Conditions, Nivolumab, Lung Cancer Immunoprevention

Eligibility Criteria

18 Years - 80 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

In order to be eligible to participate in this study, an individual must meet all of the following criteria:

  1. Provision of signed and dated informed consent form
  2. Stated willingness to comply with all study procedures and availability for the duration of the study
  3. Male or female, aged > 18 years
  4. A current or ex-smoker with a > 30 pack-year history of smoking and mild or worse sputum cytologic atypia, (an ex-smoker is defined as no tobacco use in the prior 12 months) OR History of non-small cell lung cancer (stage I, II, or IIIA) with > 10 pack-year history of smoking and no evidence of active disease at least 1 year after definitive treatment, OR History of head and neck cancer (stage I, II, III, or IVA) with > 10 pack-year history of smoking and no evidence of active disease at least 1 year after definitive treatment.
  5. Endobronchial dysplasia (score > 4) on screening bronchoscopy
  6. Total granulocyte count > 1500
  7. Platelet count > 100,000
  8. Serum creatinine < 1.5 mg/dL
  9. Total bilirubin < 2.0 mg/dL
  10. Transaminases and alkaline phosphatase < 2.5x upper limit of normal (ULN)
  11. Albumin > 2.5 mg/dL
  12. ECOG performance status ≤ 1 (Appendix 1)
  13. Participants must be able and willing to undergo three bronchoscopies: before, after four doses of nivolumab (8 weeks), and after 6 months

Exclusion Criteria:

An individual who meets any of the following criteria will be excluded from participation in this study:

  1. Participants may not be currently receiving immune checkpoint inhibitor treatment or have been treated with immune checkpoint inhibitors in the past (including anti-programmed cell death receptor [PD]-1, anti-programmed death ligand 1 [PD-L1], and anti-cytotoxic T-lymphocyte associated protein 4 [CTLA4] monoclonal antibodies)
  2. Patients cannot receive any other investigational anti-cancer agents while participating in the study
  3. Participants cannot have used any other investigational agents within the previous six months
  4. History of allergic reactions attributed to compounds of similar chemical or biologic composition to nivolumab
  5. Clinically apparent bleeding diathesis (i.e., bleeding that is spontaneous, excessive, or delayed in onset following tissue injury results from a localized pathologic process or a disorder of the hemostatic process, involving a complex interplay among vascular integrity, platelet number and function, coagulation factors, and fibrinolysis)
  6. Cardiac dysrhythmia that is potentially life-threatening, such as ventricular tachycardia, multifocal premature ventricular contractions or supraventricular tachycardias with a rapid ventricular response. Well-controlled atrial fibrillation or rare (< 2 minute) premature ventricular contractions are not exclusionary
  7. History of coronary artery disease, including myocardial infarction, congestive heart failure (LV ejection fraction <50% or clinically significant diastolic dysfunction), or any serious medical condition which would preclude a patient from undergoing a bronchoscopy or would jeopardize the goals of the study
  8. Individuals who are HIV-positive will be considered on a case-by-case basis, but will be required to meet criteria related to patient safety and data integrity, as assessed by the study investigators
  9. History of hepatitis B or hepatitis C infection that is untreated and/or with a detectable viral load
  10. Hypoxemia (less than 90% saturation with supplemental oxygen)
  11. Severe obstructive lung disease (GOLD Stage III or IV, FEV1<30% predicted)
  12. Prior chemotherapy or thoracic radiation within the past 1 year
  13. Participants with findings on CT chest suspicious for lung cancer (Lung-RADS category 4) will not be allowed to enroll until they have undergone additional evaluation for malignancy and an alternative (i.e., non-malignant) diagnosis has been established
  14. Current malignancy, with the exception of non-melanoma (i.e., basal cell or squamous cell) skin cancer. Patients with lung carcinoma in situ found during the study biopsy are also excluded.
  15. History of a malignancy except for adequately treated non-melanoma (i.e., basal cell or squamous cell) skin cancer or in situ cervical cancer for which the subject has not been disease-free for 5 years. Patients with a history of non-small cell lung cancer (stage I, II, or IIIA) or head and neck cancer (stage I, II, III, or IVA) must have no evidence of active disease at least 1 year after definitive treatment.
  16. History of stage IIIA NSCLC for which the only treatment was chemoradiation without surgery
  17. Known or suspected autoimmune disease; subjects with type I diabetes mellitus, hypothyroidism requiring hormone replacement, or skin disorders not requiring systemic treatment are permitted to enroll
  18. Conditions requiring systemic corticosteroids equivalent to > 10 mg prednisone per day or other immunosuppressive medications within 2 weeks of enrollment
  19. Known interstitial lung disease that is symptomatic or may interfere with the detection or management of suspected drug-related pulmonary toxicity
  20. History of interstitial pneumonitis requiring treatment with systemic corticosteroids or other immunosuppressive agents (e.g., mycophenolate, azathioprine)
  21. Life expectancy of < 1 year
  22. Women of childbearing potential (WOCBP) must have a negative serum or urine pregnancy test (minimum sensitivity 25 IU/L or equivalent units of HCG) within 4 weeks prior to the start of nivolumab
  23. Women must not be breastfeeding
  24. Inability to give informed consent
  25. Pneumonia or acute bronchitis for at least 2 weeks prior to enrollment

Sites / Locations

  • University of Colorado Anschutz Medical CampusRecruiting
  • Denver VA HospitalRecruiting

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Nivolumab Injection [Opdivo]

Arm Description

240 mg IV every 2 weeks for 4 doses

Outcomes

Primary Outcome Measures

Improvement in endobronchial histology
The primary endpoint is the dichotomous endpoint of whether a subject responds to PD-1 immune checkpoint inhibition using nivolumab. Response will be based on the 6-month change (difference between 6-month score and baseline score) in worst (i.e., maximum) histologic classification score, using the 2004 World Health Organization (WHO) classification scale for pre-invasive squamous lesions of the bronchus. The histologic classification consists of: normal (grade 1.0), reserve cell hyperplasia (grade 2.0), squamous metaplasia (grade 3.0), mild dysplasia (grade 4.0), moderate dysplasia (grade 5.0), severe dysplasia (grade 6.0), carcinoma in situ (grade 7.0) and invasive cancer (grade 8.0).

Secondary Outcome Measures

Incidence of immune-related adverse events (irAEs)
Patients will be evaluated every 2 weeks to determine whether they have any immune-related adverse events (irAEs) using the National Cancer Institute's Common Terminology Criteria for Adverse Events (CTCAE). In particular, patients will be monitored closely for evidence of dermatological, gastrointestinal, endocrine, renal, and pulmonary irAEs. Complete blood count, comprehensive metabolic profile, and thyroid function tests will be obtained at baseline and every 3 months for 1 year. A comprehensive metabolic profile will also be checked every 2 weeks. Subjects will be followed for a total of 1 year to monitor for development of irAEs after discontinuation of the study drug.
Additional endobronchial histology endpoints using the 2004 WHO classification scale for pre-invasive squamous lesions of the bronchus
Two-month change (difference between 2-month score and baseline score) in worst (i.e., maximum) histologic classification score Using all dysplastic (i.e., histology score ≥ 4.0) baseline biopsy pairs, the change in average histology and dysplasia index Using all matched biopsies, the change in worst histology, average histology, and dysplasia index Using all matched biopsies from reference sites, the change in worst histology, average histology, and dysplasia index Response to treatment of completers, based on worst histology

Full Information

First Posted
October 24, 2017
Last Updated
November 17, 2022
Sponsor
University of Colorado, Denver
Collaborators
Bristol-Myers Squibb
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1. Study Identification

Unique Protocol Identification Number
NCT03347838
Brief Title
Nivolumab for the Reversal of Squamous Dysplasia in High Risk Current and Former Smokers
Official Title
PD-1 Immune Checkpoint Inhibition for the Reversal of Squamous Dysplasia in High Risk Current and Former Smokers With or Without a History of Lung Cancer
Study Type
Interventional

2. Study Status

Record Verification Date
November 2022
Overall Recruitment Status
Recruiting
Study Start Date
December 6, 2018 (Actual)
Primary Completion Date
December 2023 (Anticipated)
Study Completion Date
December 2025 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
University of Colorado, Denver
Collaborators
Bristol-Myers Squibb

4. Oversight

Studies a U.S. FDA-regulated Drug Product
Yes
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
The goal of this clinical research study is to determine whether the PD-1 inhibitor (Programmed cell death protein 1) nivolumab improves premalignant bronchial dysplastic lesions in subjects that are at high risk for the development of lung cancer, including those with a prior smoking history, or history of lung cancer or head and neck cancer. The safety and tolerability of nivolumab will also be studied.
Detailed Description
This is a single-institution, open-label, single-arm, two-stage, phase II study of the PD-1 inhibitor nivolumab in patients at high risk for lung cancer. Simon's two-stage design will be used. In the first stage, 18 subjects will be enrolled. If at least 7 subjects respond to nivolumab, then an additional 24 subjects will be enrolled for a total of 42 subjects. The central hypothesis to be tested by this trial is that immune evasion contributes to malignant transformation of premalignant bronchial dysplastic lesions into invasive lung cancers, and that blocking PD-1 will allow the immune system to target and eradicate premalignant bronchial dysplastic lesions, thereby preventing the development of lung cancer. Nivolumab 240 mg IV will be administered every two weeks for a total of four doses (8 weeks). Participants will undergo bronchoscopy with endobronchial biopsy at study entry, 2 months, and 6 months. The primary endpoint will be change in bronchial dysplasia between study entry and the 6 month timepoint. Secondary endpoints include safety and tolerability of nivolumab in patients with bronchial dysplastic lesions, and additional endobronchial histology endpoints. Exploratory endpoints will be used to identify predictive markers of response to nivolumab.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Bronchial Dysplasia, Tobacco Smoking, History of Non-Small Cell Lung Cancer, History of Head and Neck Cancer
Keywords
PD-1, Precancerous Conditions, Nivolumab, Lung Cancer Immunoprevention

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Model Description
The goal of this clinical research study is to determine whether the Programmed cell death protein 1 (PD-1) inhibitor nivolumab improves premalignant bronchial dysplastic lesions in subjects that are at high risk for the development of lung cancer, including those with a prior smoking history, or history of lung cancer or head and neck cancer. The safety and tolerability of nivolumab will also be studied.
Masking
None (Open Label)
Allocation
N/A
Enrollment
42 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Nivolumab Injection [Opdivo]
Arm Type
Experimental
Arm Description
240 mg IV every 2 weeks for 4 doses
Intervention Type
Drug
Intervention Name(s)
Nivolumab
Other Intervention Name(s)
Opdivo, BMS-936558, MDX1106, ONO-4538
Intervention Description
Nivolumab is a human monoclonal antibody that blocks the interaction between PD-1 and its ligands, PD-L1 and PD-L2.
Primary Outcome Measure Information:
Title
Improvement in endobronchial histology
Description
The primary endpoint is the dichotomous endpoint of whether a subject responds to PD-1 immune checkpoint inhibition using nivolumab. Response will be based on the 6-month change (difference between 6-month score and baseline score) in worst (i.e., maximum) histologic classification score, using the 2004 World Health Organization (WHO) classification scale for pre-invasive squamous lesions of the bronchus. The histologic classification consists of: normal (grade 1.0), reserve cell hyperplasia (grade 2.0), squamous metaplasia (grade 3.0), mild dysplasia (grade 4.0), moderate dysplasia (grade 5.0), severe dysplasia (grade 6.0), carcinoma in situ (grade 7.0) and invasive cancer (grade 8.0).
Time Frame
6 months
Secondary Outcome Measure Information:
Title
Incidence of immune-related adverse events (irAEs)
Description
Patients will be evaluated every 2 weeks to determine whether they have any immune-related adverse events (irAEs) using the National Cancer Institute's Common Terminology Criteria for Adverse Events (CTCAE). In particular, patients will be monitored closely for evidence of dermatological, gastrointestinal, endocrine, renal, and pulmonary irAEs. Complete blood count, comprehensive metabolic profile, and thyroid function tests will be obtained at baseline and every 3 months for 1 year. A comprehensive metabolic profile will also be checked every 2 weeks. Subjects will be followed for a total of 1 year to monitor for development of irAEs after discontinuation of the study drug.
Time Frame
Every 2 weeks through 3 months, then every 3 months through 1 year
Title
Additional endobronchial histology endpoints using the 2004 WHO classification scale for pre-invasive squamous lesions of the bronchus
Description
Two-month change (difference between 2-month score and baseline score) in worst (i.e., maximum) histologic classification score Using all dysplastic (i.e., histology score ≥ 4.0) baseline biopsy pairs, the change in average histology and dysplasia index Using all matched biopsies, the change in worst histology, average histology, and dysplasia index Using all matched biopsies from reference sites, the change in worst histology, average histology, and dysplasia index Response to treatment of completers, based on worst histology
Time Frame
2 months and 6 months
Other Pre-specified Outcome Measures:
Title
Proportion of T lymphocytes in bronchial dysplastic lesions that express PD-1
Description
The proportion of T lymphocytes that express programmed death receptor 1 (PD-1) in pre- and post-treatment biopsies will be compared by immunofluorescence staining of formalin-fixed, paraffin-embedded tissue sections
Time Frame
Baseline, 2 months, and 6 months
Title
Proportion of macrophages in bronchial dysplastic lesions that express PD-L1
Description
The proportion of macrophages that express programmed death ligand 1 (PD-L1) in pre- and post-treatment biopsies will be compared by immunofluorescence staining of formalin-fixed, paraffin-embedded tissue sections
Time Frame
Baseline, 2 months, and 6 months
Title
Quantification of CD4+ T lymphocyte subsets in bronchial dysplastic lesions
Description
Pre- and post-treatment biopsies will be stained by immunofluorescence for Th1, Th2, and Treg CD4+ T lymphocytes
Time Frame
Baseline, 2 months, and 6 months
Title
Ratio of M1:M2 macrophages in bronchial dysplastic lesions
Description
Pre- and post-treatment biopsies will be stained by immunofluorescence for CD68, HLA-DRA, and CD206. The ratio of M1 (CD68/HLA-DRA) to M2 (CD68/CD206) macrophages will be determined.
Time Frame
Baseline, 2 months, and 6 months
Title
Number of non-synonymous mutations in bronchial dysplastic lesions
Description
The number of non-synonymous mutations in bronchial dysplastic lesions will be determined by whole exsome sequencing
Time Frame
Baseline

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Maximum Age & Unit of Time
80 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: In order to be eligible to participate in this study, an individual must meet all of the following criteria: Provision of signed and dated informed consent form Stated willingness to comply with all study procedures and availability for the duration of the study Male or female, aged > 18 years A current or ex-smoker with a > 30 pack-year history of smoking and mild or worse sputum cytologic atypia, (an ex-smoker is defined as no tobacco use in the prior 12 months) OR History of non-small cell lung cancer (stage I, II, or IIIA) with > 10 pack-year history of smoking and no evidence of active disease at least 1 year after definitive treatment, OR History of head and neck cancer (stage I, II, III, or IVA) with > 10 pack-year history of smoking and no evidence of active disease at least 1 year after definitive treatment. Endobronchial dysplasia (score > 4) on screening bronchoscopy Total granulocyte count > 1500 Platelet count > 100,000 Serum creatinine < 1.5 mg/dL Total bilirubin < 2.0 mg/dL Transaminases and alkaline phosphatase < 2.5x upper limit of normal (ULN) Albumin > 2.5 mg/dL ECOG performance status ≤ 1 (Appendix 1) Participants must be able and willing to undergo three bronchoscopies: before, after four doses of nivolumab (8 weeks), and after 6 months Exclusion Criteria: An individual who meets any of the following criteria will be excluded from participation in this study: Participants may not be currently receiving immune checkpoint inhibitor treatment or have been treated with immune checkpoint inhibitors in the past (including anti-programmed cell death receptor [PD]-1, anti-programmed death ligand 1 [PD-L1], and anti-cytotoxic T-lymphocyte associated protein 4 [CTLA4] monoclonal antibodies) Patients cannot receive any other investigational anti-cancer agents while participating in the study Participants cannot have used any other investigational agents within the previous six months History of allergic reactions attributed to compounds of similar chemical or biologic composition to nivolumab Clinically apparent bleeding diathesis (i.e., bleeding that is spontaneous, excessive, or delayed in onset following tissue injury results from a localized pathologic process or a disorder of the hemostatic process, involving a complex interplay among vascular integrity, platelet number and function, coagulation factors, and fibrinolysis) Cardiac dysrhythmia that is potentially life-threatening, such as ventricular tachycardia, multifocal premature ventricular contractions or supraventricular tachycardias with a rapid ventricular response. Well-controlled atrial fibrillation or rare (< 2 minute) premature ventricular contractions are not exclusionary History of coronary artery disease, including myocardial infarction, congestive heart failure (LV ejection fraction <50% or clinically significant diastolic dysfunction), or any serious medical condition which would preclude a patient from undergoing a bronchoscopy or would jeopardize the goals of the study Individuals who are HIV-positive will be considered on a case-by-case basis, but will be required to meet criteria related to patient safety and data integrity, as assessed by the study investigators History of hepatitis B or hepatitis C infection that is untreated and/or with a detectable viral load Hypoxemia (less than 90% saturation with supplemental oxygen) Severe obstructive lung disease (GOLD Stage III or IV, FEV1<30% predicted) Prior chemotherapy or thoracic radiation within the past 1 year Participants with findings on CT chest suspicious for lung cancer (Lung-RADS category 4) will not be allowed to enroll until they have undergone additional evaluation for malignancy and an alternative (i.e., non-malignant) diagnosis has been established Current malignancy, with the exception of non-melanoma (i.e., basal cell or squamous cell) skin cancer. Patients with lung carcinoma in situ found during the study biopsy are also excluded. History of a malignancy except for adequately treated non-melanoma (i.e., basal cell or squamous cell) skin cancer or in situ cervical cancer for which the subject has not been disease-free for 5 years. Patients with a history of non-small cell lung cancer (stage I, II, or IIIA) or head and neck cancer (stage I, II, III, or IVA) must have no evidence of active disease at least 1 year after definitive treatment. History of stage IIIA NSCLC for which the only treatment was chemoradiation without surgery Known or suspected autoimmune disease; subjects with type I diabetes mellitus, hypothyroidism requiring hormone replacement, or skin disorders not requiring systemic treatment are permitted to enroll Conditions requiring systemic corticosteroids equivalent to > 10 mg prednisone per day or other immunosuppressive medications within 2 weeks of enrollment Known interstitial lung disease that is symptomatic or may interfere with the detection or management of suspected drug-related pulmonary toxicity History of interstitial pneumonitis requiring treatment with systemic corticosteroids or other immunosuppressive agents (e.g., mycophenolate, azathioprine) Life expectancy of < 1 year Women of childbearing potential (WOCBP) must have a negative serum or urine pregnancy test (minimum sensitivity 25 IU/L or equivalent units of HCG) within 4 weeks prior to the start of nivolumab Women must not be breastfeeding Inability to give informed consent Pneumonia or acute bronchitis for at least 2 weeks prior to enrollment
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Brandi Kubala
Phone
303-724-1657
Email
brandi.kubala@cuanschutz.edu
First Name & Middle Initial & Last Name or Official Title & Degree
Michele Balonque Siqueira
Phone
303-724-1662
Email
michele.balonequesiqueira@cuanschutz.edu
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Robert Keith, MD
Organizational Affiliation
University of Colorado, Denver
Official's Role
Principal Investigator
Facility Information:
Facility Name
University of Colorado Anschutz Medical Campus
City
Aurora
State/Province
Colorado
ZIP/Postal Code
80045
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Brandi Kubala
Phone
303-724-1657
Email
brandi.kubala@cuanschutz.edu
First Name & Middle Initial & Last Name & Degree
Michele Baloneque Siqueira
Phone
303-724-1662
Email
michele.balonequesiqueira@cuanschutz.edu
First Name & Middle Initial & Last Name & Degree
Robert Keith, M.D.
Facility Name
Denver VA Hospital
City
Denver
State/Province
Colorado
ZIP/Postal Code
80220
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Brandi Kubala
Phone
303-724-1657
Email
brandi.kubala@cuanschutz.edu
First Name & Middle Initial & Last Name & Degree
Michele Michele Baloneque Siqueira
Phone
303-724-1662
Email
michele.balonequesiqueira@cuanschutz.edu
First Name & Middle Initial & Last Name & Degree
Robert Keith, MD

12. IPD Sharing Statement

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Nivolumab for the Reversal of Squamous Dysplasia in High Risk Current and Former Smokers

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