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Safety and Feasibility of PD-1 Blockade in the Treatment of dMMR or MSI-H Rectal Cancer

Primary Purpose

Rectal Neoplasms

Status
Recruiting
Phase
Phase 1
Locations
United States
Study Type
Interventional
Intervention
Pembrolizumab
External beam radiation
Capecitabine
Sponsored by
Case Comprehensive Cancer Center
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Rectal Neoplasms

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Must have confirmed rectal adenocarcinoma Defined as, MRI based clinical stage II (T3-4, N0), stage III (T1-4, N+), or oligometastatic locally advanced stage IV that are candidates for curative surgery
  • Tumor location at and/or below the peritoneal reflection on MRI.
  • Review and discussion at multidisciplinary tumor board with consensus recommendation for neoadjuvant chemoradiation followed by curative-intent surgery. Documented in EPIC tumor board.
  • MMR-deficiency confirmed on immunohistochemistry or MSI status confirmed by PCR.
  • ECOG Performance status 0-1
  • Life expectancy of ≥ 6 months, in the opinion of and as documented by the treating physician.
  • Must have normal organ and marrow function as defined below:

    • Hemoglobin ≥ 8.0 g/dL
    • Leukocytes ≥ 3,000/k/uL
    • Absolute neutrophil count ≥ 1,500/k/uL
    • Platelet count ≥ 100,000/k/uL
    • Total bilirubin ≤ 1.3 x institutional upper limit of normal (ULN)
    • AST (SGOT) ≤ 2.5 x institutional upper limit of normal (ULN)
    • ALT (SGPT) ≤ 2.5 x institutional upper limit of normal (ULN)
  • Must have the ability to understand and the willingness to sign a written informed consent document.

Exclusion Criteria:

  • Prior treatment for rectal cancer or prior radiation for other diagnoses to the expected rectal cancer treatment fields.
  • Participants receiving any other investigational agents.
  • Unresectable primary tumor or unresectable metastatic disease as determined by imaging.
  • History of allergic reactions attributed to compounds of similar chemical or biologic composition to Pembrolizumab or other agents used in this study.
  • Participants with uncontrolled intercurrent illness including, but not limited to:

    • Ongoing or active infection
    • Known history of pneumonitis
    • Symptomatic congestive heart failure
    • Unstable angina pectoris
    • Cardiac arrhythmia
    • Psychiatric illness/social situations that would limit compliance with study requirements.
  • Pregnant or lactating females.
  • Female participants who:

    • Are postmenopausal for at least 1 year before the screening visit, OR
    • Are surgically sterile, OR
    • Agree to practice true abstinence from heterosexual contact or agree to use effective contraception without interruption during the study therapy and 90 days after the last dose
  • Male participants who: Are surgically sterile, OR Agree to practice true abstinence from heterosexual contact or agree to use effective contraception without interruption during the study therapy and 90 days after the last dose
  • HIV-positive participants on combination antiretroviral therapy, participants with active Hepatitis B or C, active tuberculosis, or administration of live vaccine within 30 days of planned start of study therapy will be excluded.
  • Participants with a diagnosis of immunodeficiency, active autoimmune disease (including inflammatory bowel disease) or those receiving immunosuppressive therapy within 7 days (other than Prednisone ≤ 5mg daily) prior to the planned start of study treatment will be excluded.

Sites / Locations

  • Cleveland Clinic, Case Comprehensive Cancer CenterRecruiting

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Pembrolizumab

Arm Description

Experimental pembrolizumab and SOC external beam radiation and capecitabine

Outcomes

Primary Outcome Measures

Rate of adverse events (AEs) as defined by the Common Terminology Criteria for Adverse Events (CTCAE) v5.0
Safety endpoint will be defined by rate of AEs as defined by the CTCAE v5.0
Proportion of participants able to complete planned neoadjuvant treatment protocol
Tolerability as defined by proportion of participants that are able to complete the planned neoadjuvant treatment protocol
Feasibility as defined by proportion of participants with any delay in planned surgery of more than 30 days
Feasibility as defined by proportion of participants with any delay in the planned surgery of more than 30 days
Treatment response as measured by AJCC tumor regression grade (TRG)
Treatment response as measured by pathologic assessment of treatment response using the AJCC TRG following surgical resection. AJCC TRG grading ranges from 0-3: 0 (complete response): no viable cancer cells (near complete response): single cells or rare small groups of cancer cells (partial response): residual cancer with evident tumor regression but more than single cells or rare small groups of cancer cells (poor or no response): extensive residual cancer with no evident tumor regression.
Treatment response as measured by MRI tumor regression grade
Treatment response as measured by MRI tumor regression grade. The MRI tumor regression grade uses the following scale: No/minimal fibrosis visible (tiny linear scar) and no tumor signal Dense fibrotic scar (low signal intensity) but no macroscopic tumor signal (indicates no or microscopic tumor) Fibrosis predominates but obvious measurable areas of tumor signal visible Tumor signal predominates with little/minimal fibrosis Tumor signal only: no fibrosis, includes progression of tumor
Treatment response as measured by Carcinoembryonic antigen (CEA) blood test
Treatment response as measured by CEA levels

Secondary Outcome Measures

Full Information

First Posted
April 20, 2020
Last Updated
July 11, 2023
Sponsor
Case Comprehensive Cancer Center
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1. Study Identification

Unique Protocol Identification Number
NCT04357587
Brief Title
Safety and Feasibility of PD-1 Blockade in the Treatment of dMMR or MSI-H Rectal Cancer
Official Title
Neoadjuvant Immunotherapy in Rectal Cancer: A Pilot Study Examining the Safety and Feasibility of PD-1 Blockade in the Treatment of dMMR or MSI-H Rectal Cancer
Study Type
Interventional

2. Study Status

Record Verification Date
July 2023
Overall Recruitment Status
Recruiting
Study Start Date
August 6, 2020 (Actual)
Primary Completion Date
January 1, 2024 (Anticipated)
Study Completion Date
January 1, 2024 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
Case Comprehensive Cancer Center

4. Oversight

Studies a U.S. FDA-regulated Drug Product
Yes
Studies a U.S. FDA-regulated Device Product
No
Product Manufactured in and Exported from the U.S.
Yes
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
Colorectal cancer is the third most common cancer worldwide and the second leading cause of cancer mortality in the United States. The current standard of care (SOC) for locally advanced rectal cancer includes neoadjuvant chemotherapy and radiation followed by surgery. However, great variability exists in patient's response to neoadjuvant chemoradiotherapy with only about 20-25% of patients achieving a complete response while other patients achieve a partial or no treatment response. The purpose of this study is to test the investigational agent, Pembrolizumab, in combination with SOC radiation and Capecitabine (or 5-Fluorouacil) in treatment of patients with mismatch repair deficient locally advanced rectal cancer.
Detailed Description
This study investigates the safety, tolerability, and feasibility of Pembrolizumab, an immunotherapy agent, in combination with SOC radiation and Capecitabine (or 5-Fluorouacil) in treatment of patients with mismatch repair deficient locally advanced rectal cancer. Pembrolizumab is an investigational (experimental) drug that works by enhancing the functional activity of the target lymphocytes (immune cells) to facilitate tumor regression and ultimately immune rejection. Pembrolizumab in combination with radiation and Capcitabine (or 5-Fluorouacil) is experimental because it is not approved by the Food and Drug Administration (FDA) for this specific indication. The primary objective of this study is to determine the safety, tolerability and feasibility of neoadjuvant pembrolizumab in combination with capectiabine (or 5-Fluorouracil ) in the treatment of patients with MMR-d locally advanced rectal cancer The secondary objective of this study is to determine the treatment response in MMR-d rectal cancer patients treated with neoadjuvant chemoradiotherapy and Pembrolizumab.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Rectal Neoplasms

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 1
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
10 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Pembrolizumab
Arm Type
Experimental
Arm Description
Experimental pembrolizumab and SOC external beam radiation and capecitabine
Intervention Type
Drug
Intervention Name(s)
Pembrolizumab
Intervention Description
200 mg intravenously (IV) on days 1, 22, and 43
Intervention Type
Radiation
Intervention Name(s)
External beam radiation
Intervention Description
Daily fractions of 200 cGy, 5 days a week for the first 5 weeks of the study, excluding weekends
Intervention Type
Drug
Intervention Name(s)
Capecitabine
Intervention Description
825 mg/m2 orally twice a day on days where radiation therapy is given
Primary Outcome Measure Information:
Title
Rate of adverse events (AEs) as defined by the Common Terminology Criteria for Adverse Events (CTCAE) v5.0
Description
Safety endpoint will be defined by rate of AEs as defined by the CTCAE v5.0
Time Frame
30 days after intervention
Title
Proportion of participants able to complete planned neoadjuvant treatment protocol
Description
Tolerability as defined by proportion of participants that are able to complete the planned neoadjuvant treatment protocol
Time Frame
45 days after intervention
Title
Feasibility as defined by proportion of participants with any delay in planned surgery of more than 30 days
Description
Feasibility as defined by proportion of participants with any delay in the planned surgery of more than 30 days
Time Frame
115 days after intervention
Title
Treatment response as measured by AJCC tumor regression grade (TRG)
Description
Treatment response as measured by pathologic assessment of treatment response using the AJCC TRG following surgical resection. AJCC TRG grading ranges from 0-3: 0 (complete response): no viable cancer cells (near complete response): single cells or rare small groups of cancer cells (partial response): residual cancer with evident tumor regression but more than single cells or rare small groups of cancer cells (poor or no response): extensive residual cancer with no evident tumor regression.
Time Frame
at time of surgical resection, an average of 10 weeks after radiation
Title
Treatment response as measured by MRI tumor regression grade
Description
Treatment response as measured by MRI tumor regression grade. The MRI tumor regression grade uses the following scale: No/minimal fibrosis visible (tiny linear scar) and no tumor signal Dense fibrotic scar (low signal intensity) but no macroscopic tumor signal (indicates no or microscopic tumor) Fibrosis predominates but obvious measurable areas of tumor signal visible Tumor signal predominates with little/minimal fibrosis Tumor signal only: no fibrosis, includes progression of tumor
Time Frame
4-6 weeks before intervention
Title
Treatment response as measured by Carcinoembryonic antigen (CEA) blood test
Description
Treatment response as measured by CEA levels
Time Frame
4-6 weeks before intervention

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Must have confirmed rectal adenocarcinoma Defined as, MRI based clinical stage II (T3-4, N0), stage III (T1-4, N+), or oligometastatic locally advanced stage IV that are candidates for curative surgery Tumor location at and/or below the peritoneal reflection on MRI. Review and discussion at multidisciplinary tumor board with consensus recommendation for neoadjuvant chemoradiation followed by curative-intent surgery. Documented in EPIC tumor board. MMR-deficiency confirmed on immunohistochemistry or MSI status confirmed by PCR. ECOG Performance status 0-1 Life expectancy of ≥ 6 months, in the opinion of and as documented by the treating physician. Must have normal organ and marrow function as defined below: Hemoglobin ≥ 8.0 g/dL Leukocytes ≥ 3,000/k/uL Absolute neutrophil count ≥ 1,500/k/uL Platelet count ≥ 100,000/k/uL Total bilirubin ≤ 1.3 x institutional upper limit of normal (ULN) AST (SGOT) ≤ 2.5 x institutional upper limit of normal (ULN) ALT (SGPT) ≤ 2.5 x institutional upper limit of normal (ULN) Must have the ability to understand and the willingness to sign a written informed consent document. Exclusion Criteria: Prior treatment for rectal cancer or prior radiation for other diagnoses to the expected rectal cancer treatment fields. Participants receiving any other investigational agents. Unresectable primary tumor or unresectable metastatic disease as determined by imaging. History of allergic reactions attributed to compounds of similar chemical or biologic composition to Pembrolizumab or other agents used in this study. Participants with uncontrolled intercurrent illness including, but not limited to: Ongoing or active infection Known history of pneumonitis Symptomatic congestive heart failure Unstable angina pectoris Cardiac arrhythmia Psychiatric illness/social situations that would limit compliance with study requirements. Pregnant or lactating females. Female participants who: Are postmenopausal for at least 1 year before the screening visit, OR Are surgically sterile, OR Agree to practice true abstinence from heterosexual contact or agree to use effective contraception without interruption during the study therapy and 90 days after the last dose Male participants who: Are surgically sterile, OR Agree to practice true abstinence from heterosexual contact or agree to use effective contraception without interruption during the study therapy and 90 days after the last dose HIV-positive participants on combination antiretroviral therapy, participants with active Hepatitis B or C, active tuberculosis, or administration of live vaccine within 30 days of planned start of study therapy will be excluded. Participants with a diagnosis of immunodeficiency, active autoimmune disease (including inflammatory bowel disease) or those receiving immunosuppressive therapy within 7 days (other than Prednisone ≤ 5mg daily) prior to the planned start of study treatment will be excluded.
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
David Liska, MD
Phone
+1 216-444-9219
Email
LISKAD@ccf.org
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
David Liska, MD
Organizational Affiliation
Cleveland Clinic, Case Comprehensive Cancer Center
Official's Role
Principal Investigator
Facility Information:
Facility Name
Cleveland Clinic, Case Comprehensive Cancer Center
City
Cleveland
State/Province
Ohio
ZIP/Postal Code
44122
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
David Liska, MD
Phone
216-444-9219
Email
LISKAD@ccf.org
First Name & Middle Initial & Last Name & Degree
David Liska, MD

12. IPD Sharing Statement

Plan to Share IPD
Yes
IPD Sharing Plan Description
Individual participant data that underlie the results reported in this article, after deidentification (text, tables, figures, and appendices).
IPD Sharing Time Frame
Beginning 9 months and ending 36 months following article publication
IPD Sharing Access Criteria
Investigators whose proposed use of the data has been approved by an independent review committee ("learned intermediary") identified for this purpose can request the data for meta-analysis by emailing the corresponding author

Learn more about this trial

Safety and Feasibility of PD-1 Blockade in the Treatment of dMMR or MSI-H Rectal Cancer

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