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SEEG-Guided DBS for OCD

Primary Purpose

Obsessive-Compulsive Disorder

Status
Recruiting
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
PMT Stereoencephalography (SEEG)
Vercise Genus™ Deep Brain Stimulation (DBS) System
Sponsored by
Casey H. Halpern, M.D.
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Obsessive-Compulsive Disorder

Eligibility Criteria

22 Years - 65 Years (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria: ≥ 22 years and ≤ 65 years of age, at the time of screening Chronic (> 5 years preceding the date of enrollment) OCD, diagnosed as per the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition guidelines (DSM-5) Presence of obsessions, compulsions, or both Time-consuming obsessions and compulsions that take more than one hour a day or cause clinically significant distress or impairment in social, occupational, or other important areas of functioning Obsessive-compulsive symptoms that are not attributable to the physiological effects of a substance (e.g. a drug of abuse, a medication) or another medical condition Disturbance not better explained by the symptoms of another mental disorder listed in the DSM-5 Severe OCD symptoms, as defined by Y-BOCS I score of ≥ 28, within two weeks prior to enrollment Lack of adequate response to a history of the following treatments, based on information from any of the following: (a) the current treating physician and/or psychologist; (b) medical records or other forms of communication from previous healthcare providers; and (c) pharmacy records, as determined by the Principal Investigator Adequate trial of ≥ 2 selective serotonin reuptake inhibitors (SSRIs) for an adequate duration at the maximum dose recommended for OCD or at the maximally-tolerated dose according to the FDA-approved package labeling Adequate trial of ≥ 1 augmentation trial using an antipsychotic medication Adequate trial of clomipramine, either as monotherapy or as an augmentation therapy, unless medically contradicted Adequate trials of cognitive behavior therapy-based Exposure and Response Prevention (ERP) Willingness and ability to remain on the same daily dose of any and all scheduled psychotropic medication(s) for at least 8 weeks prior to study enrollment and for the duration of the trial, in the opinion of the Principal Investigator Willingness and ability to discontinue any psychotherapeutic behavioral intervention therapy (e.g. CBT) until the maintenance stage, if determined safe by the research/study psychiatrist Study participation in the prospective subject's best psychiatric interest, as determined by the research/study psychiatrist and based on a comprehensive assessment that includes the following: (a) detailed psychiatric history; (b) examination of the mental status; (c) review of psychiatric assessment measures obtained to determine eligibility, as applicable; (d) review of previous medical records for a minimum of 2 years prior to enrollment, or as applicable; and (e) consideration of the potential benefits versus risks of study participation Agreement to being evaluated by a licensed psychiatrist and/or psychologist at regular intervals, as required by the schedule of events, for the duration of study participation Living within 6 hours of driving distance from study sites and no plan of relocation for at least the duration of the trial (approximately 18-24 months), as reported by the prospective subject or a family member Adequate social support, including but not limited to, stable housing and two family members and/or friends, who are identified as a verifiable emergency contacts Willingness and ability to provide at least two verifiable contacts for emergency purposes and to permit verification of emergency contacts by research staff before all study visits and as needed, at the discretion of the Principal Investigator Ability to understand procedure-related instructions and to complete study assessments in English, in the opinion of the Principal Investigator Willingness and ability to comply with protocol requirements (e.g. procedure visits, treatment schedule, follow-up visit schedule, evaluations, etc.), in the opinion of the Principal Investigator Willingness and ability to provide written agreement to allow any and all forms of communication between the research team and treating clinician(s) Willingness and ability to provide informed consent, in the opinion of the Principal Investigator Exclusion Criteria: Diagnosed, according to the Mini International Neuropsychiatric Interview (MINI), as suffering from any other primary psychiatric diagnosis defined in the DSM-5, including Hoarding Disorder In the opinion of the Principal Investigator and relative to the date of enrollment, (a) current or past diagnosis of, or medical history/records suggestive of, a DSM-5 defined Personality Disorder, considered to be severe; or (b) history of hospitalization because of Borderline Personality Disorder Present clinical secondary diagnosis of any of the following, as defined in the DSM-5 and based on the MINI and the psychiatric evaluation: Bipolar I Disorder or Bipolar II Disorder Anorexia Nervosa, Bulimia Nervosa, or Binge Eating Disorder Psychotic Disorder or Mood Disorder with psychotic features Current suicidal risk, as determined by the research/study psychiatrist using the brief mental status exam and the psychiatric interview (including the Columbia Suicide Severity Rating Scale [C-SSRS]), or significant suicide risk, defined as Hamilton Depression Rating Scale (HDRS-21) Item 3 score of ≥ 3 or any lifetime history of suicide attempt a. Subjects who answer 'Yes' to questions 3, 4, or 5 of the C-SSRS will be excluded. Treatment, within 24 months of screening, for any of the following: dependency on, addiction to, use of, abuse of, or overuse of any illicit substance(s), including alcohol, but not including nicotine or caffeine History of head trauma associated with any of the following: Loss of consciousness for > 5 minutes A residual effect(s) that failed to resolve completely at least 1 year prior to the date of screening An abnormality on a neuroimaging study (MRI, CT Scan) that was/is attributable to the head trauma > 1 head injury within the past 2 years which were diagnosed as a concussion, concussive-type or traumatic brain injury (TBI), according to medical records or as reported by the prospective subject or a family member Any of the following permanent implants: Cardiac implant (e.g. pacemaker or any intracardiac lines, implanted neurostimulators, shunts) Brain implant (e.g. intracranial implant, aneurysm clips, shunts, stimulators, cochlear implants, or electrodes) Implanted medical pumps Diathermy treatments requirement for any reason Hearing loss that, in the opinion of the Principal Investigator, an audiologist, or a treating physician, is likely to affect the subject's ability to comply with all of the requirements of the study or may affect the integrity of the study data Any metal or metallic particles anywhere in the head, except in the inside of the mouth Pregnancy, at the time of screening or during the course of the study (i.e. 3 years) a. Acceptable methods of contraception include the following: i. Established use of oral, injected or implanted contraceptives ii. Placement of an intrauterine device (IUD) or an intrauterine system (IUS) iii. Female sterilization (e.g. surgical bilateral oophorectomy with or without hysterectomy, total hysterectomy, tubal ligation) iv. Male sterilization, with the appropriate post-vasectomy documentation of the absence of sperm in the ejaculate v. True abstinence, when in line with the preferred and usual lifestyle of the subject b. Barrier methods of contraception, such as a condom, a diaphragm, or cervical/vault caps with spermicidal foam/gel/film/cream/suppository, and rhythm methods of contraception, although encouraged, alone are not considered acceptable forms or contraception. History of involuntary movements, in the opinion of the Principal Investigator or a neuro-radiologist History of excessive or prolonged bleeding and/or any of the following: INR of > 1.8 Prolonged activated partial thromboplastin time (aPTT) of ≥ 45 sec Platelet count of < 75×100/L Allergy to gadolinium Inability to safely and successfully undergo an MRI or a CT Scan Any past or present medical condition, disease, disorder, or injury that, in the opinion of the Principal Investigator, may reduce or hinder the subject's ability to fully comply with all study requirements for the duration of the study or may impact, compromise, or affect the integrity of the data or the results of the study Current participation in other research that may potentially interfere with DBS study objectives or with the ability to follow the timeline of this study, as determined by the Principal Investigator

Sites / Locations

  • University of California
  • University of PennsylvaniaRecruiting

Arms of the Study

Arm 1

Arm 2

Arm Type

Experimental

Sham Comparator

Arm Label

SEEG Guided DBS ON-OFF (Stimulation-Sham)

SEEG Guided DBS OFF-ON (Sham-Stimulation)

Arm Description

Patients in the ON-OFF arm will first be treated for up to 12 weeks with the parameters identified during the DBS optimization phase until the washout period.

Patients in the OFF-ON will have their devices turned off and will not have their device switched on (activated) until the crossover point.

Outcomes

Primary Outcome Measures

Primary Feasibility Endpoint #1 - OCD Relevant Network
Percentage of patients in which an OCD relevant network can be identified during SEEG Stage 1
Primary Feasibility Endpoint #2 - Stimulation Target That Acutely Improves OCD Symptoms
Percentage of patients in which we can identify a stimulation target that acutely improves OCD symptoms during SEEG Stage 1
Primary Feasibility Endpoint #3 - Willingness to Continue with DBS Stage 2
Percentage of patients willing and able to continue with the DBS Stage 2 after completing the SEEG Stage 1
Primary Feasibility Endpoint #4 - Acute Symptomatic Improvement
Percentage of implanted DBS sites associated with both acute symptomatic improvement during the SEEG Stage 1 and therapeutic benefit during the DBS Stage 2.
Primary Efficacy Endpoint - Treatment Response
Treatment response, determined by the difference in Y-BOCS II score between the active stimulation (ON) condition and sham control (OFF) condition
Primary Safety Endpoint - Serious Adverse Events
Number and type of serious adverse events in this SEEG-guided 4-lead DBS approach compared to conventional DBS for OCD.

Secondary Outcome Measures

Full Information

First Posted
October 14, 2022
Last Updated
June 8, 2023
Sponsor
Casey H. Halpern, M.D.
Collaborators
University of California, San Francisco
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1. Study Identification

Unique Protocol Identification Number
NCT05623306
Brief Title
SEEG-Guided DBS for OCD
Official Title
A Double-Blinded, Randomized, Crossover Trial of Stereoencephalography- Guided Multi-Lead Deep Brain Stimulation for Treatment-Refractory Obsessive- Compulsive Disorder (SEEG-Guided DBS for OCD)
Study Type
Interventional

2. Study Status

Record Verification Date
June 2023
Overall Recruitment Status
Recruiting
Study Start Date
April 6, 2023 (Actual)
Primary Completion Date
March 1, 2025 (Anticipated)
Study Completion Date
January 1, 2027 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor-Investigator
Name of the Sponsor
Casey H. Halpern, M.D.
Collaborators
University of California, San Francisco

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
Yes
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
This is a dual-site, double-blinded, randomized, crossover study design for SEEG-guided 4-lead DBS for treatment-refractory OCD, followed by open label stimulation for an additional 6 months. The study will be conducted in 3 stages: Stage 1 will consist of SEEG brain mapping and optimization of stimulation parameters. Stage 2 will consist of DBS surgery and further optimization of stimulation parameters. Stage 3 will be randomized, crossover treatment, followed by open label treatment.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Obsessive-Compulsive Disorder

7. Study Design

Primary Purpose
Treatment
Study Phase
Not Applicable
Interventional Study Model
Crossover Assignment
Model Description
Stage 1: Invasive SEEG Monitoring and Recovery Stage 2: SEEG-guided DBS Implantation and Optimization of DBS Programming Stage 3: Randomized Sham-controlled Crossover Trial
Masking
ParticipantCare ProviderInvestigator
Allocation
Randomized
Enrollment
10 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
SEEG Guided DBS ON-OFF (Stimulation-Sham)
Arm Type
Experimental
Arm Description
Patients in the ON-OFF arm will first be treated for up to 12 weeks with the parameters identified during the DBS optimization phase until the washout period.
Arm Title
SEEG Guided DBS OFF-ON (Sham-Stimulation)
Arm Type
Sham Comparator
Arm Description
Patients in the OFF-ON will have their devices turned off and will not have their device switched on (activated) until the crossover point.
Intervention Type
Device
Intervention Name(s)
PMT Stereoencephalography (SEEG)
Intervention Description
For Stage 1 of this study, we will be implanting depth electrodes to record stereoencephalography across a network of brain regions.
Intervention Type
Device
Intervention Name(s)
Vercise Genus™ Deep Brain Stimulation (DBS) System
Intervention Description
For Stages 2 and 3 of this study, we intend to use the DBS system to treat patients with severe symptoms of chronic, treatment-refractory OCD by targeting stimulation to sites that have been determined to have therapeutic benefit during our SEEG Invasive Monitoring phase.
Primary Outcome Measure Information:
Title
Primary Feasibility Endpoint #1 - OCD Relevant Network
Description
Percentage of patients in which an OCD relevant network can be identified during SEEG Stage 1
Time Frame
14 days
Title
Primary Feasibility Endpoint #2 - Stimulation Target That Acutely Improves OCD Symptoms
Description
Percentage of patients in which we can identify a stimulation target that acutely improves OCD symptoms during SEEG Stage 1
Time Frame
14 days
Title
Primary Feasibility Endpoint #3 - Willingness to Continue with DBS Stage 2
Description
Percentage of patients willing and able to continue with the DBS Stage 2 after completing the SEEG Stage 1
Time Frame
Day 14
Title
Primary Feasibility Endpoint #4 - Acute Symptomatic Improvement
Description
Percentage of implanted DBS sites associated with both acute symptomatic improvement during the SEEG Stage 1 and therapeutic benefit during the DBS Stage 2.
Time Frame
Approximately 60 weeks
Title
Primary Efficacy Endpoint - Treatment Response
Description
Treatment response, determined by the difference in Y-BOCS II score between the active stimulation (ON) condition and sham control (OFF) condition
Time Frame
Up to 24 weeks
Title
Primary Safety Endpoint - Serious Adverse Events
Description
Number and type of serious adverse events in this SEEG-guided 4-lead DBS approach compared to conventional DBS for OCD.
Time Frame
Approximately 4 years

10. Eligibility

Sex
All
Minimum Age & Unit of Time
22 Years
Maximum Age & Unit of Time
65 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: ≥ 22 years and ≤ 65 years of age, at the time of screening Chronic (> 5 years preceding the date of enrollment) OCD, diagnosed as per the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition guidelines (DSM-5) Presence of obsessions, compulsions, or both Time-consuming obsessions and compulsions that take more than one hour a day or cause clinically significant distress or impairment in social, occupational, or other important areas of functioning Obsessive-compulsive symptoms that are not attributable to the physiological effects of a substance (e.g. a drug of abuse, a medication) or another medical condition Disturbance not better explained by the symptoms of another mental disorder listed in the DSM-5 Severe OCD symptoms, as defined by Y-BOCS I score of ≥ 28, within two weeks prior to enrollment Lack of adequate response to a history of the following treatments, based on information from any of the following: (a) the current treating physician and/or psychologist; (b) medical records or other forms of communication from previous healthcare providers; and (c) pharmacy records, as determined by the Principal Investigator Adequate trial of ≥ 2 selective serotonin reuptake inhibitors (SSRIs) for an adequate duration at the maximum dose recommended for OCD or at the maximally-tolerated dose according to the FDA-approved package labeling Adequate trial of ≥ 1 augmentation trial using an antipsychotic medication Adequate trial of clomipramine, either as monotherapy or as an augmentation therapy, unless medically contradicted Adequate trials of cognitive behavior therapy-based Exposure and Response Prevention (ERP) Willingness and ability to remain on the same daily dose of any and all scheduled psychotropic medication(s) for at least 8 weeks prior to study enrollment and for the duration of the trial, in the opinion of the Principal Investigator Willingness and ability to discontinue any psychotherapeutic behavioral intervention therapy (e.g. CBT) until the maintenance stage, if determined safe by the research/study psychiatrist Study participation in the prospective subject's best psychiatric interest, as determined by the research/study psychiatrist and based on a comprehensive assessment that includes the following: (a) detailed psychiatric history; (b) examination of the mental status; (c) review of psychiatric assessment measures obtained to determine eligibility, as applicable; (d) review of previous medical records for a minimum of 2 years prior to enrollment, or as applicable; and (e) consideration of the potential benefits versus risks of study participation Agreement to being evaluated by a licensed psychiatrist and/or psychologist at regular intervals, as required by the schedule of events, for the duration of study participation Living within 6 hours of driving distance from study sites and no plan of relocation for at least the duration of the trial (approximately 18-24 months), as reported by the prospective subject or a family member Adequate social support, including but not limited to, stable housing and two family members and/or friends, who are identified as a verifiable emergency contacts Willingness and ability to provide at least two verifiable contacts for emergency purposes and to permit verification of emergency contacts by research staff before all study visits and as needed, at the discretion of the Principal Investigator Ability to understand procedure-related instructions and to complete study assessments in English, in the opinion of the Principal Investigator Willingness and ability to comply with protocol requirements (e.g. procedure visits, treatment schedule, follow-up visit schedule, evaluations, etc.), in the opinion of the Principal Investigator Willingness and ability to provide written agreement to allow any and all forms of communication between the research team and treating clinician(s) Willingness and ability to provide informed consent, in the opinion of the Principal Investigator Exclusion Criteria: Diagnosed, according to the Mini International Neuropsychiatric Interview (MINI), as suffering from any other primary psychiatric diagnosis defined in the DSM-5, including Hoarding Disorder In the opinion of the Principal Investigator and relative to the date of enrollment, (a) current or past diagnosis of, or medical history/records suggestive of, a DSM-5 defined Personality Disorder, considered to be severe; or (b) history of hospitalization because of Borderline Personality Disorder Present clinical secondary diagnosis of any of the following, as defined in the DSM-5 and based on the MINI and the psychiatric evaluation: Bipolar I Disorder or Bipolar II Disorder Anorexia Nervosa, Bulimia Nervosa, or Binge Eating Disorder Psychotic Disorder or Mood Disorder with psychotic features Current suicidal risk, as determined by the research/study psychiatrist using the brief mental status exam and the psychiatric interview (including the Columbia Suicide Severity Rating Scale [C-SSRS]), or significant suicide risk, defined as Hamilton Depression Rating Scale (HDRS-21) Item 3 score of ≥ 3 or any lifetime history of suicide attempt a. Subjects who answer 'Yes' to questions 3, 4, or 5 of the C-SSRS will be excluded. Treatment, within 24 months of screening, for any of the following: dependency on, addiction to, use of, abuse of, or overuse of any illicit substance(s), including alcohol, but not including nicotine or caffeine History of head trauma associated with any of the following: Loss of consciousness for > 5 minutes A residual effect(s) that failed to resolve completely at least 1 year prior to the date of screening An abnormality on a neuroimaging study (MRI, CT Scan) that was/is attributable to the head trauma > 1 head injury within the past 2 years which were diagnosed as a concussion, concussive-type or traumatic brain injury (TBI), according to medical records or as reported by the prospective subject or a family member Any of the following permanent implants: Cardiac implant (e.g. pacemaker or any intracardiac lines, implanted neurostimulators, shunts) Brain implant (e.g. intracranial implant, aneurysm clips, shunts, stimulators, cochlear implants, or electrodes) Implanted medical pumps Diathermy treatments requirement for any reason Hearing loss that, in the opinion of the Principal Investigator, an audiologist, or a treating physician, is likely to affect the subject's ability to comply with all of the requirements of the study or may affect the integrity of the study data Any metal or metallic particles anywhere in the head, except in the inside of the mouth Pregnancy, at the time of screening or during the course of the study (i.e. 3 years) a. Acceptable methods of contraception include the following: i. Established use of oral, injected or implanted contraceptives ii. Placement of an intrauterine device (IUD) or an intrauterine system (IUS) iii. Female sterilization (e.g. surgical bilateral oophorectomy with or without hysterectomy, total hysterectomy, tubal ligation) iv. Male sterilization, with the appropriate post-vasectomy documentation of the absence of sperm in the ejaculate v. True abstinence, when in line with the preferred and usual lifestyle of the subject b. Barrier methods of contraception, such as a condom, a diaphragm, or cervical/vault caps with spermicidal foam/gel/film/cream/suppository, and rhythm methods of contraception, although encouraged, alone are not considered acceptable forms or contraception. History of involuntary movements, in the opinion of the Principal Investigator or a neuro-radiologist History of excessive or prolonged bleeding and/or any of the following: INR of > 1.8 Prolonged activated partial thromboplastin time (aPTT) of ≥ 45 sec Platelet count of < 75×100/L Allergy to gadolinium Inability to safely and successfully undergo an MRI or a CT Scan Any past or present medical condition, disease, disorder, or injury that, in the opinion of the Principal Investigator, may reduce or hinder the subject's ability to fully comply with all study requirements for the duration of the study or may impact, compromise, or affect the integrity of the data or the results of the study Current participation in other research that may potentially interfere with DBS study objectives or with the ability to follow the timeline of this study, as determined by the Principal Investigator
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Nida Firdous, MD, MS
Phone
2158296720
Email
nida.firdous@pennmedicine.upenn.edu
Facility Information:
Facility Name
University of California
City
San Francisco
State/Province
California
ZIP/Postal Code
94143
Country
United States
Individual Site Status
Not yet recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Tenzin Norbu, CRC
Phone
415-502-5472
Email
Tenzin.Norbu@ucsf.edu
First Name & Middle Initial & Last Name & Degree
Andrew Moses Lee, MD, PhD
Facility Name
University of Pennsylvania
City
Philadelphia
State/Province
Pennsylvania
ZIP/Postal Code
19106
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Nida Firdous
Phone
215-829-6720
Email
nida.firdous@pennmedicine.upenn.edu
First Name & Middle Initial & Last Name & Degree
Marie Kerr
Phone
215-829-6720
Email
Marie.Kerr@pennmedicine.upenn.edu

12. IPD Sharing Statement

Plan to Share IPD
Yes

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SEEG-Guided DBS for OCD

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