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T-DM1+Pertuzumab in Pre-OP Early-Stage HER2+ BRCA

Primary Purpose

HER-2 Positive Breast Cancer, Breast Cancer, Stage II Breast Cancer

Status
Active
Phase
Phase 2
Locations
United States
Study Type
Interventional
Intervention
T-DM1
Pertuzumab
Excision of tumor/mastectomy
Sponsored by
Dana-Farber Cancer Institute
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for HER-2 Positive Breast Cancer

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Patients must have HER2-positive Stage II or III histologically confirmed invasive carcinoma of the breast. A minimum tumor size of 2 cm determined by physical exam or imaging is required.
  • HER-2 positive, confirmed by central testing (Clarient labs): IHC 3+ and/or FISH positive based on one of the three following criteria:
  • Single-probe average HER2 copy number≥6.0 signals/cell OR
  • Dual-probe HER2/CEP17 <2.0 with an average HER2 copy number ≥6.0 signals/cell OR
  • Dual-probe HER2/CEP17 ratio ≥2.0
  • ER/PR determination is required.
  • Bilateral breast cancers are allowed if both cancers are HER2-positive.
  • Patients with multifocal or multicentric disease are eligible as long as one area meets eligibility criteria.
  • Breast imaging should include the ipsilateral axilla. For subjects with a clinically negative axilla, a sentinel lymph node biopsy will be performed either before or after preoperative therapy at the discretion of the subject's physicians. For subjects with a clinically positive axilla, a needle aspiration, core biopsy or SLN procedure will be performed to determine the presence of metastatic disease in the lymph nodes.
  • Men and women (with any menopausal status) ≥ 18 years of age
  • ECOG performance status 0 or 1
  • Required laboratory values:

    • ANC ≥1500/mm3
    • Hemoglobin ≥ 9 g/dl
    • Platelets ≥100,000/mm3
    • Serum creatinine < 1.5 X ULN (institutional)
    • Total bilirubin ≤ 1.0 X ULN (institutional) For patients with Gilbert syndrome, the direct bilirubin should be within the institutional normal range.
    • AST and ALT ≤ 1.5x ULN (institutional)
    • Alkaline phosphatase ≤1.5x ULN (institutional)
  • Documentation of hepatitis B virus (HBV) and hepatitis C virus (HCV) serologies is required: this includes hepatitis B surface antigen (HBsAg) and/or total hepatitis B core antibody (HBcAb) in addition to HCV antibody testing.
  • Only for patients who test positive for hep B/C virus: PTT/INR < ULN (institutional)
  • Left ventricular ejection fraction (LVEF) ≥ 55%
  • Premenopausal women must have a negative serum pregnancy test, including women who have had a tubal ligation and for women less than 12 months after the onset of menopause.
  • Women of childbearing potential and men with partners of childbearing potential must be willing to use one highly effective form of non-hormonal contraception or two effective forms of non-hormonal contraception by the patient and/or partner and continue its use for the duration of the study treatment and for 7 months after the last dose of study treatment.
  • Potent CYP3A4 inhibitors, such as ketoconazole and erythromycin, should be avoided during the study treatment period with T-DM1.
  • Excessive alcohol intake should be avoided (occasional use is permitted).
  • Patients with a history of ipsilateral DCIS are eligible.
  • Patients undergoing breast conservation therapy (i.e. lumpectomy) must not have any contraindications to radiation therapy.
  • Willing and able to sign informed consent.
  • Willing to provide tissue for research purposes.

Exclusion Criteria:

  • Pregnant or nursing women due to the teratogenic potential of the study drugs.
  • Active, unresolved infection.
  • Receipt of intravenous antibiotics for infection within 7 days prior to enrollment.
  • Patients with active liver disease, for example, due to hepatitis B virus, hepatitis C virus, autoimmune hepatic disorder, or sclerosing cholangitis.
  • Uncontrolled hypertension (systolic >180 mm Hg and/or diastolic >100 mm Hg) or clinically significant (i.e. active) cardiovascular disease: cerebrovascular accident/stroke or myocardial infarction within 6 months prior to first study medication, unstable angina, congestive heart failure (CHF) of New York Heart Association (NYHA) Grade II or higher, or serious cardiac arrhythmia requiring medication.
  • Significant symptoms (Grade ≥2) peripheral neuropathy.
  • Other concurrent serious diseases that may interfere with planned treatment, including severe pulmonary conditions/illness, uncontrolled infections, uncontrolled diabetes.
  • Any prior treatment for the current breast cancer, including chemotherapy, hormonal therapy, radiation or experimental therapy.

Sites / Locations

  • Massachusetts General Hospital
  • Dana Farber Cancer Institute
  • Tennessee Oncology/Sarah Cannon Research Institute
  • Vanderbilt-Ingram Cancer Center

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

T-DM1 and Pertuzumab

Arm Description

T-DM1 3.6 mg per kg of body weight via IV every 3 weeks for 6 doses and Pertuzumab loading dose of 840 mg via IV on Cycle 1 Day 1 followed by maintenance dose of 420 mg via IV every 3 weeks for 6 doses. Excision of tumor/mastectomy of biopsy residual tumor within 42 days of the last cycle of therapy.

Outcomes

Primary Outcome Measures

Rate of Pathologic Complete Response (pCR) by HER2 Amplification Status Non-Heterogeneous
The rate of pCR is the percentage of participants with Residual Cancer Burden (RCB)=0 as defined by established guidelines (Symmans et al. JCO 2007; M.D Anderson http://www.mdanderson.org/breastcancer_RCB). Per Response Evaluation Criteria In Solid Tumors Criteria (RECIST v1.0) for target lesions and assessed by MRI: Complete Response (CR), Disappearance of all target lesions; Partial Response (PR), >=30% decrease in the sum of the longest diameter of target lesions; Overall Response (OR) = CR + PR.

Secondary Outcome Measures

Rate of Pathologic Complete Response (pCR)
The rate of pCR is the percentage of participants with Residual Cancer Burden (RCB)=0 as defined by established guidelines (Symmans et al. JCO 2007; M.D Anderson http://www.mdanderson.org/breastcancer_RCB).
Hormone Receptor (HR) Status by HER2 Amplification Status
HR status classified by estrogen receptor (ER) and/or progesterone receptor (ER) positive versus ER negative and PR negative determined by immunohistochemical methods according to the local institution's standard protocol.
Median Disease-Free Survival
Disease-free survival (DFS) based on the Kaplan-Meier method is defined as the duration of time from study entry to the occurrence of the first of the following events: local/regional recurrence, contralateral invasive breast cancer, distant recurrence or death from any cause. In situ cancer is not included as DFS event. Participants alive without an event are censored at date of last disease assessment.
Median Overall Survival
Overall survival (OS) based on Kaplan-Meier methods is defined as the interval from the date of registration to death from any cause. Patients are censored at date last known alive.
Clinical Response Rate (Complete Response)
Clinical response rate was defined as the percentage of participants achieving complete response (CR) based on RECIST 1.1 criteria on treatment up to surgery. Per RECIST 1.1 for target lesions: CR is complete disappearance of all target lesions
Clinical Response Rate (Partial Response)
Clinical response rate was defined as the percentage of participants achieving partial response (PR) based on RECIST 1.1 criteria on treatment up to surgery. Per RECIST 1.1 for target lesions: PR is at least a 30% decrease in the sum of longest diameter (LD) of target lesions, taking as reference baseline sum LD.
Number of Participants With a Dose Reduction
Number of participants with ever having dose reduction on neoadjuvant therapy up to surgery.
Treatment-Emergent Fatigue Rate
Treatment-emergent fatigue rate is the percentage of participants who experienced grade 1-2 fatigue based on the Common Toxicity Criteria for Adverse Events (CTCAE) version 4.0 as reported on the adverse event case report form. CTCAE severity scale ranges from 0 (none) to 5 (death): Grade 1=mild and Grade 2=moderate.

Full Information

First Posted
December 15, 2014
Last Updated
June 12, 2023
Sponsor
Dana-Farber Cancer Institute
Collaborators
Genentech, Inc.
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1. Study Identification

Unique Protocol Identification Number
NCT02326974
Brief Title
T-DM1+Pertuzumab in Pre-OP Early-Stage HER2+ BRCA
Official Title
The Impact of HER2 Heterogeneity on the Treatment of Early-stage HER2-positive Breast Cancer: a Phase II Study of T-DM1 in Combination With Pertuzumab in the Preoperative Setting
Study Type
Interventional

2. Study Status

Record Verification Date
June 2023
Overall Recruitment Status
Active, not recruiting
Study Start Date
January 2015 (Actual)
Primary Completion Date
June 2018 (Actual)
Study Completion Date
January 2028 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Principal Investigator
Name of the Sponsor
Dana-Farber Cancer Institute
Collaborators
Genentech, Inc.

4. Oversight

Data Monitoring Committee
Yes

5. Study Description

Brief Summary
This research study is studying a combination of drugs as a possible treatment for breast cancer that has tested positive for a protein called HER2. The names of the study interventions involved in this study are: Trastuzumab emtansine (also called T-DM1) Pertuzumab
Detailed Description
This research study is a Phase II clinical trial. Phase II clinical trials test the safety and effectiveness of an investigational intervention to learn whether the intervention works in treating a specific disease. "Investigational" means that the intervention is being studied. The FDA (the U.S. Food and Drug Administration) has not approved T-DM1 for pre-operative use in breast cancer but it has been approved for other uses in breast cancer. The FDA has approved pertuzumab as a pre-operative treatment.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
HER-2 Positive Breast Cancer, Breast Cancer, Stage II Breast Cancer, Stage III Breast Cancer

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
164 (Actual)

8. Arms, Groups, and Interventions

Arm Title
T-DM1 and Pertuzumab
Arm Type
Experimental
Arm Description
T-DM1 3.6 mg per kg of body weight via IV every 3 weeks for 6 doses and Pertuzumab loading dose of 840 mg via IV on Cycle 1 Day 1 followed by maintenance dose of 420 mg via IV every 3 weeks for 6 doses. Excision of tumor/mastectomy of biopsy residual tumor within 42 days of the last cycle of therapy.
Intervention Type
Drug
Intervention Name(s)
T-DM1
Other Intervention Name(s)
Kadcyla
Intervention Description
Neoadjuvant treatment is for a total of 18 weeks.
Intervention Type
Drug
Intervention Name(s)
Pertuzumab
Other Intervention Name(s)
Perjeta
Intervention Description
Neoadjuvant treatment is for a total of 18 weeks.
Intervention Type
Procedure
Intervention Name(s)
Excision of tumor/mastectomy
Intervention Description
Definitive breast cancer surgery (excision or mastectomy) marks the end of protocol mandated therapy.
Primary Outcome Measure Information:
Title
Rate of Pathologic Complete Response (pCR) by HER2 Amplification Status Non-Heterogeneous
Description
The rate of pCR is the percentage of participants with Residual Cancer Burden (RCB)=0 as defined by established guidelines (Symmans et al. JCO 2007; M.D Anderson http://www.mdanderson.org/breastcancer_RCB). Per Response Evaluation Criteria In Solid Tumors Criteria (RECIST v1.0) for target lesions and assessed by MRI: Complete Response (CR), Disappearance of all target lesions; Partial Response (PR), >=30% decrease in the sum of the longest diameter of target lesions; Overall Response (OR) = CR + PR.
Time Frame
Evaluate upon completion of breast surgery, up to approximately 24 weeks from study enrollment.
Secondary Outcome Measure Information:
Title
Rate of Pathologic Complete Response (pCR)
Description
The rate of pCR is the percentage of participants with Residual Cancer Burden (RCB)=0 as defined by established guidelines (Symmans et al. JCO 2007; M.D Anderson http://www.mdanderson.org/breastcancer_RCB).
Time Frame
Evaluate upon completion of breast surgery, up to approximately 24 weeks from study enrollment.
Title
Hormone Receptor (HR) Status by HER2 Amplification Status
Description
HR status classified by estrogen receptor (ER) and/or progesterone receptor (ER) positive versus ER negative and PR negative determined by immunohistochemical methods according to the local institution's standard protocol.
Time Frame
Day 0 (baseline/at study entry)
Title
Median Disease-Free Survival
Description
Disease-free survival (DFS) based on the Kaplan-Meier method is defined as the duration of time from study entry to the occurrence of the first of the following events: local/regional recurrence, contralateral invasive breast cancer, distant recurrence or death from any cause. In situ cancer is not included as DFS event. Participants alive without an event are censored at date of last disease assessment.
Time Frame
Post-surgery follow-up of disease and survival occurs every 6 months for 5 years and annually until year 10.
Title
Median Overall Survival
Description
Overall survival (OS) based on Kaplan-Meier methods is defined as the interval from the date of registration to death from any cause. Patients are censored at date last known alive.
Time Frame
Post-surgery follow-up of disease and survival occurs every 6 months for 5 years and annually until year 10.
Title
Clinical Response Rate (Complete Response)
Description
Clinical response rate was defined as the percentage of participants achieving complete response (CR) based on RECIST 1.1 criteria on treatment up to surgery. Per RECIST 1.1 for target lesions: CR is complete disappearance of all target lesions
Time Frame
Evaluate upon completion of neoadjuvant therapy, up to approximately 18 weeks from study enrollment.
Title
Clinical Response Rate (Partial Response)
Description
Clinical response rate was defined as the percentage of participants achieving partial response (PR) based on RECIST 1.1 criteria on treatment up to surgery. Per RECIST 1.1 for target lesions: PR is at least a 30% decrease in the sum of longest diameter (LD) of target lesions, taking as reference baseline sum LD.
Time Frame
Evaluate upon completion of neoadjuvant therapy, up to approximately 18 weeks from study enrollment.
Title
Number of Participants With a Dose Reduction
Description
Number of participants with ever having dose reduction on neoadjuvant therapy up to surgery.
Time Frame
Evaluate upon completion of neoadjuvant therapy, up to approximately 18 weeks from study enrollment.
Title
Treatment-Emergent Fatigue Rate
Description
Treatment-emergent fatigue rate is the percentage of participants who experienced grade 1-2 fatigue based on the Common Toxicity Criteria for Adverse Events (CTCAE) version 4.0 as reported on the adverse event case report form. CTCAE severity scale ranges from 0 (none) to 5 (death): Grade 1=mild and Grade 2=moderate.
Time Frame
Adverse events are assessed every cycle of neoadjuvant therapy prior to surgery, up to approximately 18 weeks (6 cycles) from study enrollment.

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Patients must have HER2-positive Stage II or III histologically confirmed invasive carcinoma of the breast. A minimum tumor size of 2 cm determined by physical exam or imaging is required. HER-2 positive, confirmed by central testing (Clarient labs): IHC 3+ and/or FISH positive based on one of the three following criteria: Single-probe average HER2 copy number≥6.0 signals/cell OR Dual-probe HER2/CEP17 <2.0 with an average HER2 copy number ≥6.0 signals/cell OR Dual-probe HER2/CEP17 ratio ≥2.0 ER/PR determination is required. Bilateral breast cancers are allowed if both cancers are HER2-positive. Patients with multifocal or multicentric disease are eligible as long as one area meets eligibility criteria. Breast imaging should include the ipsilateral axilla. For subjects with a clinically negative axilla, a sentinel lymph node biopsy will be performed either before or after preoperative therapy at the discretion of the subject's physicians. For subjects with a clinically positive axilla, a needle aspiration, core biopsy or SLN procedure will be performed to determine the presence of metastatic disease in the lymph nodes. Men and women (with any menopausal status) ≥ 18 years of age ECOG performance status 0 or 1 Required laboratory values: ANC ≥1500/mm3 Hemoglobin ≥ 9 g/dl Platelets ≥100,000/mm3 Serum creatinine < 1.5 X ULN (institutional) Total bilirubin ≤ 1.0 X ULN (institutional) For patients with Gilbert syndrome, the direct bilirubin should be within the institutional normal range. AST and ALT ≤ 1.5x ULN (institutional) Alkaline phosphatase ≤1.5x ULN (institutional) Documentation of hepatitis B virus (HBV) and hepatitis C virus (HCV) serologies is required: this includes hepatitis B surface antigen (HBsAg) and/or total hepatitis B core antibody (HBcAb) in addition to HCV antibody testing. Only for patients who test positive for hep B/C virus: PTT/INR < ULN (institutional) Left ventricular ejection fraction (LVEF) ≥ 55% Premenopausal women must have a negative serum pregnancy test, including women who have had a tubal ligation and for women less than 12 months after the onset of menopause. Women of childbearing potential and men with partners of childbearing potential must be willing to use one highly effective form of non-hormonal contraception or two effective forms of non-hormonal contraception by the patient and/or partner and continue its use for the duration of the study treatment and for 7 months after the last dose of study treatment. Potent CYP3A4 inhibitors, such as ketoconazole and erythromycin, should be avoided during the study treatment period with T-DM1. Excessive alcohol intake should be avoided (occasional use is permitted). Patients with a history of ipsilateral DCIS are eligible. Patients undergoing breast conservation therapy (i.e. lumpectomy) must not have any contraindications to radiation therapy. Willing and able to sign informed consent. Willing to provide tissue for research purposes. Exclusion Criteria: Pregnant or nursing women due to the teratogenic potential of the study drugs. Active, unresolved infection. Receipt of intravenous antibiotics for infection within 7 days prior to enrollment. Patients with active liver disease, for example, due to hepatitis B virus, hepatitis C virus, autoimmune hepatic disorder, or sclerosing cholangitis. Uncontrolled hypertension (systolic >180 mm Hg and/or diastolic >100 mm Hg) or clinically significant (i.e. active) cardiovascular disease: cerebrovascular accident/stroke or myocardial infarction within 6 months prior to first study medication, unstable angina, congestive heart failure (CHF) of New York Heart Association (NYHA) Grade II or higher, or serious cardiac arrhythmia requiring medication. Significant symptoms (Grade ≥2) peripheral neuropathy. Other concurrent serious diseases that may interfere with planned treatment, including severe pulmonary conditions/illness, uncontrolled infections, uncontrolled diabetes. Any prior treatment for the current breast cancer, including chemotherapy, hormonal therapy, radiation or experimental therapy.
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Otto Metzger, MD
Organizational Affiliation
Dana-Farber Cancer Institute
Official's Role
Principal Investigator
Facility Information:
Facility Name
Massachusetts General Hospital
City
Boston
State/Province
Massachusetts
ZIP/Postal Code
02114
Country
United States
Facility Name
Dana Farber Cancer Institute
City
Boston
State/Province
Massachusetts
ZIP/Postal Code
02215
Country
United States
Facility Name
Tennessee Oncology/Sarah Cannon Research Institute
City
Nashville
State/Province
Tennessee
ZIP/Postal Code
37203
Country
United States
Facility Name
Vanderbilt-Ingram Cancer Center
City
Nashville
State/Province
Tennessee
ZIP/Postal Code
37232
Country
United States

12. IPD Sharing Statement

Learn more about this trial

T-DM1+Pertuzumab in Pre-OP Early-Stage HER2+ BRCA

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