Window of Opportunity Study in Colorectal Cancer
Primary Purpose
Colorectal Cancer
Status
Recruiting
Phase
Phase 2
Locations
Singapore
Study Type
Interventional
Intervention
CAPEOX
Pembrolizumab
Capecitabine/ 5-FU
Pembrolizumab
Surgical resection
Sponsored by
About this trial
This is an interventional treatment trial for Colorectal Cancer
Eligibility Criteria
Inclusion Criteria:
- For patients with colon cancer: Adenocarcinoma of the colon (radiologic T4 and/or N2) OR rectal adenocarcinoma with positive lymph nodes and/or threatened/positive circumferential resection margin (CRM).
- For patients with rectal cancer: Patients with rectal adenocarcinoma must have completed neoadjuvant chemoradiation therapy (or planned to receive neoadjuvant chemoradiation at point of recruitment).
- Male/female participants who are at least 21 years of age on the day of signing informed consent with histologically confirmed diagnosis of colorectal adenocarcinoma.
- Female participants: A female participant is eligible to participate if she is not pregnant, not breastfeeding, and at least one of the following conditions applies: a) Not a woman of childbearing potential (WOCBP) OR b) A WOCBP who agrees to follow the contraceptive guidance during the treatment period and for at least 120 days after the last dose of study treatment.
- The participant (or legally acceptable representative if applicable) provides written informed consent for the trial.
- Tumor evaluated to have sufficient tissue for translational studies
- Have provided sufficient archival tumor tissue sample.
- Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1. Evaluation of ECOG is to be performed within 7 days prior to the date of allocation/randomization.
- Have adequate organ function as defined in the following table. Specimens must be collected within 14 days prior to the start of study treatment.
Adequate Organ Function Laboratory
- Absolute neutrophil count (ANC): ≥1500/μL
- Platelets: ≥100 000/μL
- Hemoglobin: ≥9.0 g/dL or ≥5.6 mmol/L
- Creatinine OR Measured or calculated creatinine clearance: ≤1.5 × Upper 5. Limit of Normal (ULN) OR ≥30 mL/min for participant with creatinine levels >1.5 × institutional ULN
- Total bilirubin: ≤1.5 ×ULN OR direct bilirubin ≤ULN for participants with total bilirubin levels >1.5 × ULN
- Alanine Aminotransferase and Aspartate Aminotransferase: ≤2.5 × ULN
- Coagulation - International normalized ratio (INR) OR prothrombin time (PT) Activated partial thromboplastin time (aPTT): ≤1.5 × ULN
Exclusion Criteria:
- A WOCBP who has a positive urine pregnancy test within 72 hours prior to allocation of subject number. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
- Has any sign of distant metastases or need for emergency surgery.
- Has past history of bowel perforation and abdominal fistula; a recent history of bowel resection (within past 12 months) and/or patients with radiological evidence of active bowel obstruction.
- Has intercurrent illness, including but not limited to infections and unstable angina pectoris.
- Is on anticoagulation therapy (warfarin, low molecular weight heparin, rivaroxaban).
- Has received prior therapy with an anti-PD-1, anti-PD-L1, or anti-PD-L2 agent or with an agent directed to another stimulatory or co-inhibitory T-cell receptor (e.g., CTLA-4, OX-40, and CD137).
- Has received prior systemic anti-cancer therapy including investigational agents within 1 year prior to allocation, except capecitabine as neoadjuvant therapy for patients with rectal cancer.
- Has received prior radiotherapy within 1 year of start of study treatment or planned radiotherapy prior to surgery, except radiotherapy received as neoadjuvant therapy for patients with rectal cancer.
- Has received a live vaccine within 30 days prior to the first dose of study drug.
- Is currently participating in or has participated in a study of an investigational agent or has used an investigational device for cancer within 1 year prior to the first dose of study treatment.
- Has a diagnosis of immunodeficiency or is receiving chronic systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of study drug.
- Has a known additional malignancy that is progressing or has required active treatment within the past 5 years.
- Has severe hypersensitivity (≥Grade 3) to pembrolizumab and/or any of its excipients.
- Has active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g. thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
- Has a history of (non-infectious) pneumonitis that required steroids or has current pneumonitis.
- Has an active infection requiring systemic therapy.
- Has Human Immunodeficiency Virus (HIV).
- Has Hepatitis B (defined as Hepatitis B surface antigen [HBsAg] reactive) or known Hepatitis C virus infection.
- Has a known history of active TB (Bacillus Tuberculosis).
- Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the study, interfere with the subject's participation for the full duration of the study, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.
- Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.
- Is pregnant or breastfeeding, or expecting to conceive or father children within the projected duration of the study, starting with the screening visit through 120 days after the last dose of trial treatment.
Sites / Locations
- Singapore General Hospital
- National Cancer CentreRecruiting
- Sengkang General Hospital
Arms of the Study
Arm 1
Arm 2
Arm Type
Experimental
Experimental
Arm Label
Colon cancers
Rectal Cancers
Arm Description
Pre-operative CAPEOX 1 cycle Pre-operative Pembrolizumab 2 cycles with cycle 1 on Day 1 (concurrent with start of CAPEOX) and cycle 2 on Day 22
Following completion of neo-adjuvant chemo-radiotherapy, 2 cycles of pre-operative Pembrolizumab administered 3 weeks apart.
Outcomes
Primary Outcome Measures
Tumour immune gene expression signature
Gene expression of key immune genes will be assayed and immune gene expression scores such as IFN-gamma Gene Expression Profile (GEP) signature score (Ayers et al. 2017 JCI) will be compared before (biopsy) and after treatment (surgery).
Pathology regression
A change in viable tumour after treatment will be measured by pathologist using tumour regression grade and major pathologic regression.
Immune T-cell infiltration before and after treatment
The change in immune cell infiltration will be measured by pathologists through immunohistochemistry and/or immuno-fluorescence.
Secondary Outcome Measures
Relative proportion/ percentage of the different immune cell states or immune cell types as inferred from single cell or bulk gene expression profiling
Single cell RNA sequencing, bulk genomics & bulk transcriptomics will be used to describe the enrichment of different immune cell states or cell types
Relative distribution (percentage) of immune cells with specific expression of lineage markers
Flow cytometry will be used to determine the proportions of immune cell types with specific lineage marker expression including CD45, CD4, CD8, PDL1 and LAG3
Percentage of cell viability and cell death at fixed time points (e.g. 24 or 48 hours)
Functional assays of immune cell immunoreactivity will be used to determine the proportion of target cell kill of paired immune cell and target cell
Full Information
NCT ID
NCT03984578
First Posted
June 4, 2019
Last Updated
June 10, 2022
Sponsor
National Cancer Centre, Singapore
Collaborators
Merck Sharp & Dohme LLC
1. Study Identification
Unique Protocol Identification Number
NCT03984578
Brief Title
Window of Opportunity Study in Colorectal Cancer
Official Title
Window of Opportunity Study With Neoadjuvant Pembrolizumab in Colorectal Cancer
Study Type
Interventional
2. Study Status
Record Verification Date
June 2022
Overall Recruitment Status
Recruiting
Study Start Date
June 12, 2019 (Actual)
Primary Completion Date
August 2024 (Anticipated)
Study Completion Date
August 2024 (Anticipated)
3. Sponsor/Collaborators
Responsible Party, by Official Title
Sponsor
Name of the Sponsor
National Cancer Centre, Singapore
Collaborators
Merck Sharp & Dohme LLC
4. Oversight
Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
No
5. Study Description
Brief Summary
This is a window of opportunity translational study investigating the use of pre-operative pembrolizumab and chemotherapy or chemoradiotherapy in non-metastatic colorectal cancer.
Detailed Description
Patients with radiologically-assessed locally advanced non-metastatic colorectal cancer will receive the following treatment before surgery:
Colon cancers:
One cycle of CAPEOX chemotherapy Two cycles of Pembrolizumab on Day 1 (concurrent with CAPEOX chemotherapy) and Day 22
Rectal cancers:
Following completion of chemo-radiotherapy with 5-fluorouracil (5-FU)/ capecitabine, patients will receive 2 cycles of Pembrolizumab given 3 weeks apart
Pre-operative biopsy and surgical samples as well as blood will be collected for translational studies.
6. Conditions and Keywords
Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Colorectal Cancer
7. Study Design
Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
Non-Randomized
Enrollment
50 (Anticipated)
8. Arms, Groups, and Interventions
Arm Title
Colon cancers
Arm Type
Experimental
Arm Description
Pre-operative CAPEOX 1 cycle Pre-operative Pembrolizumab 2 cycles with cycle 1 on Day 1 (concurrent with start of CAPEOX) and cycle 2 on Day 22
Arm Title
Rectal Cancers
Arm Type
Experimental
Arm Description
Following completion of neo-adjuvant chemo-radiotherapy, 2 cycles of pre-operative Pembrolizumab administered 3 weeks apart.
Intervention Type
Drug
Intervention Name(s)
CAPEOX
Intervention Description
Oral Capecitabine: 1000mg/m2 twice a day from Day 1 to 14 of a 3-week cycle, and IV Oxaliplatin: 130mg/m2 on Day 1
Intervention Type
Drug
Intervention Name(s)
Pembrolizumab
Other Intervention Name(s)
Keytruda
Intervention Description
IV infusion of 200mg on Day 1 and Day 22
Intervention Type
Drug
Intervention Name(s)
Capecitabine/ 5-FU
Intervention Description
Capecitabine: Oral dose of 825mg/m2/day twice a day on radiation days with concurrent radiation median 50.4 Gy/ 28 fractions; or 5-FU: 225mg/m2/day concurrent with radiation
Intervention Type
Drug
Intervention Name(s)
Pembrolizumab
Other Intervention Name(s)
Keytruda
Intervention Description
IV infusion of 200mg on Day 1 of each cycle
Intervention Type
Procedure
Intervention Name(s)
Surgical resection
Intervention Description
Performed after all medical intervention
Primary Outcome Measure Information:
Title
Tumour immune gene expression signature
Description
Gene expression of key immune genes will be assayed and immune gene expression scores such as IFN-gamma Gene Expression Profile (GEP) signature score (Ayers et al. 2017 JCI) will be compared before (biopsy) and after treatment (surgery).
Time Frame
From time of first tumour biopsy before treatment to time of tumour resection performed 1-3 weeks after last dose of neoadjuvant treatment
Title
Pathology regression
Description
A change in viable tumour after treatment will be measured by pathologist using tumour regression grade and major pathologic regression.
Time Frame
From time of first tumour biopsy before treatment to time of tumour resection performed 1-3 weeks after last dose of neoadjuvant treatment
Title
Immune T-cell infiltration before and after treatment
Description
The change in immune cell infiltration will be measured by pathologists through immunohistochemistry and/or immuno-fluorescence.
Time Frame
From time of first tumour biopsy before treatment to time of tumour resection performed 1-3 weeks after last dose of neoadjuvant treatment
Secondary Outcome Measure Information:
Title
Relative proportion/ percentage of the different immune cell states or immune cell types as inferred from single cell or bulk gene expression profiling
Description
Single cell RNA sequencing, bulk genomics & bulk transcriptomics will be used to describe the enrichment of different immune cell states or cell types
Time Frame
At time of tumour resection performed 1-3 weeks after last dose of neoadjuvant treatment
Title
Relative distribution (percentage) of immune cells with specific expression of lineage markers
Description
Flow cytometry will be used to determine the proportions of immune cell types with specific lineage marker expression including CD45, CD4, CD8, PDL1 and LAG3
Time Frame
At time of tumour resection performed 1-3 weeks after last dose of neoadjuvant treatment
Title
Percentage of cell viability and cell death at fixed time points (e.g. 24 or 48 hours)
Description
Functional assays of immune cell immunoreactivity will be used to determine the proportion of target cell kill of paired immune cell and target cell
Time Frame
At time of tumour resection performed 1-3 weeks after last dose of neoadjuvant treatment
10. Eligibility
Sex
All
Minimum Age & Unit of Time
21 Years
Maximum Age & Unit of Time
100 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria:
For patients with colon cancer: Adenocarcinoma of the colon (radiologic T4 and/or N2) OR rectal adenocarcinoma with positive lymph nodes and/or threatened/positive circumferential resection margin (CRM).
For patients with rectal cancer: Patients with rectal adenocarcinoma must have completed neoadjuvant chemoradiation therapy (or planned to receive neoadjuvant chemoradiation at point of recruitment).
Male/female participants who are at least 21 years of age on the day of signing informed consent with histologically confirmed diagnosis of colorectal adenocarcinoma.
Female participants: A female participant is eligible to participate if she is not pregnant, not breastfeeding, and at least one of the following conditions applies: a) Not a woman of childbearing potential (WOCBP) OR b) A WOCBP who agrees to follow the contraceptive guidance during the treatment period and for at least 120 days after the last dose of study treatment.
The participant (or legally acceptable representative if applicable) provides written informed consent for the trial.
Tumor evaluated to have sufficient tissue for translational studies
Have provided sufficient archival tumor tissue sample.
Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1. Evaluation of ECOG is to be performed within 7 days prior to the date of allocation/randomization.
Have adequate organ function as defined in the following table. Specimens must be collected within 14 days prior to the start of study treatment.
Adequate Organ Function Laboratory
Absolute neutrophil count (ANC): ≥1500/μL
Platelets: ≥100 000/μL
Hemoglobin: ≥9.0 g/dL or ≥5.6 mmol/L
Creatinine OR Measured or calculated creatinine clearance: ≤1.5 × Upper 5. Limit of Normal (ULN) OR ≥30 mL/min for participant with creatinine levels >1.5 × institutional ULN
Total bilirubin: ≤1.5 ×ULN OR direct bilirubin ≤ULN for participants with total bilirubin levels >1.5 × ULN
Alanine Aminotransferase and Aspartate Aminotransferase: ≤2.5 × ULN
Coagulation - International normalized ratio (INR) OR prothrombin time (PT) Activated partial thromboplastin time (aPTT): ≤1.5 × ULN
Exclusion Criteria:
A WOCBP who has a positive urine pregnancy test within 72 hours prior to allocation of subject number. If the urine test is positive or cannot be confirmed as negative, a serum pregnancy test will be required.
Has any sign of distant metastases or need for emergency surgery.
Has past history of bowel perforation and abdominal fistula; a recent history of bowel resection (within past 12 months) and/or patients with radiological evidence of active bowel obstruction.
Has intercurrent illness, including but not limited to infections and unstable angina pectoris.
Is on anticoagulation therapy (warfarin, low molecular weight heparin, rivaroxaban).
Has received prior therapy with an anti-PD-1, anti-PD-L1, or anti-PD-L2 agent or with an agent directed to another stimulatory or co-inhibitory T-cell receptor (e.g., CTLA-4, OX-40, and CD137).
Has received prior systemic anti-cancer therapy including investigational agents within 1 year prior to allocation, except capecitabine as neoadjuvant therapy for patients with rectal cancer.
Has received prior radiotherapy within 1 year of start of study treatment or planned radiotherapy prior to surgery, except radiotherapy received as neoadjuvant therapy for patients with rectal cancer.
Has received a live vaccine within 30 days prior to the first dose of study drug.
Is currently participating in or has participated in a study of an investigational agent or has used an investigational device for cancer within 1 year prior to the first dose of study treatment.
Has a diagnosis of immunodeficiency or is receiving chronic systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of study drug.
Has a known additional malignancy that is progressing or has required active treatment within the past 5 years.
Has severe hypersensitivity (≥Grade 3) to pembrolizumab and/or any of its excipients.
Has active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (e.g. thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
Has a history of (non-infectious) pneumonitis that required steroids or has current pneumonitis.
Has an active infection requiring systemic therapy.
Has Human Immunodeficiency Virus (HIV).
Has Hepatitis B (defined as Hepatitis B surface antigen [HBsAg] reactive) or known Hepatitis C virus infection.
Has a known history of active TB (Bacillus Tuberculosis).
Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the study, interfere with the subject's participation for the full duration of the study, or is not in the best interest of the subject to participate, in the opinion of the treating investigator.
Has known psychiatric or substance abuse disorders that would interfere with cooperation with the requirements of the trial.
Is pregnant or breastfeeding, or expecting to conceive or father children within the projected duration of the study, starting with the screening visit through 120 days after the last dose of trial treatment.
Central Contact Person:
First Name & Middle Initial & Last Name or Official Title & Degree
Iain Tan, MD
Phone
+65 6436 8000
Email
iain.tan.b.h@singhealth.com.sg
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Iain Tan, MD
Organizational Affiliation
National Cancer Centre, Singapore
Official's Role
Principal Investigator
Facility Information:
Facility Name
Singapore General Hospital
City
Singapore
ZIP/Postal Code
169608
Country
Singapore
Individual Site Status
Not yet recruiting
Facility Name
National Cancer Centre
City
Singapore
ZIP/Postal Code
169610
Country
Singapore
Individual Site Status
Recruiting
Facility Name
Sengkang General Hospital
City
Singapore
ZIP/Postal Code
544886
Country
Singapore
Individual Site Status
Not yet recruiting
12. IPD Sharing Statement
Learn more about this trial
Window of Opportunity Study in Colorectal Cancer
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