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Stepped Care vs Center-based Cardiopulmonary Rehabilitation for Older Frail Adults Living in Rural MA

Primary Purpose

Angina, Stable, Congestive Heart Failure, Chronic Obstructive Pulmonary Disease

Status
Recruiting
Phase
Not Applicable
Locations
United States
Study Type
Interventional
Intervention
Stepped Care
Sponsored by
Peter Lindenauer, MD
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional supportive care trial for Angina, Stable

Eligibility Criteria

60 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Older adults (greater than 65 years of age)
  • Live in a Level 1 or 2 state designated rural area in Berkshire County
  • Has a condition qualifying for reimbursement (by government or private insurance) for cardiac or pulmonary rehabilitation
  • Score of 4, 5 or 6 on the Clinical Frailty Scale(24) (corresponding to vulnerable, mildly frail, and moderately frail)

Exclusion Criteria:

Attended pulmonary or cardiac rehabilitation within the previous two years

  • Resting pulse oximetry < 85% on room air or while breathing the prescribed level of supplemental oxygen
  • Unstable asthma with hospital admission or ED visit within previous three months
  • Severe exercise-induced hypoxemia, not correctable with oxygen supplementation
  • Acute systemic illness or fever
  • Complex ventricular arrhythmias
  • Resting systolic blood pressure greater than 200mmhg
  • Resting diastolic blood pressure greater than 100mmhg
  • Orthostatic blood pressure (BP) drop of >20 mm Hg with symptoms
  • History of arrhythmia with syncope
  • Severe symptomatic valvular disease
  • Unstable angina
  • Uncontrolled atrial or ventricular arrhythmias
  • Uncontrolled sinus tachycardia (>120 BPM)
  • Uncompensated congestive heart failure
  • Third degree heart block without a pacemaker
  • Active pericarditis or myocarditis
  • Acute cor pulmonale, severe pulmonary hypertension
  • Resting ST displacement > 2mm
  • Uncontrolled diabetes (resting blood glucose >400 mg/dl)
  • Conditions other than pulmonary or cardiac that prohibit exercise (e.g., arthritis, severe neurologic, hepatic or renal disease)
  • Planned surgery or transplantation
  • Hearing impairment limiting ability to participate in data collection by telephone
  • Life expectancy less than one year
  • Significant cognitive deficit and/or psychiatric illness that interferes with ability to provide consent, follow directions, or adhere to study procedures

Sites / Locations

  • Berkshire Medical Center, IncRecruiting
  • Baystate Health

Arms of the Study

Arm 1

Arm 2

Arm Type

No Intervention

Active Comparator

Arm Label

Treatment as usual

Stepped Care

Arm Description

Patients referred to CR or PR are initially telephoned by a RN,RC or RA who describes the program and schedules the initial intake evaluation. The intake evaluation reflects usual care practices at both BMC and Fairview Hospital. The purpose of this initial session is to obtain the data required to design an individualized effective and safe rehabilitation program. It is performed by a RN, RC, or RA and includes performing a medical history, physical examination, and testing. Reminder telephone calls are placed prior to the initial intake and formal reassessments visits.

The SC arm will be offered Center Based Rehabilitation (CBR) and subsequently stepped up to transportation-subsidized CBR, home-based TR, and CHW-supported home-based TR based on prespecified non-response criteria/poor adherence. Standard of Care. Patients meeting a non-response criterion will be stepped up to transportation-subsidized CBR. Step 1. Transportation-Subsidized CBR. Step 2. Home-Based TR. Step 3. CHW-Supported Home-Based TR.

Outcomes

Primary Outcome Measures

Recruitment
Average number of eligible patients randomized per month
Adherence
Proportion of older frail adults randomized to SC attending prescribed rehabilitation sessions
Adherence
Average number of sessions attended in SC arm
Retention
Proportion in SC arm completing outcome measures
Burden of Data Collection
Baseline Measurement Completion- The investigators need to reach >80% of baseline data to move forward with this study

Secondary Outcome Measures

PROMIS Dyspnea severity
NIH PROMIS computer adaptive test (CAT) to assess dyspnea severity.
PROMIS Dyspnea functional limitation
NIH PROMIS CAT to assess dyspnea functional limitation.
PROMIS Physical function
NIH PROMIS ACT to assess physical function.
PROMIS Social isolation
NIH PROMIS CAT to assess social isolation.
PROMIS anxiety
NIH PROMIS CAT to assess anxiety.
PROMIS Depression/Sadness
NIH PROMIS CAT to assess Depression/Sadness.
PASE
Physical Activity Scale for the elderly. The PASE is a brief, 12-item, reliable, validated questionnaire used to measure physical activity in older adults. Activities are scored using frequency, duration and intensity parameters over the previous week.
EuroQol (EQ-5D-5L)
Health-related quality of life will be measured using the EuroQol (EQ-5D-5L). The EQ-5D-5L is a well-validated and widely used generic health status questionnaire that measures amount of difficulty with mobility, self-care, usual activities, pain/discomfort and anxiety/depression.
Smoking
Smoking will be quantified by self-report (number of cigarettes smoked per day)
6 Minute walk test (6-MWT)
The 6-MWT is a widely used and well-validated measure of functional exercise capacity. The 6-MWT measures the distance that a patient can walk quickly on a flat, hard surface over six minutes. It is self-paced and assesses sub-maximal aerobic capacity and endurance.
Short Physical Performance Battery (SPPB)
Physical Function and Mobility will be measured using SPPB which includes a walking speed test, a hierarchal balance test (feet side by side, semi tandem stance, tandem stance), and a 5-times sit to stand test, each scored on a 0-4 scale.

Full Information

First Posted
August 3, 2022
Last Updated
March 1, 2023
Sponsor
Peter Lindenauer, MD
Collaborators
Berkshire Medical Center
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1. Study Identification

Unique Protocol Identification Number
NCT05562037
Brief Title
Stepped Care vs Center-based Cardiopulmonary Rehabilitation for Older Frail Adults Living in Rural MA
Official Title
Stepped Care vs Center-based Cardiopulmonary Rehabilitation for Older Frail Adults Living in Rural MA
Study Type
Interventional

2. Study Status

Record Verification Date
March 2023
Overall Recruitment Status
Recruiting
Study Start Date
September 8, 2022 (Actual)
Primary Completion Date
December 28, 2024 (Anticipated)
Study Completion Date
February 28, 2025 (Anticipated)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor-Investigator
Name of the Sponsor
Peter Lindenauer, MD
Collaborators
Berkshire Medical Center

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No
Data Monitoring Committee
Yes

5. Study Description

Brief Summary
This feasibility trial will focus on older adults 60+ who are candidates for cardiac or pulmonary rehabilitation and who are vulnerable, mildly or moderately frail. We will randomize older frail adults living in rural regions of the county to Treatment as usual (TAU) or Stepped care (SC). TAU refers to center-based rehabilitation (CBR). Patients randomized to SC will be enrolled in traditional CBR and based on prespecified non-response criteria, will step up to three services: 1) Transportation-subsidized CBR, 2) Home-based telerehabilitation (TR), and 3) Community health worker-(CHW) supported home-based TR.
Detailed Description
Cardiac rehabilitation (CR) decreases mortality and both CR and pulmonary rehabilitation (PR) improve function, quality of life, and decrease readmission rates. Despite their proven efficacy, both programs are grossly underutilized, with fewer than 20% of eligible persons participating. Patients with heart and lung disease living in rural communities have even lower rates of participation. The objective of this proposal is to test the feasibility of performing a full-scale randomized controlled trial (RCT) to compare the effectiveness and value of a stepped care (SC) model versus treatment as usual (TAU) in older frail adults living rural counties. TAU refers to center-based rehabilitation (CBR). The SC model includes initial enrollment into CBR followed by possible step up to three interventions based on prespecified non-response criteria: 1) Transportation-subsidized CBR, 2) Home-based telerehabilitation (TR), and 3) Community health worker-(CHW) supported home-based TR. Unlike traditional SC models, the initial treatment in this model, i.e. CBR, is not the least resource intensive. CBR was chosen as the initial option because it is currently considered the standard of care. We will conduct a parallel, 2-arm, randomized controlled feasibility trial. Eligible participants will be randomized to TAU (CBR) or SC. Because of the urgent need to address underuse of both CR and PR in rural regions, the proposed feasibility trial will enroll patients referred to either CR or PR. Both arms include an in-person intake evaluation conducted by a certified rehabilitation nurse in the rehabilitation center to determine exercise tolerance and design a tailored 8-week rehabilitation program. Patients randomized to TAU participate in two weekly sessions at the center and are encouraged to exercise at home in between sessions. Patients randomized to the SC arm will also be enrolled in the CBR program. Those who meet prespecified non-response criteria will be stepped up to transportation-subsidized CBR. Providing transportation may not be sufficient for frail older adults who are reluctant to leave their homes in the winter, unfamiliar with exercising, or do not want to exercise in a group setting. Thus, non-responders, will be stepped up to home-based TR. Home-based rehabilitation will be supported by Chanl Health, a virtual platform that supports education and self-management, remote monitoring, and coaching by rehabilitation specialists. Non-responders will be stepped up to CHW-supported home-based TR. The CHW will be help participants use the mobile app, access educational materials, clarify educational content, and exercise during biweekly in-person visits. Purpose: Heart and lung disease are the first and third leading causes of mortality in the US, respectively. Cardiac rehabilitation (CR) decreases mortality and both CR and pulmonary rehabilitation (PR) improve function, quality of life, and decrease readmission rates. Despite their proven efficacy, both programs are grossly underutilized, with fewer than 20% of eligible persons participating. Patients living in rural communities have even lower rates of participation. Home-based CR and PR has been developed with the goal of improving uptake, and low to moderate strength evidence indicates that these programs are as effective as center-based programs. Further work is needed, however, to examine how best to increase utilization of CR and PR in rural communities. While several studies have examined approaches to improve referral and enrollment, there is little evidence on how to optimize adherence to CR, and no evidence how to optimize adherence to PR.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Angina, Stable, Congestive Heart Failure, Chronic Obstructive Pulmonary Disease

7. Study Design

Primary Purpose
Supportive Care
Study Phase
Not Applicable
Interventional Study Model
Parallel Assignment
Model Description
The planned research is to improve enrollment, adherence and completion of CR and PR using stepped care (SC). The proposed SC model enables a patient-centered approach by matching intensity of treatment with individual patient needs.
Masking
Outcomes Assessor
Masking Description
Outcome measures will be obtained by a blinded research assistant over the phone within 1 week of completing the 8 week rehabilitation program
Allocation
Randomized
Enrollment
120 (Anticipated)

8. Arms, Groups, and Interventions

Arm Title
Treatment as usual
Arm Type
No Intervention
Arm Description
Patients referred to CR or PR are initially telephoned by a RN,RC or RA who describes the program and schedules the initial intake evaluation. The intake evaluation reflects usual care practices at both BMC and Fairview Hospital. The purpose of this initial session is to obtain the data required to design an individualized effective and safe rehabilitation program. It is performed by a RN, RC, or RA and includes performing a medical history, physical examination, and testing. Reminder telephone calls are placed prior to the initial intake and formal reassessments visits.
Arm Title
Stepped Care
Arm Type
Active Comparator
Arm Description
The SC arm will be offered Center Based Rehabilitation (CBR) and subsequently stepped up to transportation-subsidized CBR, home-based TR, and CHW-supported home-based TR based on prespecified non-response criteria/poor adherence. Standard of Care. Patients meeting a non-response criterion will be stepped up to transportation-subsidized CBR. Step 1. Transportation-Subsidized CBR. Step 2. Home-Based TR. Step 3. CHW-Supported Home-Based TR.
Intervention Type
Other
Intervention Name(s)
Stepped Care
Intervention Description
Patients meeting a non-response criterion will be stepped up to the next step
Primary Outcome Measure Information:
Title
Recruitment
Description
Average number of eligible patients randomized per month
Time Frame
3 years
Title
Adherence
Description
Proportion of older frail adults randomized to SC attending prescribed rehabilitation sessions
Time Frame
8 weeks
Title
Adherence
Description
Average number of sessions attended in SC arm
Time Frame
8 weeks
Title
Retention
Description
Proportion in SC arm completing outcome measures
Time Frame
8 weeks
Title
Burden of Data Collection
Description
Baseline Measurement Completion- The investigators need to reach >80% of baseline data to move forward with this study
Time Frame
8 weeks
Secondary Outcome Measure Information:
Title
PROMIS Dyspnea severity
Description
NIH PROMIS computer adaptive test (CAT) to assess dyspnea severity.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
PROMIS Dyspnea functional limitation
Description
NIH PROMIS CAT to assess dyspnea functional limitation.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
PROMIS Physical function
Description
NIH PROMIS ACT to assess physical function.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
PROMIS Social isolation
Description
NIH PROMIS CAT to assess social isolation.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
PROMIS anxiety
Description
NIH PROMIS CAT to assess anxiety.
Time Frame
1 week prior to start and 1 week after completion of Rehabilitation
Title
PROMIS Depression/Sadness
Description
NIH PROMIS CAT to assess Depression/Sadness.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
PASE
Description
Physical Activity Scale for the elderly. The PASE is a brief, 12-item, reliable, validated questionnaire used to measure physical activity in older adults. Activities are scored using frequency, duration and intensity parameters over the previous week.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
EuroQol (EQ-5D-5L)
Description
Health-related quality of life will be measured using the EuroQol (EQ-5D-5L). The EQ-5D-5L is a well-validated and widely used generic health status questionnaire that measures amount of difficulty with mobility, self-care, usual activities, pain/discomfort and anxiety/depression.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
Smoking
Description
Smoking will be quantified by self-report (number of cigarettes smoked per day)
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
6 Minute walk test (6-MWT)
Description
The 6-MWT is a widely used and well-validated measure of functional exercise capacity. The 6-MWT measures the distance that a patient can walk quickly on a flat, hard surface over six minutes. It is self-paced and assesses sub-maximal aerobic capacity and endurance.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Title
Short Physical Performance Battery (SPPB)
Description
Physical Function and Mobility will be measured using SPPB which includes a walking speed test, a hierarchal balance test (feet side by side, semi tandem stance, tandem stance), and a 5-times sit to stand test, each scored on a 0-4 scale.
Time Frame
1 week prior to start and 1 week after completion of rehabilitation
Other Pre-specified Outcome Measures:
Title
Secondary Feasibility Outcomes
Description
The investigators will look at data already obtained in the research project to determine the number of non-response criteria and average number of days on each step to develop a new protocol for a randomized clinical trial.
Time Frame
3 years

10. Eligibility

Sex
All
Minimum Age & Unit of Time
60 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Older adults (greater than 60 years of age) Live in a Level 1 or 2 state designated rural area in Berkshire County Has a condition qualifying for reimbursement (by government or private insurance) for cardiac or pulmonary rehabilitation Score of 4, 5 or 6 on the Clinical Frailty Scale(24) (corresponding to vulnerable, mildly frail, and moderately frail) Exclusion Criteria: Attended pulmonary or cardiac rehabilitation within the previous two years Resting pulse oximetry < 85% on room air or while breathing the prescribed level of supplemental oxygen Unstable asthma with hospital admission or ED visit within previous three months Severe exercise-induced hypoxemia, not correctable with oxygen supplementation Acute systemic illness or fever Complex ventricular arrhythmias Resting systolic blood pressure greater than 200mmhg Resting diastolic blood pressure greater than 100mmhg Orthostatic blood pressure (BP) drop of >20 mm Hg with symptoms History of arrhythmia with syncope Severe symptomatic valvular disease Unstable angina Uncontrolled atrial or ventricular arrhythmias Uncontrolled sinus tachycardia (>120 BPM) Uncompensated congestive heart failure Third degree heart block without a pacemaker Active pericarditis or myocarditis Acute cor pulmonale, severe pulmonary hypertension Resting ST displacement > 2mm Uncontrolled diabetes (resting blood glucose >400 mg/dl) Conditions other than pulmonary or cardiac that prohibit exercise (e.g., arthritis, severe neurologic, hepatic or renal disease) Planned surgery or transplantation Hearing impairment limiting ability to participate in data collection by telephone Life expectancy less than one year Significant cognitive deficit and/or psychiatric illness that interferes with ability to provide consent, follow directions, or adhere to study procedures
Facility Information:
Facility Name
Berkshire Medical Center, Inc
City
Pittsfield
State/Province
Massachusetts
ZIP/Postal Code
01201
Country
United States
Individual Site Status
Recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Leslie Drager, RN BSN
Phone
413-395-7925
Email
ldrager@bhs1.org
First Name & Middle Initial & Last Name & Degree
Jagruti Patel, MPH
Phone
413-395-7910
Email
jpatel2@bhs1.org
First Name & Middle Initial & Last Name & Degree
Liana Fraenkel, MD
Facility Name
Baystate Health
City
Springfield
State/Province
Massachusetts
ZIP/Postal Code
01199
Country
United States
Individual Site Status
Not yet recruiting
Facility Contact:
First Name & Middle Initial & Last Name & Degree
Rajashree Kotejoshyer
Phone
978-761-8709
Email
Rajashree.Kotejoshyer@baystatehealth.org

12. IPD Sharing Statement

Plan to Share IPD
No
IPD Sharing Plan Description
Aggregate data will be shared, not IPD will be shared.
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Stepped Care vs Center-based Cardiopulmonary Rehabilitation for Older Frail Adults Living in Rural MA

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