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Neoadjuvant Pembrolizumab Plus Chemotherapy for Resectable Locally Advanced Esophageal Squamous Cell Carcinoma

Primary Purpose

Esophageal Squamous Cell Carcinoma

Status
Completed
Phase
Phase 2
Locations
China
Study Type
Interventional
Intervention
Pembrolizumab
Carboplatin or Cisplatin
Docetaxel
Sponsored by
Peking Union Medical College Hospital
About
Eligibility
Locations
Arms
Outcomes
Full info

About this trial

This is an interventional treatment trial for Esophageal Squamous Cell Carcinoma

Eligibility Criteria

18 Years - undefined (Adult, Older Adult)All SexesDoes not accept healthy volunteers

Inclusion Criteria:

  • Histologically proven squamous cell carcinoma of the esophagus.
  • Surgical resectable (T3 or T4b, N0 or N+, M0), as determined by Endoscopic Ultra Sound (EUS),Positron Emission Tomography/Computed Tomography (PET/CT), Esophageal MRI and enhanced CT scan of neck, thorax and abdomen.
  • Tumor length longitudinal ≤ 10 cm; if larger than 10 cm, inclusion should be discussed with the principal investigator.
  • 18≤Age.
  • Tumor does not involve gastro-esophageal junction.
  • Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1.
  • Adequate hematological, renal and hepatic functions defined as:

neutrophiles ≥ 1.5 x 109/L platelets ≥ 100 x 109/L alanine transaminase≤2 x upper normal limit hemoglobin ≥ 5.6 mmol total bilirubin ≤ 1.5 x upper normal limit creatinine clearance (Cockcroft) ≥60 ml/min

  • Written, voluntary informed consent

Exclusion Criteria:

  • Past or current history of malignancy other than entry diagnosis interfering with prognosis of esophageal cancer.
  • T1, T2 tumors or in situ carcinoma.
  • metastatic oesophageal cancer.
  • Pregnancy (positive serum pregnancy test), planning to become pregnant, and lactation.
  • Previous chemotherapy, radiotherapy, and/or treatment with checkpoint inhibitors.
  • Clinically significant cardiovascular disease (including myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) precluding major surgery.
  • Pulmonary fibrosis and/or severely impaired lung function precluding major surgery.
  • Pre-existing motor or sensory neurotoxicity greater than World Health Organization (WHO) grade 1.
  • Has an active autoimmune disease that has required systemic treatment in past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs).
  • Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy (>10 mg/day prednisone or equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment.
  • Dementia or altered mental status that would prohibit the understanding and giving of informed consent
  • Serious underlying medical condition which would impair the ability of the patient to receive the planned treatment, including prior allergic reactions to drugs containing Cremophor, such as teniposide or cyclosporine.
  • Has an active infection requiring systemic therapy which has not resolved 3 days (simple infection such as cystitis) to 7 days (severe infection such as pyelonephritis) prior to the first dose of trial treatment.
  • Has a diagnosis of acute or chronic hepatitis B, hepatitis C, known immunodeficiency or human immunodeficiency virus (HIV).
  • Patients with prior allogeneic stem cell or solid organ transplantation.

Sites / Locations

  • Peking Union Medical College Hospital

Arms of the Study

Arm 1

Arm Type

Experimental

Arm Label

Neoadjuvant Pembrolizumab Plus Chemotherapy

Arm Description

Neoadjuvant Pembrolizumab Plus Chemotherapy

Outcomes

Primary Outcome Measures

tumor response
assess the tumor response (by irRECIST) of neoadjuvant pembrolizumab plus chemotherapy
pathological response
assess the pathological responses (by College of American Pathologists(CAP) classification) of neoadjuvant pembrolizumab plus chemotherapy

Secondary Outcome Measures

Percentage completion of treatment
Percentage completion of treatment in neoadjuvant pembrolizumab plus chemotherapy
Incidence and severity of toxicity
Incidence and severity of toxicity defined to CTCAE v4.03 and Radiation Oncology Group (RTOG) criteria
Percentage withdrawal rate from surgery
Percentage withdrawal rate from surgery due to neoadjuvant related complications
Percentage delay of surgery
Percentage delay of surgery due to neoadjuvant related complications
R0 resection rate
R0 resection rate
Incidence and severity of post-operative complications to the Clavien-Dindo classification
Incidence and severity of post-operative complications to the Clavien-Dindo classification
Disease free survival
Disease free survival
Overall survival
Overall survival

Full Information

First Posted
March 21, 2022
Last Updated
October 8, 2023
Sponsor
Peking Union Medical College Hospital
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1. Study Identification

Unique Protocol Identification Number
NCT05302011
Brief Title
Neoadjuvant Pembrolizumab Plus Chemotherapy for Resectable Locally Advanced Esophageal Squamous Cell Carcinoma
Official Title
A Prospective, Single-armed Study to Evaluate the Efficacy and Safety of Neoadjuvant Pembrolizumab Plus Chemotherapy in Resectable Locally Advanced Esophageal Squamous Cell Carcinoma Patients
Study Type
Interventional

2. Study Status

Record Verification Date
October 2023
Overall Recruitment Status
Completed
Study Start Date
June 1, 2020 (Actual)
Primary Completion Date
March 30, 2023 (Actual)
Study Completion Date
June 30, 2023 (Actual)

3. Sponsor/Collaborators

Responsible Party, by Official Title
Sponsor
Name of the Sponsor
Peking Union Medical College Hospital

4. Oversight

Studies a U.S. FDA-regulated Drug Product
No
Studies a U.S. FDA-regulated Device Product
No

5. Study Description

Brief Summary
This is a study to evaluate the efficacy and safety of neoadjuvant pembrolizumab plus chemotherapy in resectable locally advanced esophageal squamous cell carcinoma patients
Detailed Description
The primary objective of the study is to assess the tumor response (by irRECIST) and pathological response of neoadjuvant pembrolizumab plus chemotherapy (carboplatin, paclitaxel). Secondary objectives are: To assess completion of neoadjuvant pembrolizumab plus chemotherapy. To assess toxicities of neoadjuvant pembrolizumab plus chemotherapy To assess completion of neoadjuvant pembrolizumab plus chemotherapy. To assess withdrawal rate from surgery. To assess delay rate from surgery. To assess R0 resection rate. To assess post-operative complications. Progression Free Survival.

6. Conditions and Keywords

Primary Disease or Condition Being Studied in the Trial, or the Focus of the Study
Esophageal Squamous Cell Carcinoma

7. Study Design

Primary Purpose
Treatment
Study Phase
Phase 2
Interventional Study Model
Single Group Assignment
Masking
None (Open Label)
Allocation
N/A
Enrollment
28 (Actual)

8. Arms, Groups, and Interventions

Arm Title
Neoadjuvant Pembrolizumab Plus Chemotherapy
Arm Type
Experimental
Arm Description
Neoadjuvant Pembrolizumab Plus Chemotherapy
Intervention Type
Drug
Intervention Name(s)
Pembrolizumab
Intervention Description
Pembrolizumab 200mg i.v. day 1-22-43-64
Intervention Type
Drug
Intervention Name(s)
Carboplatin or Cisplatin
Other Intervention Name(s)
chemotherapy
Intervention Description
Carboplatin Area Under the Curve(AUC) = 4-5 i.v. day 1-22-43-64 or Cisplatin 75mg/m2 i.v. day 1-22-43-64
Intervention Type
Drug
Intervention Name(s)
Docetaxel
Other Intervention Name(s)
chemotherapy
Intervention Description
75mg/m2 i.v. day 1-22-43-64
Primary Outcome Measure Information:
Title
tumor response
Description
assess the tumor response (by irRECIST) of neoadjuvant pembrolizumab plus chemotherapy
Time Frame
up to 12 months
Title
pathological response
Description
assess the pathological responses (by College of American Pathologists(CAP) classification) of neoadjuvant pembrolizumab plus chemotherapy
Time Frame
up to 12 months
Secondary Outcome Measure Information:
Title
Percentage completion of treatment
Description
Percentage completion of treatment in neoadjuvant pembrolizumab plus chemotherapy
Time Frame
up to 3 months
Title
Incidence and severity of toxicity
Description
Incidence and severity of toxicity defined to CTCAE v4.03 and Radiation Oncology Group (RTOG) criteria
Time Frame
up to 12 months
Title
Percentage withdrawal rate from surgery
Description
Percentage withdrawal rate from surgery due to neoadjuvant related complications
Time Frame
up to 3 months
Title
Percentage delay of surgery
Description
Percentage delay of surgery due to neoadjuvant related complications
Time Frame
up to 3 months
Title
R0 resection rate
Description
R0 resection rate
Time Frame
up to 3 months
Title
Incidence and severity of post-operative complications to the Clavien-Dindo classification
Description
Incidence and severity of post-operative complications to the Clavien-Dindo classification
Time Frame
up to 3 months
Title
Disease free survival
Description
Disease free survival
Time Frame
up to 24 months
Title
Overall survival
Description
Overall survival
Time Frame
up to 24 months

10. Eligibility

Sex
All
Minimum Age & Unit of Time
18 Years
Accepts Healthy Volunteers
No
Eligibility Criteria
Inclusion Criteria: Histologically proven squamous cell carcinoma of the esophagus. Surgical resectable (T3 or T4b, N0 or N+, M0), as determined by Endoscopic Ultra Sound (EUS),Positron Emission Tomography/Computed Tomography (PET/CT), Esophageal MRI and enhanced CT scan of neck, thorax and abdomen. Tumor length longitudinal ≤ 10 cm; if larger than 10 cm, inclusion should be discussed with the principal investigator. 18≤Age. Tumor does not involve gastro-esophageal junction. Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1. Adequate hematological, renal and hepatic functions defined as: neutrophiles ≥ 1.5 x 109/L platelets ≥ 100 x 109/L alanine transaminase≤2 x upper normal limit hemoglobin ≥ 5.6 mmol total bilirubin ≤ 1.5 x upper normal limit creatinine clearance (Cockcroft) ≥60 ml/min Written, voluntary informed consent Exclusion Criteria: Past or current history of malignancy other than entry diagnosis interfering with prognosis of esophageal cancer. T1, T2 tumors or in situ carcinoma. metastatic oesophageal cancer. Pregnancy (positive serum pregnancy test), planning to become pregnant, and lactation. Previous chemotherapy, radiotherapy, and/or treatment with checkpoint inhibitors. Clinically significant cardiovascular disease (including myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) precluding major surgery. Pulmonary fibrosis and/or severely impaired lung function precluding major surgery. Pre-existing motor or sensory neurotoxicity greater than World Health Organization (WHO) grade 1. Has an active autoimmune disease that has required systemic treatment in past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy (>10 mg/day prednisone or equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of trial treatment. Dementia or altered mental status that would prohibit the understanding and giving of informed consent Serious underlying medical condition which would impair the ability of the patient to receive the planned treatment, including prior allergic reactions to drugs containing Cremophor, such as teniposide or cyclosporine. Has an active infection requiring systemic therapy which has not resolved 3 days (simple infection such as cystitis) to 7 days (severe infection such as pyelonephritis) prior to the first dose of trial treatment. Has a diagnosis of acute or chronic hepatitis B, hepatitis C, known immunodeficiency or human immunodeficiency virus (HIV). Patients with prior allogeneic stem cell or solid organ transplantation.
Overall Study Officials:
First Name & Middle Initial & Last Name & Degree
Li Li, MD
Organizational Affiliation
Peking Union Medical College Hospital
Official's Role
Study Chair
Facility Information:
Facility Name
Peking Union Medical College Hospital
City
Beijing
State/Province
Beijing
ZIP/Postal Code
100730
Country
China

12. IPD Sharing Statement

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Neoadjuvant Pembrolizumab Plus Chemotherapy for Resectable Locally Advanced Esophageal Squamous Cell Carcinoma

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